DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••••••• G•••••
Legal name A•••••••• G••••• M••••••••• L••
Latest filing Mar 2, 2026
First filing on the tape Jun 17, 2025 · 2 filings
SEC status approved since Jul 18, 2025
RAUM
$593M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
9 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$593M as of Mar 2, 2026
Jun 17, 2025$391M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 2, 2026
Jun 17, 20250 then
Employees (5.A)10 as of Mar 2, 2026
Jun 17, 20259 then
Private funds2 as of Mar 2, 2026
Jun 17, 20251 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 2, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $297MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $593M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$593M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $593M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••••••• G••••• F••• I• L• | Venture Capital Fund | $355M | 24 | Jun 17, 2022 |
Owners and control persons
Schedule A and B, latest filing
- E•••••• Z•••• M•••••• · Managing Member, Coo/Ccocontrolsince 05/2022 · owns 10% to 25%
- I••••••••• A•••••••• · Managing Membercontrolsince 07/2021 · owns 25% to 50%
- T••••••••• K••••• K•• · Managing Membercontrolsince 07/2021 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1 to 2Jun 17, 2025 to Mar 2, 2026
- Advisory employees · 8 to 9Jun 17, 2025 to Mar 2, 2026
- Pooled vehicle clients · 1 to 2Jun 17, 2025 to Mar 2, 2026
- Assets in custody · $391M to $593MJun 17, 2025 to Mar 2, 2026
- Employees · 9 to 10Jun 17, 2025 to Mar 2, 2026
- Other offices · 0 to 1Jun 17, 2025 to Mar 2, 2026
- Private funds · 1 to 2Jun 17, 2025 to Mar 2, 2026
- Discretionary RAUM · $391M to $593MJun 17, 2025 to Mar 2, 2026
- Pooled vehicle RAUM · $391M to $593MJun 17, 2025 to Mar 2, 2026
- RAUM · $391M to $593MJun 17, 2025 to Mar 2, 2026
Signals
1 dated events
- A•••••••• G••••• reported RAUM $593.2M, up 52% from $391.0M (2025-06-17 to 2026-03-02)Mar 2, 2026 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- A•••••••• G••••• · Independent Sponsorsshared crd · capital_provider
- A•••••••• G••••• · Private Equityshared crd · organization
- A•••••••• G••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/alignment-growthreportedpublic record, Form ADV, Sep 19, 2026
- Website
- a•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (917) 848-3552reportedpublic record, Form ADV, Mar 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026