DFX Intelligence
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B•••••••• C•••••• P••••••• L•
Asset manager (funds and pooled vehicles), based in New York, New York, reporting $1.2B of regulatory assets.
Composed from this adviser's Form ADV classification, location and filed figures.
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
- Regulatory AUM
- $1.2B
- Advisors
- 0
- Net advisor flow, 12 months
- Not established
- RAUM change, last fiscal year
- +14%
- Private clients
- 0.0% of RAUM
Form ADV
IAPD
Form ADV, consecutive annual filings
Form ADV
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
- bank affiliate (Item 7.A.6) 1
- Contact points 2
Every filed figure, and the identifiersCRD 319137 · SEC 801-123736 · 7 filingsShowHide
CRD 319137SEC 801-123736First filing on the tape Mar 17, 2022, latest Mar 20, 2026SEC status approved since Apr 18, 2022IAPD
RAUM
$1.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$1.2B as of Mar 20, 2026
Mar 28, 2023$477M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 20, 2026
Mar 28, 20230 then
Employees (5.A)11 as of Mar 20, 2026
Mar 28, 20236 then
Private funds1 as of Mar 20, 2026
Mar 28, 20231 then
RAUM +14% over the last fiscal year+38% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 20, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $311MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.2B, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.2B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.2B for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B•••••••• C•••••• M••••• F•••• L• | Hedge Fund | $1.2B | 42 | Mar 17, 2022 |
Owners and control persons
Schedule A and B, latest filing
- C•••••• J•••••••• L••••••• · Limited Partnercontrolsince 06/2021 · owns 50% to 75%
- C••••••• J••••• C•••••• · Limited Partnercontrolsince 02/2022 · owns 10% to 25%
- E••••••••• J•••••• J•••• · Coo, Cfo, Ccocontrolsince 01/2022 · owns less than 5%
- L•••••• J•••• S•••• · Limited Partnercontrolsince 10/2021 · owns 10% to 25%
- C•••••• J•••••••• L••••••• · Managing Membercontrolsince 06/2021 · owns 75% or more of B•••••••• C•••••• P••••••• G•• L••
Entity owners
- B•••••••• C•••••• P••••••• G•• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- B•••••••• C•••••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- affiliate changedChange between filings · filing Mar 20, 2026bank affiliate (Item 7.A.6): no on the filing of 2025-03-21, yes on the filing of 2026-03-20peers: asset managers, $1B to $5B (1,505)
What changed
consecutive filings, newest first
- Advisory employees · 7 to 8Mar 21, 2025 to Mar 20, 2026
- Assets in custody · $1.1B to $1.2BMar 21, 2025 to Mar 20, 2026
- Employees · 9 to 11Mar 21, 2025 to Mar 20, 2026
- Discretionary RAUM · $1.1B to $1.2BMar 21, 2025 to Mar 20, 2026
- Pooled vehicle RAUM · $1.1B to $1.2BMar 21, 2025 to Mar 20, 2026
- RAUM · $1.1B to $1.2BMar 21, 2025 to Mar 20, 2026
- Related bank · false to trueMar 21, 2025 to Mar 20, 2026
- Accounts · 3 to 4Mar 12, 2024 to Mar 21, 2025
- Advisory employees · 6 to 7Mar 12, 2024 to Mar 21, 2025
- Pooled vehicle clients · 3 to 4Mar 12, 2024 to Mar 21, 2025
- Assets in custody · $506M to $1.1BMar 12, 2024 to Mar 21, 2025
- Financial planning clients · unset to Mar 12, 2024 to Mar 21, 2025
- Discretionary RAUM · $506M to $1.1BMar 12, 2024 to Mar 21, 2025
- Pooled vehicle RAUM · $506M to $1.1BMar 12, 2024 to Mar 21, 2025
- RAUM · $506M to $1.1BMar 12, 2024 to Mar 21, 2025
- Advisory employees · 5 to 6Mar 28, 2023 to Mar 12, 2024
- Assets in custody · $477M to $506MMar 28, 2023 to Mar 12, 2024
- Employees · 6 to 9Mar 28, 2023 to Mar 12, 2024
- Discretionary RAUM · $477M to $506MMar 28, 2023 to Mar 12, 2024
- Pooled vehicle RAUM · $477M to $506MMar 28, 2023 to Mar 12, 2024
- RAUM · $477M to $506MMar 28, 2023 to Mar 12, 2024
- Assets in custody · $140M to $477MAug 15, 2022 to Mar 28, 2023
- Discretionary RAUM · $140M to $477MAug 15, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $140M to $477MAug 15, 2022 to Mar 28, 2023
- RAUM · $140M to $477MAug 15, 2022 to Mar 28, 2023
- Accounts · unset to 3.0Mar 17, 2022 to Aug 15, 2022
- Advisory employees · 3 to 5Mar 17, 2022 to Aug 15, 2022
- Assets in custody · unset to 139566444.0Mar 17, 2022 to Aug 15, 2022
- Custody of client assets · false to trueMar 17, 2022 to Aug 15, 2022
- Employees · 4 to 6Mar 17, 2022 to Aug 15, 2022
- Discretionary RAUM · unset to 139566444.0Mar 17, 2022 to Aug 15, 2022
- Non-discretionary RAUM · unset to 0.0Mar 17, 2022 to Aug 15, 2022
- Pooled vehicle RAUM · $0 to $140MMar 17, 2022 to Aug 15, 2022
- RAUM · unset to 139566444.0Mar 17, 2022 to Aug 15, 2022
Signals
5 dated events
- ••• LockedMar 20, 2026 · private fund gav change · fact
- ••• LockedMar 20, 2026 · ria private fund assets change · fact
- ••• LockedMar 21, 2025 · RAUM change · derived
- ••• LockedMar 28, 2023 · RAUM change · derived
- ••• LockedMar 17, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- ••• Lockedreportedpublic record, Form ADV, Mar 20, 2026
- Principal office phone
- ••• Lockedreportedpublic record, Form ADV, Mar 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026