DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••• A•••• M••••••••• L••
Latest filing Jul 30, 2026
First filing on the tape Apr 26, 2022 · 9 filings
SEC status approved since May 26, 2022
RAUM
$15B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
45
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$15B as of Jul 30, 2026
Jul 28, 2023$18B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 30, 2026
Jul 28, 20230 then
Employees (5.A)45 as of Jul 30, 2026
Jul 28, 202345 then
Private funds: 1
RAUM -19% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jul 30, 2026; every figure names its basis
Archetypes, each a printed rule
- PE backed · a Schedule A entity owner at 25 percent or more whose exact legal name is a PE fund vehicle or a classified PE sponsor on the DFX private equity graph
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $565MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -15%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$14B98%
- Charitable organizations$232M1.6%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- 3reported
- Accounts
- 26reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.94 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• G••••••••• M••• · Executive Directorcontrolsince 03/2020 · owns less than 5%
- B••••••• S•••• W•••••• · Non-Executive Directorcontrolsince 03/2024 · owns less than 5%
- B•••••• F••••••• G••••• W•••••• · Executive Director, Vice Chariman And Shareholder - Ordinary Sharescontrolsince 12/2004 · owns 10% to 25%
- D•••••• C••••••• W•••••• · Finance Director And Chief Executive Officercontrolsince 05/2017 · owns less than 5%
- H•••••• N•••••••• C•••••• · Chief Operating Officercontrolsince 05/2021 · owns less than 5%
- L•••• S••••••••• J••••• · Founder, Chief Investment Officer, Chief Executive Officer And Shareholder - Ordinary Sharescontrolsince 09/2003 · owns 10% to 25%
- S•••• R•••••• N•• · Chief Compliance Officer And Head Of Compliancecontrolsince 05/2023 · owns less than 5%
- V•• W••••••••• F••••••••• P•••••• P•••• · Executive Directorcontrolsince 05/2017 · owns less than 5%
- C••••••••• J•••••••• C•••••• S•••••• · Non-Executive Directorsince 01/2024 · owns less than 5%
- H•••••• G•••••• J•••• B•••••• · General Counselsince 05/2018 · owns less than 5%
- H•••• C•••••••• M••• · Non-Executive Directorsince 11/2018 · owns less than 5%
- P••••••• J••• S•••••• · Non-Executive Director And Chairmansince 02/2009 · owns less than 5%
Entity owners
- L•• O••• L•• · Shareholderdirect · owns 25% to 50%
- L•••••• P••• C••••••• L•• · Memberindirect · owns 75% or more of L•• O••• L••
- O•••••• L•••••• · Trustee Of T••• Asset Management Employee Benefit Trust And Nomineedirect · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Jul 30, 2026advises private funds (Item 7.B): yes on the filing of 2025-06-10, no on the filing of 2026-07-30peers: asset managers, $5B to $20B (684)
What changed
consecutive filings, newest first
- Accounts · 24 to 26Jun 10, 2025 to Jul 30, 2026
- Advisory employees · 12 to 11Jun 10, 2025 to Jul 30, 2026
- Pooled vehicle clients · 17 to 19Jun 10, 2025 to Jul 30, 2026
- Employees · 43 to 45Jun 10, 2025 to Jul 30, 2026
- Private funds · 1 to unsetJun 10, 2025 to Jul 30, 2026
- Discretionary RAUM · $15B to $15BJun 10, 2025 to Jul 30, 2026
- Pooled vehicle RAUM · $14B to $14BJun 10, 2025 to Jul 30, 2026
- RAUM · $15B to $15BJun 10, 2025 to Jul 30, 2026
- Accounts · 23 to 24Jul 29, 2024 to Jun 10, 2025
- Advisory employees · 13 to 12Jul 29, 2024 to Jun 10, 2025
- Pooled vehicle clients · 16 to 17Jul 29, 2024 to Jun 10, 2025
- Employees · 45 to 43Jul 29, 2024 to Jun 10, 2025
- Financial planning clients · unset to Jul 29, 2024 to Jun 10, 2025
- HQ state · unset to Jul 29, 2024 to Jun 10, 2025
- Private funds · unset to 1Jul 29, 2024 to Jun 10, 2025
- Discretionary RAUM · $15B to $15BJul 29, 2024 to Jun 10, 2025
- Pooled vehicle RAUM · $14B to $14BJul 29, 2024 to Jun 10, 2025
- RAUM · $15B to $15BJul 29, 2024 to Jun 10, 2025
- Accounts · 24 to 23Mar 7, 2024 to Jul 29, 2024
- Pooled vehicle clients · 17 to 16Mar 7, 2024 to Jul 29, 2024
- Discretionary RAUM · $18B to $15BMar 7, 2024 to Jul 29, 2024
- Pooled vehicle RAUM · $17B to $14BMar 7, 2024 to Jul 29, 2024
- RAUM · $18B to $15BMar 7, 2024 to Jul 29, 2024
- Accounts · 26 to 24May 25, 2023 to Jul 28, 2023
- Pooled vehicle clients · 20 to 17May 25, 2023 to Jul 28, 2023
- Employees · 39 to 45May 25, 2023 to Jul 28, 2023
- Discretionary RAUM · $20B to $18BMay 25, 2023 to Jul 28, 2023
- Pooled vehicle RAUM · $19B to $17BMay 25, 2023 to Jul 28, 2023
- RAUM · $20B to $18BMay 25, 2023 to Jul 28, 2023
Signals
3 dated events
- William Seth Brennan (Non-Executive Director) appeared on Schedule A of T••• A•••• M••••••••• L••Mar 7, 2024 · Control person joined · fact
- Nmn Rajesh Soni (Chief Compliance Officer And Head Of Compliance) appeared on Schedule A of T••• A•••• M••••••••• L••May 25, 2023 · Control person joined · fact
- T••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)Apr 26, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- H••••://WWW.LINKEDIN.COM/COMPANY/T•••-ASSET-MANAGEMENT-L••••reportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 44 (0)20 7499 4030reportedpublic record, Form ADV, Jul 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026