DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S• A••••••••• C•••••• L••
Latest filing Apr 23, 2026
First filing on the tape Jan 25, 2024 · 9 filings
SEC status approved since Feb 23, 2024
RAUM
$247M
reported, Item 5.F
Discretionary
61%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$247M as of Apr 23, 2026
Mar 18, 2025$215M then
HNW client RAUM$0 as of Apr 23, 2026
Mar 18, 2025$0 then
State-registered IARs (5.B.3)0 as of Apr 23, 2026
Mar 18, 20250 then
Employees (5.A)9 as of Apr 23, 2026
Mar 18, 20257 then
Private funds4 as of Apr 23, 2026
Mar 18, 20254 then
RAUM +15% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Apr 23, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $14.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 61%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $150M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$150M61%
- Corporations and businesses$97.2M39%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 17reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $150M for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.61 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| O••• L• | Other Private Fund | $108M | 42 | Mar 9, 2022 |
| P•• C••••• R••••••• F••• I• L•• | Other Private Fund | $19.9M | 1 | Feb 14, 2012 |
| O•• I• L• | Other Private Fund | $6.3M | 79 | Mar 30, 2018 |
| O•••••• L•• | Other Private Fund | $1.2M | 19 | Apr 24, 2024 |
Owners and control persons
Schedule A and B, latest filing
- F••••• P•••• · Chief Investment Officercontrolsince 02/2024 · owns less than 5%
- H•••• J••••••• M• •• O•••• · President & Chief Compliance Officercontrolsince 02/2024 · owns less than 5%
- L•••••••• P•••••• M•••• · Ceocontrolsince 07/2024 · owns less than 5%
- F••••• P•••• · Membercontrolsince 07/2024 · owns 50% to 75% of S••• A••••••••• L••
- H•••• J••••••• M• •• O•••• · Membercontrolsince 07/2024 · owns 50% to 75% of S••• A••••••••• L••
- M••••••• M••••••• J•••••••• · Membercontrolsince 01/2014 · owns 25% to 50% of S•••••• G••••• H••••••• L••
- M••••• M••••••• J••• · Membercontrolsince 01/2014 · owns 25% to 50% of S•••••• G••••• H••••••• L••
- S••••• S••••••• C••••••• · Membercontrolsince 01/2014 · owns 25% to 50% of S•••••• G••••• H••••••• L••
Entity owners
- S••• A••••••• L•• · Memberdirect · owns 50% to 75%
- S••• A••••••••• L•• · Memberdirect · owns 25% to 50%
- S•••••• G••••• H••••••• L•• · Ownerindirect · owns 75% or more of S••• A••••••• L••
Related persons
Schedule D 7.A
- A••••• A••••••• L••investment advisery
- A••••• P••••••• L••pooled vehicle sponsory
- L•••••••• A••• P•• L••broker-dealern
- L•••••••• F•••••• ••••• L••••••broker-dealern
- L•••••••• F•••••• •••• K•••• L••••••broker-dealern
- L•••••••• F•••••• L••broker-dealern
- P••• C•••••• M••••••••• C••••••• L••investment advisernRAUM $1.9B
- S•••••• G••••• A•••• M••••••••• L••investment advisernRAUM $80.0M
- S•••••• G••••• A•••• M••••••••• V••••• G• L••pooled vehicle sponsory
- S•••••• G••••• A•••• M••••••••• V• G• L••pooled vehicle sponsory
- S•••••• G••••• S••••••••• L••broker-dealern
- S•••••• R••••••• P••••••• L••investment advisern
- T•• S•••••• G•••• E••••• L••broker-dealern
Advisers that list S• A••••••••• C•••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 18 to 17May 9, 2025 to Mar 27, 2026
- Advisory employees · 6 to 8May 9, 2025 to Mar 27, 2026
- Corporate clients · 14 to 13May 9, 2025 to Mar 27, 2026
- Assets in custody · $138M to $150MMay 9, 2025 to Mar 27, 2026
- Employees · 7 to 9May 9, 2025 to Mar 27, 2026
- Discretionary RAUM · $138M to $150MMay 9, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $76.5M to $97.2MMay 9, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $138M to $150MMay 9, 2025 to Mar 27, 2026
- RAUM · $215M to $247MMay 9, 2025 to Mar 27, 2026
- Financial planning clients · unset to Mar 18, 2025 to May 9, 2025
- Accounts · 15 to 18Dec 9, 2024 to Mar 18, 2025
- Corporate clients · 10 to 14Dec 9, 2024 to Mar 18, 2025
- Assets in custody · $136M to $138MDec 9, 2024 to Mar 18, 2025
- Discretionary RAUM · $136M to $138MDec 9, 2024 to Mar 18, 2025
- Non-discretionary RAUM · $49.9M to $76.5MDec 9, 2024 to Mar 18, 2025
- Pooled vehicle RAUM · $136M to $138MDec 9, 2024 to Mar 18, 2025
- RAUM · $186M to $215MDec 9, 2024 to Mar 18, 2025
- Related adviser · false to trueApr 24, 2024 to Aug 7, 2024
- Related broker-dealer · false to trueApr 24, 2024 to Aug 7, 2024
- Accounts · 0 to 15Feb 20, 2024 to Apr 24, 2024
- Corporate clients · 0 to 10Feb 20, 2024 to Apr 24, 2024
- Pooled vehicle clients · 0 to 4Feb 20, 2024 to Apr 24, 2024
- Assets in custody · $0 to $136MFeb 20, 2024 to Apr 24, 2024
- Custody of client assets · false to trueFeb 20, 2024 to Apr 24, 2024
- Private funds · unset to 4Feb 20, 2024 to Apr 24, 2024
- Discretionary RAUM · $0 to $136MFeb 20, 2024 to Apr 24, 2024
- Non-discretionary RAUM · $0 to $49.9MFeb 20, 2024 to Apr 24, 2024
- Pooled vehicle RAUM · $0 to $136MFeb 20, 2024 to Apr 24, 2024
- RAUM · $0 to $186MFeb 20, 2024 to Apr 24, 2024
Signals
5 dated events
- Jefferson Michael Meagher (Member) appeared on Schedule A of S• A••••••••• C•••••• L••Aug 7, 2024 · Control person joined · fact
- John Michael Meyer (Member) appeared on Schedule A of S• A••••••••• C•••••• L••Aug 7, 2024 · Control person joined · fact
- Corcoran Stephen Smith (Member) appeared on Schedule A of S• A••••••••• C•••••• L••Aug 7, 2024 · Control person joined · fact
- Marie Pamela Lawrence (Ceo) appeared on Schedule A of S• A••••••••• C•••••• L••Aug 7, 2024 · Control person joined · fact
- S• A••••••••• C•••••• L•• filed its initial SEC registration (Form ADV)Jan 25, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S• A••••••••• C•••••• L•• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/sr-alternative-creditreportedpublic record, Form ADV, Sep 18, 2026
- Website
- s•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 203-656-3004reportedpublic record, Form ADV, Apr 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026