DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
SEC-registered adviser
I••••• C•••••• M••••••••• L•
Latest filing Apr 16, 2026
First filing on the tape Mar 18, 2022 · 15 filings
SEC status approved since May 5, 2022
RAUM
$2.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
7 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
10
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$2.4B as of Apr 16, 2026
Mar 27, 2023$521M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 16, 2026
Mar 27, 20230 then
Employees (5.A)12 as of Apr 16, 2026
Mar 27, 20238 then
Private funds10 as of Apr 16, 2026
Mar 27, 20233 then
RAUM +65% over the last fiscal year+66% a year over threeIARs 0 to 0offices 1 to 2
Practice profile
derived from the filing of Apr 16, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $126MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +65%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $2.4B, 19 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.4B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 19reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.4B for 19 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| I••••• C•••••• E•••••••• M••••• F••• L• | Hedge Fund | $507M | 112 | Mar 18, 2022 |
| I••••• C•••••• P•••••• A••••••••• M••••• F••• L• | Hedge Fund | $220M | 16 | Mar 25, 2024 |
| I••••• A••••••• S•• L• | Hedge Fund | $153M | 10 | Sep 2, 2022 |
| I••••• C•••••• O••••••••• M••••• F••• L• | Hedge Fund | $133M | 57 | Mar 18, 2022 |
| I••••• H•••••• S•• L••no longer reported | Hedge Fund | $46.1M | 6 | Sep 2, 2022 |
| I••••• S••••••• L•• | Hedge Fund | $26.1M | 7 | Mar 25, 2024 |
| I••••• H•••••• I• S•• L••no longer reported | Hedge Fund | $20.0M | 3 | Sep 2, 2022 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• J•••••• A••• · Chief Compliance Officer / Chief Financial Officercontrolsince 10/2023 · owns less than 5%
- D••••• A•••••• M•••••••• · Director Of Research / Limited Partnercontrolsince 03/2022 · owns 25% to 50%
- K•••• A•••• J•••• · Chief Investment Officer / Limited Partnercontrolsince 03/2022 · owns 25% to 50%
- D••••• A•••••• M•••••••• · Membercontrolsince 03/2022 · owns 50% to 75% of I••••• C•••••• M••••••••• G• L••
- K•••• A•••• J•••• · Membercontrolsince 03/2022 · owns 50% to 75% of I••••• C•••••• M••••••••• G• L••
Entity owners
- C•••• I••••• I••••••••• L••• · Limited Partnerdirect · owns 10% to 25%
- I••••• C•••••• M••••••••• G• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- I••••• A••••••• G• L••pooled vehicle sponsorn
- I••••• C•••••• E•••••••• F••• G• L••pooled vehicle sponsorn
- I••••• C•••••• O••••••••• F••• G• L••pooled vehicle sponsorn
- I••••• C•••••• P•••••• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 13 to 19Oct 28, 2025 to Mar 19, 2026
- Pooled vehicle clients · 13 to 19Oct 28, 2025 to Mar 19, 2026
- Assets in custody · $1.5B to $2.4BOct 28, 2025 to Mar 19, 2026
- Employees · 10 to 12Oct 28, 2025 to Mar 19, 2026
- Other offices · 1 to 2Oct 28, 2025 to Mar 19, 2026
- Discretionary RAUM · $1.5B to $2.4BOct 28, 2025 to Mar 19, 2026
- Pooled vehicle RAUM · $1.5B to $2.4BOct 28, 2025 to Mar 19, 2026
- RAUM · $1.5B to $2.4BOct 28, 2025 to Mar 19, 2026
- Private funds · 8 to 10Apr 23, 2025 to Oct 28, 2025
- Accounts · 10 to 13Apr 29, 2024 to Apr 23, 2025
- Advisory employees · 6 to 7Apr 29, 2024 to Apr 23, 2025
- Pooled vehicle clients · 10 to 13Apr 29, 2024 to Apr 23, 2025
- Assets in custody · $1.0B to $1.5BApr 29, 2024 to Apr 23, 2025
- Employees · 11 to 10Apr 29, 2024 to Apr 23, 2025
- Financial planning clients · unset to Apr 29, 2024 to Apr 23, 2025
- Other offices · 0 to 1Apr 29, 2024 to Apr 23, 2025
- Private funds · 5 to 8Apr 29, 2024 to Apr 23, 2025
- Discretionary RAUM · $1.0B to $1.5BApr 29, 2024 to Apr 23, 2025
- Pooled vehicle RAUM · $1.0B to $1.5BApr 29, 2024 to Apr 23, 2025
- RAUM · $1.0B to $1.5BApr 29, 2024 to Apr 23, 2025
- Accounts · 7 to 10Nov 27, 2023 to Mar 25, 2024
- Advisory employees · 5 to 6Nov 27, 2023 to Mar 25, 2024
- Pooled vehicle clients · 7 to 10Nov 27, 2023 to Mar 25, 2024
- Assets in custody · $521M to $1.0BNov 27, 2023 to Mar 25, 2024
- Employees · 8 to 11Nov 27, 2023 to Mar 25, 2024
- Private funds · 3 to 5Nov 27, 2023 to Mar 25, 2024
- Discretionary RAUM · $521M to $1.0BNov 27, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $521M to $1.0BNov 27, 2023 to Mar 25, 2024
- RAUM · $521M to $1.0BNov 27, 2023 to Mar 25, 2024
- Accounts · 9 to 7Sep 2, 2022 to Mar 27, 2023
- Advisory employees · 4 to 5Sep 2, 2022 to Mar 27, 2023
- Pooled vehicle clients · 9 to 7Sep 2, 2022 to Mar 27, 2023
- Assets in custody · $465M to $521MSep 2, 2022 to Mar 27, 2023
- Employees · 7 to 8Sep 2, 2022 to Mar 27, 2023
- Private funds · 5 to 3Sep 2, 2022 to Mar 27, 2023
- Discretionary RAUM · $465M to $521MSep 2, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $465M to $521MSep 2, 2022 to Mar 27, 2023
- RAUM · $465M to $521MSep 2, 2022 to Mar 27, 2023
- Accounts · unset to 9.0May 4, 2022 to Sep 2, 2022
- Advisory employees · 2 to 4May 4, 2022 to Sep 2, 2022
Signals
6 dated events
- I••••• C•••••• M••••••••• L• reported RAUM $2.4B, up 65% from $1.5B (2025-10-28 to 2026-03-19)Mar 19, 2026 · RAUM change · derived
- I••••• C•••••• M••••••••• L• reported RAUM $1.5B, up 40% from $1.0B (2024-04-29 to 2025-04-23)Apr 23, 2025 · RAUM change · derived
- I••••• C•••••• M••••••••• L• reported RAUM $1.0B, up 99% from $521.1M (2023-11-27 to 2024-03-25)Mar 25, 2024 · RAUM change · derived
- Jay Joshua Nadell (Chief Operating Officer) no longer on Schedule A of I••••• C•••••• M••••••••• L• (listed 2023-11-27, absent 2024-03-25)Mar 25, 2024 · Control person left · inference
- Adam Joshua Brodman (Chief Compliance Officer / Chief Financial Officer) appeared on Schedule A of I••••• C•••••• M••••••••• L•Nov 7, 2023 · Control person joined · fact
- I••••• C•••••• M••••••••• L• filed its initial SEC registration (Form ADV)Mar 18, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- I••••• C•••••• M••••••••• L• · Independent Sponsorsshared crd · capital_provider
- I••••• C•••••• M••••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- i•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 646-993-6330reportedpublic record, Form ADV, Apr 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026