DFX Intelligence

RIA Intelligence

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SEC-registered adviser

C•••••• A•••• M••••••••• ••••••••• P••• L•••

Other adviserS••••••••, CRD 319703SEC 801-126426website IAPD

Latest filing Mar 31, 2026

First filing on the tape Jul 21, 2022 · 9 filings

SEC status approved since Aug 18, 2022

RAUM

$5.9B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

6 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

9 filings and snapshots on the tape

RAUM$5.9B as of Mar 31, 2026

Mar 30, 2023$3.3B then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 31, 2026

Mar 30, 20230 then

Employees (5.A)10 as of Mar 31, 2026

Mar 30, 20237 then

Private funds: 3

RAUM +9.6% over the last fiscal year+22% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 31, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $733MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 48%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +9.6%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody: $2.0B, 6 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$3.1B52%
State and municipal entities$2.8B48%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 8reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $2.0B for 6 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=0.52 institutional_share=0.48 related_bd=false related_bank=true bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

G••• S••• L••• · Director, Chief Executive Officercontrol
since 10/2019 · owns less than 5%
K••• K••• C•••• · Directorcontrol
since 10/2019 · owns less than 5%
L•••••• R••••• · Shareholdercontrol
since 10/2019 · owns less than 5%
K••• K••• C•••• · Shareholdercontrol
since 10/2019 · owns 75% or more of C•••••• H••••••• L••••••

Entity owners

C•••••• I••••••••• L•••••• · Shareholder
direct · owns 75% or more
C•••••• H••••••• L•••••• · Shareholder
indirect · owns 75% or more of C•••••• I••••••••• L••••••

Related persons

Schedule D 7.A

C•••••• A•••• M••••••••• ••• L••••••
investment adviserbanknRAUM $5.9B
C•••••• A•••• M••••••••• L••••••
investment adviserbanknRAUM $5.9B

Advisers that list C•••••• A•••• M••••••••• ••••••••• P••• L••• as a related person

173003 n
329571 n

Offices

Schedule D 1.F, the 25 largest

Hong Kong, Hong Kong7 employees
London, United Kingdom5 employees

What changed

consecutive filings, newest first

Advisory employees · 5 to 6
Sep 10, 2025 to Mar 31, 2026
Assets in custody · $2.4B to $2.0B
Sep 10, 2025 to Mar 31, 2026
Employees · 11 to 10
Sep 10, 2025 to Mar 31, 2026
Discretionary RAUM · $5.4B to $5.9B
Sep 10, 2025 to Mar 31, 2026
Pooled vehicle RAUM · $3.2B to $3.1B
Sep 10, 2025 to Mar 31, 2026
RAUM · $5.4B to $5.9B
Sep 10, 2025 to Mar 31, 2026
Advisory employees · 2 to 5
Jan 15, 2025 to Mar 31, 2025
Pooled vehicle clients · 5 to 6
Jan 15, 2025 to Mar 31, 2025
Assets in custody · $2.1B to $2.4B
Jan 15, 2025 to Mar 31, 2025
Employees · 7 to 11
Jan 15, 2025 to Mar 31, 2025
Financial planning clients · unset to
Jan 15, 2025 to Mar 31, 2025
Other offices · 2 to 0
Jan 15, 2025 to Mar 31, 2025
Discretionary RAUM · $4.1B to $5.4B
Jan 15, 2025 to Mar 31, 2025
Pooled vehicle RAUM · $2.7B to $3.2B
Jan 15, 2025 to Mar 31, 2025
RAUM · $4.1B to $5.4B
Jan 15, 2025 to Mar 31, 2025
HQ state · unset to
Mar 21, 2024 to Jan 15, 2025
Accounts · 7 to 8
May 5, 2023 to Mar 21, 2024
Advisory employees · 3 to 2
May 5, 2023 to Mar 21, 2024
Assets in custody · $1.8B to $2.1B
May 5, 2023 to Mar 21, 2024
Private funds · 3 to unset
May 5, 2023 to Mar 21, 2024
Discretionary RAUM · $3.3B to $4.1B
May 5, 2023 to Mar 21, 2024
Pooled vehicle RAUM · $2.6B to $2.7B
May 5, 2023 to Mar 21, 2024
RAUM · $3.3B to $4.1B
May 5, 2023 to Mar 21, 2024
Other offices · 1 to 2
Mar 30, 2023 to May 5, 2023
Advisory employees · 2 to 3
Sep 13, 2022 to Mar 30, 2023
Assets in custody · $1.9B to $1.8B
Sep 13, 2022 to Mar 30, 2023
Employees · 5 to 7
Sep 13, 2022 to Mar 30, 2023
Discretionary RAUM · $3.2B to $3.3B
Sep 13, 2022 to Mar 30, 2023
Pooled vehicle RAUM · $2.6B to $2.6B
Sep 13, 2022 to Mar 30, 2023
RAUM · $3.2B to $3.3B
Sep 13, 2022 to Mar 30, 2023

Signals

2 dated events

C•••••• A•••• M••••••••• ••••••••• P••• L••• reported RAUM $5.4B, up 32% from $4.1B (2025-01-15 to 2025-03-31)
Mar 31, 2025 · RAUM change · derived
C•••••• A•••• M••••••••• ••••••••• P••• L••• filed its initial SEC registration (Form ADV)
Jul 21, 2022 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: C••••••AM.COMreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: +6566225440reportedpublic record, Form ADV, Mar 31, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Other adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026