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RIA Intelligence

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SEC-registered adviser

R•••••••• P••••••• L•

Asset manager (funds and pooled vehicles)Chicago, IllinoisCRD 320667SEC 801-133703websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape May 20, 2025 · 2 filings
SEC status approved since Jun 23, 2025
RAUM
$339M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$339M as of Mar 31, 2026
May 20, 2025$312M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
May 20, 20250 then
Employees (5.A)13 as of Mar 31, 2026
May 20, 202511 then
Private funds3 as of Mar 31, 2026
May 20, 20252 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$113MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$128M, 3 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$339M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$128M for 3 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      R•••••••• P••••••• F••• I• L•Private Equity Fund$96.1M26Jul 18, 2023
      R•••••••• P••••••• F••• I•• L•Private Equity Fund$4.0M2Jul 18, 2023
      Owners and control persons
      Schedule A and B, latest filing
      • G•••••••• J•••• E••••• · Partnercontrol
        since 01/2022 · owns 25% to 50%
      • T•••••• D••••• C•••••• · Partnercontrol
        since 01/2022 · owns 10% to 25%
      Entity owners
      • R•••••••• H••••••• L•• · General Partner And Chief Financial Officer
        direct · owns less than 5%
      • T••••• F••••• G••• T•••• · Partner
        direct · owns 25% to 50%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 2 to 3
        May 20, 2025 to Mar 31, 2026
      • Advisory employees · 8 to 10
        May 20, 2025 to Mar 31, 2026
      • Pooled vehicle clients · 2 to 3
        May 20, 2025 to Mar 31, 2026
      • Assets in custody · $89.6M to $128M
        May 20, 2025 to Mar 31, 2026
      • Employees · 11 to 13
        May 20, 2025 to Mar 31, 2026
      • Private funds · 2 to 3
        May 20, 2025 to Mar 31, 2026
      • Discretionary RAUM · $312M to $339M
        May 20, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $312M to $339M
        May 20, 2025 to Mar 31, 2026
      • RAUM · $312M to $339M
        May 20, 2025 to Mar 31, 2026
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/riverspanpartners/aboutreportedpublic record, Form ADV, Sep 21, 2026
      Website
      r••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      312-602-0777reportedpublic record, Form ADV, Mar 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026