DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
W•••••• C•••••• P••••••• ••• L•
Latest filing Mar 26, 2026
First filing on the tape Feb 13, 2023 · 8 filings
SEC status approved since Mar 15, 2023
RAUM
$3.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
9 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$3.3B as of Mar 26, 2026
Mar 28, 2024$432M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 28, 20240 then
Employees (5.A)11 as of Mar 26, 2026
Mar 28, 202411 then
Private funds2 as of Mar 26, 2026
Mar 28, 20241 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $372MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.3B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| W•••••• E••••••• L••• F••• I• L••• | Securitized Asset Fund | $122M | 79 | Feb 13, 2023 |
| W•••••• C••••• S•••••••• L•no longer reported | Other Private Fund | $30.0M | 2 | Jun 8, 2022 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• I••• J•••••• · Partnercontrolsince 03/2022 · owns 50% to 75%
- C••••••• M•••••• · Partner, Chief Compliance Officercontrolsince 04/2022 · owns less than 5%
- M••••••• A••••••• S•••••••• · Partnercontrolsince 03/2022 · owns 50% to 75%
Entity owners
- W•••••• C•••••• P••••••• ••• G• L•• · G•••••• Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- W•••••• C•••••• P••••••• L••investment adviserbankn
- W•••••• C••••• S•••••••• G•••••• P•••••• L••investment adviserpooled vehicle sponsorn
- W•••••• E••••••• G•••••• P•••••• I••investment adviserpooled vehicle sponsorn
- W•••••• E••••••• O••••••••• F••• I• ••• L••••••investment adviserpooled vehicle sponsorn
- W•••••• E••••••• O••••••••• F••• I•• ••• L••••••investment adviserpooled vehicle sponsorn
- W•••••• G••••• C•• F••• I• G• L••investment adviserpooled vehicle sponsorn
- W•••••• R•••••• A•• M•••••• F••• G• L••••••investment adviserpooled vehicle sponsorn
- W•••••• R•••••• A•• M•••••• F••• I• G• L••••••investment adviserpooled vehicle sponsorn
- W•••••• R•••••• A•• M•••••• F••• I•• G• I••investment adviserpooled vehicle sponsorn
- W•••••• R•••••• A•• M•••••• F••• I• G• L••investment adviserpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 7 to 9May 1, 2025 to Mar 26, 2026
- Pooled vehicle clients · 7 to 9May 1, 2025 to Mar 26, 2026
- Private funds · 1 to 2May 1, 2025 to Mar 26, 2026
- Discretionary RAUM · $2.2B to $3.3BMay 1, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $2.2B to $3.3BMay 1, 2025 to Mar 26, 2026
- RAUM · $2.2B to $3.3BMay 1, 2025 to Mar 26, 2026
- Accounts · 18 to 7Nov 26, 2024 to May 1, 2025
- Pooled vehicle clients · 18 to 7Nov 26, 2024 to May 1, 2025
- Financial planning clients · unset to Nov 26, 2024 to May 1, 2025
- Discretionary RAUM · $432M to $2.2BNov 26, 2024 to May 1, 2025
- Pooled vehicle RAUM · $432M to $2.2BNov 26, 2024 to May 1, 2025
- RAUM · $432M to $2.2BNov 26, 2024 to May 1, 2025
- Advisory employees · 8 to 9Jul 11, 2023 to Mar 28, 2024
- Other offices · 0 to 1Jul 11, 2023 to Mar 28, 2024
- Discretionary RAUM · $96.8M to $432MJul 11, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $1.2B to $0Jul 11, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.3B to $432MJul 11, 2023 to Mar 28, 2024
- RAUM · $1.3B to $432MJul 11, 2023 to Mar 28, 2024
- Accounts · 3 to 18Feb 13, 2023 to Jul 11, 2023
- Advisory employees · 5 to 8Feb 13, 2023 to Jul 11, 2023
- Pooled vehicle clients · 3 to 18Feb 13, 2023 to Jul 11, 2023
- Employees · 6 to 11Feb 13, 2023 to Jul 11, 2023
- Non-discretionary RAUM · $0 to $1.2BFeb 13, 2023 to Jul 11, 2023
- Pooled vehicle RAUM · $96.8M to $1.3BFeb 13, 2023 to Jul 11, 2023
- RAUM · $96.8M to $1.3BFeb 13, 2023 to Jul 11, 2023
Signals
7 dated events
- W•••••• C•••••• P••••••• ••• L• reported RAUM $3.3B, up 52% from $2.2B (2025-05-01 to 2026-03-26)Mar 26, 2026 · RAUM change · derived
- W•••••• C•••••• P••••••• ••• L• reported RAUM $2.2B, up 408% from $432.5M (2024-11-26 to 2025-05-01)May 1, 2025 · RAUM change · derived
- W•••••• C•••••• P••••••• ••• L• reported RAUM $432.5M, down 66% from $1.3B (2023-07-11 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- W•••••• C•••••• P••••••• ••• L• reported RAUM $1.3B, up 1204% from $96.8M (2023-02-13 to 2023-07-11)Jul 11, 2023 · RAUM change · derived
- Wilson Andrew Welty (Partner) no longer on Schedule A of W•••••• C•••••• P••••••• ••• L• (listed 2023-02-13, absent 2023-07-11)Jul 11, 2023 · Control person left · inference
- Tiffany Leland Hart (Partner) no longer on Schedule A of W•••••• C•••••• P••••••• ••• L• (listed 2023-02-13, absent 2023-07-11)Jul 11, 2023 · Control person left · inference
- W•••••• C•••••• P••••••• ••• L• filed its initial SEC registration (Form ADV)Feb 13, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/warwick-capital-partners-llp/aboutreportedpublic record, Form ADV, Sep 19, 2026
- Website
- w•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 475-977-9021reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026