DFX Intelligence
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Former SEC-registered adviser
I•••• U• L••
Latest filing Jan 18, 2023
First filing on the tape Apr 12, 2022 · 5 filings
RAUM
$49.7M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$49.7M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$16.6M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$49.7M as of Jan 18, 2023
Apr 12, 2022$0 then
HNW client RAUM$49.7M as of Jan 18, 2023
Apr 12, 2022$0 then
State-registered IARs (5.B.3)1 as of Jan 18, 2023
Apr 12, 20221 then
Employees (5.A)1 as of Jan 18, 2023
Apr 12, 20221 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jan 18, 2023; every figure names its basis
- RAUM per advisor
- $16.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 11derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $974,118derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $49.7M, 32 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$49.7M100%
- Individual clients
- 0reported
- HNW clients
- 32reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 51reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $49.7M for 32 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| F•••• R••••• V•• L•••••Certified Financial Planner | Miami, Fl | Sep 1, 2022 | 19 y | 0 |
| W•••••• O•••••• J••••••• | West Palm Beach, Fl | Apr 12, 2024 | 10 y | 0 |
| A••••• J•••• L••••• | West Palm Beach, Fl | Jul 26, 2024 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- V•• L•••••• F••••• R••••• · Managing Member And Chief Compliance Officercontrolsince 03/2022 · owns 75% or more
Related persons
Schedule D 7.A
- I•••• A•investment advisern
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| West Palm Beach, Fl | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- HNW clients · 0 to 32Sep 15, 2022 to Jan 18, 2023
- Individual clients · 24 to 0Sep 15, 2022 to Jan 18, 2023
- Assets in custody · $51.7M to $49.7MSep 15, 2022 to Jan 18, 2023
- Discretionary RAUM · $51.7M to $49.7MSep 15, 2022 to Jan 18, 2023
- HNW RAUM · $0 to $49.7MSep 15, 2022 to Jan 18, 2023
- Individual RAUM · $51.7M to $0Sep 15, 2022 to Jan 18, 2023
- RAUM · $51.7M to $49.7MSep 15, 2022 to Jan 18, 2023
- Assets in custody · unset to 51656626.0Aug 31, 2022 to Sep 15, 2022
- Custody of client assets · false to trueAug 31, 2022 to Sep 15, 2022
- Accounts · 0 to 51Jul 25, 2022 to Aug 31, 2022
- Individual clients · 0 to 24Jul 25, 2022 to Aug 31, 2022
- Discretionary RAUM · $0 to $51.7MJul 25, 2022 to Aug 31, 2022
- Individual RAUM · $0 to $51.7MJul 25, 2022 to Aug 31, 2022
- RAUM · $0 to $51.7MJul 25, 2022 to Aug 31, 2022
- Financial planning clients · unset to 0Apr 12, 2022 to Jul 25, 2022
Signals
1 dated events
- I•••• U• L•• filed its initial SEC registration (Form ADV)Apr 12, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- i••••.usreportedpublic record, Form ADV, Sep 21, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $16.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026