DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

O•• M•••••• G•••• L••

Other adviserNew York, New YorkCRD 320876SEC 801-125860websiteIAPD
Latest filing Mar 30, 2026
First filing on the tape May 12, 2022 · 11 filings
SEC status approved since Jun 13, 2022
RAUM
$7.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
23
12 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
4
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$7.0B as of Mar 30, 2026
Mar 27, 2023$189M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 27, 20230 then
Employees (5.A)23 as of Mar 30, 2026
Mar 27, 20239 then
Private funds4 as of Mar 30, 2026
Mar 27, 20234 then
RAUM +22% over the last fiscal year+234% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.4BderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
+22%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
Custody
$7.0B, 5 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$34.5M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
5reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$7.0B for 5 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      5 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      O•• M•••••• G•••• • P•••••• L••Private Equity Fund$166M12May 12, 2022
      O•• M•••••• C•••••• I•• L••Private Equity Fund$13.4M5Mar 27, 2023
      O•• M•••••• G•••• • S••••• L••Private Equity Fund$12.2M3May 12, 2022
      O•• M•••••• C•••••• I••• L••Private Equity Fund$8.9M3Mar 29, 2024
      O•• M•••••• C••••••• L••Private Equity Fund$2.5M4May 12, 2022
      Owners and control persons
      Schedule A and B, latest filing
      • A••••• O•••• M••••• · Co-Founder, Managercontrol
        since 01/2024 · owns less than 5%
      • H••••••• R••••••• D••••• · Presidentcontrol
        since 01/2024 · owns less than 5%
      • K•••••• S••••• M•••••• · Chief Financial Officercontrol
        since 01/2024 · owns less than 5%
      • M•••••• D••••• P••• · General Counselcontrol
        since 09/2018 · owns less than 5%
      • N••••••••• D•••••• P•••• · Chief Compliance Officercontrol
        since 01/2022 · owns less than 5%
      • S•••••••• S••••• N•• · Co-Founder, Managercontrol
        since 01/2024 · owns less than 5%
      • S••••• J•••••••• T•••••• · Co-Founder, Managercontrol
        since 01/2024 · owns less than 5%
      • A••••• O•••• M••••• · Owner, Managing M•••••control
        since 10/2018 · owns 50% to 75% of O•• M•••••• H••••••• L••
      • S•••••••• S••••• N•• · Owner, Managing M•••••control
        since 12/2023 · owns 75% or more of S•••• M••••• L••
      • S••••• J•••••••• T•••••• · Owner, Managing M•••••control
        since 03/2012 · owns 75% or more of J• C•••••• M••••••••• L••
      Entity owners
      • J• C•••••• M••••••••• L•• · Owner
        direct · owns 25% to 50%
      • O•• M•••••• H••••••• L•• · Owner
        direct · owns 25% to 50%
      • S•••• M••••• L•• · Owner
        direct · owns 25% to 50%
      Related persons
      Schedule D 7.A
      • J• C•••••• M••••••••• L••
        pooled vehicle sponsory
      • O•• M•••••• S•••••• L••
        pooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      • New York, NY5 employees
      What changed
      consecutive filings, newest first
      • Advisory employees · 13 to 12
        Mar 28, 2025 to Mar 30, 2026
      • Assets in custody · $5.8B to $7.0B
        Mar 28, 2025 to Mar 30, 2026
      • Employees · 22 to 23
        Mar 28, 2025 to Mar 30, 2026
      • Discretionary RAUM · $5.8B to $7.0B
        Mar 28, 2025 to Mar 30, 2026
      • Pooled vehicle RAUM · $23.6M to $34.5M
        Mar 28, 2025 to Mar 30, 2026
      • RAUM · $5.8B to $7.0B
        Mar 28, 2025 to Mar 30, 2026
      • Advisory employees · 10 to 13
        Apr 26, 2024 to Mar 28, 2025
      • Assets in custody · $6.1B to $5.8B
        Apr 26, 2024 to Mar 28, 2025
      • Employees · 20 to 22
        Apr 26, 2024 to Mar 28, 2025
      • Financial planning clients · unset to
        Apr 26, 2024 to Mar 28, 2025
      • Discretionary RAUM · $6.1B to $5.8B
        Apr 26, 2024 to Mar 28, 2025
      • Pooled vehicle RAUM · $73.8M to $23.6M
        Apr 26, 2024 to Mar 28, 2025
      • RAUM · $6.1B to $5.8B
        Apr 26, 2024 to Mar 28, 2025
      • Accounts · 4 to 5
        Feb 7, 2024 to Mar 29, 2024
      • Advisory employees · 9 to 10
        Feb 7, 2024 to Mar 29, 2024
      • Advisory activities · 1 to 3
        Feb 7, 2024 to Mar 29, 2024
      • Assets in custody · $189M to $6.1B
        Feb 7, 2024 to Mar 29, 2024
      • Employees · 9 to 20
        Feb 7, 2024 to Mar 29, 2024
      • Discretionary RAUM · $189M to $6.1B
        Feb 7, 2024 to Mar 29, 2024
      • Pooled vehicle RAUM · $189M to $73.8M
        Feb 7, 2024 to Mar 29, 2024
      • RAUM · $189M to $6.1B
        Feb 7, 2024 to Mar 29, 2024
      • Other offices · 0 to 1
        May 3, 2023 to Feb 2, 2024
      • Accounts · 3 to 4
        Nov 4, 2022 to Mar 27, 2023
      • Pooled vehicle clients · 3 to 4
        Nov 4, 2022 to Mar 27, 2023
      • Assets in custody · $174M to $189M
        Nov 4, 2022 to Mar 27, 2023
      • Private funds · 3 to 4
        Nov 4, 2022 to Mar 27, 2023
      • Discretionary RAUM · $174M to $189M
        Nov 4, 2022 to Mar 27, 2023
      • Pooled vehicle RAUM · $174M to $189M
        Nov 4, 2022 to Mar 27, 2023
      • RAUM · $174M to $189M
        Nov 4, 2022 to Mar 27, 2023
      Signals
      6 dated events
      • O•• M•••••• G•••• L•• reported RAUM $6.1B, up 3119% from $188.7M (2024-02-07 to 2024-03-29)
        Mar 29, 2024 · RAUM change · derived
      • Nmn Salil Seshadri (Co-Founder, Manager) appeared on Schedule A of O•• M•••••• G•••• L••
        Feb 2, 2024 · Control person joined · fact
      • Tivadar Jonathan Soros (Co-Founder, Manager) appeared on Schedule A of O•• M•••••• G•••• L••
        Feb 2, 2024 · Control person joined · fact
      • Daniel Richard Holahan (President) appeared on Schedule A of O•• M•••••• G•••• L••
        Feb 2, 2024 · Control person joined · fact
      • Michael Scott Kaplan (Chief Financial Officer) appeared on Schedule A of O•• M•••••• G•••• L••
        Feb 2, 2024 · Control person joined · fact
      • O•• M•••••• G•••• L•• filed its initial SEC registration (Form ADV)
        May 12, 2022 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      o•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      212-655-7197reportedpublic record, Form ADV, Mar 30, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Other adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026