DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••••• C•
Legal name P••••••• C•• L••
Latest filing Mar 27, 2026
First filing on the tape Feb 28, 2024 · 4 filings
SEC status approved since Mar 29, 2024
RAUM
$264M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
36
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$264M as of Mar 27, 2026
Mar 31, 2025$213M then
HNW client RAUM$0 as of Mar 27, 2026
Mar 31, 2025$0 then
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 31, 20250 then
Employees (5.A)11 as of Mar 27, 2026
Mar 31, 202511 then
Private funds36 as of Mar 27, 2026
Mar 31, 202533 then
RAUM +24% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $7.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $263M, 35 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$264M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 35reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $263M for 35 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
29 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- P•••••••• M•••• F• · Founder / Chief Executive Officercontrolsince 01/2019 · owns less than 5%
- P•••••••• M•••• F• · Co-Ownercontrolsince 06/2010 · owns 75% or more of P•• H••••• L••
- K••••••••• G••••••• P• · Chief Compliance Officersince 01/2024 · owns less than 5%
Entity owners
- P•• H••••• L•• · Owning Entitydirect · owns 75% or more
Related persons
Schedule D 7.A
- P••••••• C•• M•••••• L••pooled vehicle sponsory
- P•• H••••• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 33 to 35Mar 31, 2025 to Mar 27, 2026
- Pooled vehicle clients · 33 to 35Mar 31, 2025 to Mar 27, 2026
- Assets in custody · $211M to $263MMar 31, 2025 to Mar 27, 2026
- Private funds · 33 to 36Mar 31, 2025 to Mar 27, 2026
- Discretionary RAUM · $213M to $264MMar 31, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $213M to $264MMar 31, 2025 to Mar 27, 2026
- RAUM · $213M to $264MMar 31, 2025 to Mar 27, 2026
- Accounts · 29 to 33Mar 8, 2024 to Mar 31, 2025
- Advisory activities · 1 to 2Mar 8, 2024 to Mar 31, 2025
- Pooled vehicle clients · 29 to 33Mar 8, 2024 to Mar 31, 2025
- Assets in custody · $178M to $211MMar 8, 2024 to Mar 31, 2025
- Employees · 12 to 11Mar 8, 2024 to Mar 31, 2025
- Financial planning clients · 0 to 0Mar 8, 2024 to Mar 31, 2025
- Private funds · 29 to 33Mar 8, 2024 to Mar 31, 2025
- Discretionary RAUM · $179M to $213MMar 8, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $179M to $213MMar 8, 2024 to Mar 31, 2025
- RAUM · $179M to $213MMar 8, 2024 to Mar 31, 2025
Signals
1 dated events
- P••••••• C• filed its initial SEC registration (Form ADV)Feb 28, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P••••••• C• · Independent Sponsorsshared crd · capital_provider
- P••••••• C• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/patricof-coreportedpublic record, Form ADV, Sep 18, 2026
- Website
- p••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-393-4420reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026