DFX Intelligence

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D•••• C••••••• C••••••

Asset manager (funds and pooled vehicles)SEC-registered3 private funds· New York, New Yorkwebsite

Asset manager (funds and pooled vehicles), based in New York, New York, reporting $396M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-31 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $396M
Advisors: 0
Net advisor flow, 12 months: Not established
RAUM change, last fiscal year: +180%
Private clients: 0.0% of RAUM

Advisors Advisor movement Where the RAUM sits

As of 2026-03-31 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Why this matters

Reported RAUM grew +180% over the last fiscal year, to $396M.
2026-03-31
RAUM a year earlier $141MRAUM now $396M
custody of client assets (Item 9.A): yes on the filing of 2026-01-05, no on the filing of 2026-03-31
2026-03-31
custody of client assets (Item 9.A) 0
2 published business contact points are on record, each with its source.
Contact points 2

Every filed figure, and the identifiersCRD 321102 · SEC 801-126844 · 11 filingsShow

CRD 321102SEC 801-126844Legal name D•••• C••••••• M••••••••• G••••• L••First filing on the tape Oct 7, 2022, latest Mar 31, 2026SEC status approved since Nov 8, 2022IAPD

RAUM

$396M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

18 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

11 filings and snapshots on the tape

RAUM$396M as of Mar 31, 2026

Mar 30, 2023$151M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 31, 2026

Mar 30, 20230 then

Employees (5.A)18 as of Mar 31, 2026

Mar 30, 20239 then

Private funds3 as of Mar 31, 2026

Mar 30, 20231 then

RAUM +180% over the last fiscal year+38% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 31, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $132MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +180%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
a related person has custody of client cash (9.B.1.a)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$396M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 3reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

5 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
D•••• F•• H••••••• I• L•	Private Equity Fund	$336M	15	Mar 31, 2026
D•••• C••••••• C•••••• O••••••••• C••••• F•••• L•	Private Equity Fund	$59.5M	16	Oct 7, 2022
D•••• C•••••• I•••••••• L••no longer reported	Private Equity Fund	$9.2M	30	Feb 1, 2024
D•• O•• G•• L••	Private Equity Fund	$283,178	7	Mar 31, 2026
D•• O•• F••••• I•• L••no longer reported	Private Equity Fund	$0	0	Nov 20, 2023

Owners and control persons

Schedule A and B, latest filing

H••••••• J••••• M•• · Chief Investment Officercontrol
since 03/2022 · owns 50% to 75%
K••••••• D•••••• J•• · Chief Financial Officercontrol
since 03/2022 · owns less than 5%
S••••••••• S••••• N••••••• · Chief Operating Officer & Chief Compliance Officercontrol
since 03/2023 · owns less than 5%
S•••••••• J•••••••• M•••••• · Partner
since 03/2022 · owns 50% to 75%

Related persons

Schedule D 7.A

D•• O•• G•• L••
investment adviserpooled vehicle sponsorn
D•••• C••••••• B••••••••• L••
investment companyn
M••••• M•••••• M••••••••• L••
investment companyy

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

2 against comparable advisers; where to look, not conclusions

custody status changedChange between filings · filing Mar 31, 2026
custody of client assets (Item 9.A): yes on the filing of 2026-01-05, no on the filing of 2026-03-31
peers: asset managers, $100M to $500M (1,568)
RAUM up 50 %Change between filings · filing Mar 31, 2026
RAUM (Item 5.F) moved from $141,261,401 to $395,770,874 (+180.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +4.0% (1145 comparable advisers, 99.0th percentile of changes)
peers: asset managers, $100M to $500M (1,145) · 99% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 4 to 3
Jan 5, 2026 to Mar 31, 2026
Advisory employees · 16 to 18
Jan 5, 2026 to Mar 31, 2026
Pooled vehicle clients · 4 to 3
Jan 5, 2026 to Mar 31, 2026
Assets in custody · 128042874.0 to unset
Jan 5, 2026 to Mar 31, 2026
Custody of client assets · true to false
Jan 5, 2026 to Mar 31, 2026
Employees · 19 to 18
Jan 5, 2026 to Mar 31, 2026
Discretionary RAUM · $400M to $396M
Jan 5, 2026 to Mar 31, 2026
Pooled vehicle RAUM · $400M to $396M
Jan 5, 2026 to Mar 31, 2026
RAUM · $400M to $396M
Jan 5, 2026 to Mar 31, 2026
Accounts · 3 to 4
Mar 31, 2025 to Jan 5, 2026
Advisory employees · 18 to 16
Mar 31, 2025 to Jan 5, 2026
Pooled vehicle clients · 3 to 4
Mar 31, 2025 to Jan 5, 2026
Assets in custody · $81.3M to $128M
Mar 31, 2025 to Jan 5, 2026
Employees · 18 to 19
Mar 31, 2025 to Jan 5, 2026
Discretionary RAUM · $141M to $400M
Mar 31, 2025 to Jan 5, 2026
Pooled vehicle RAUM · $141M to $400M
Mar 31, 2025 to Jan 5, 2026
RAUM · $141M to $400M
Mar 31, 2025 to Jan 5, 2026
Advisory employees · 8 to 18
Feb 1, 2024 to Mar 31, 2025
Assets in custody · $77.8M to $81.3M
Feb 1, 2024 to Mar 31, 2025
Employees · 9 to 18
Feb 1, 2024 to Mar 31, 2025
Financial planning clients · unset to
Feb 1, 2024 to Mar 31, 2025
Discretionary RAUM · $169M to $141M
Feb 1, 2024 to Mar 31, 2025
Pooled vehicle RAUM · $169M to $141M
Feb 1, 2024 to Mar 31, 2025
RAUM · $169M to $141M
Feb 1, 2024 to Mar 31, 2025
Accounts · 1 to 3
Nov 20, 2023 to Feb 1, 2024
Pooled vehicle clients · 1 to 3
Nov 20, 2023 to Feb 1, 2024
Assets in custody · $79.0M to $77.8M
Nov 20, 2023 to Feb 1, 2024
Private funds · 2 to 3
Nov 20, 2023 to Feb 1, 2024
Discretionary RAUM · $151M to $169M
Nov 20, 2023 to Feb 1, 2024
Pooled vehicle RAUM · $151M to $169M
Nov 20, 2023 to Feb 1, 2024
RAUM · $151M to $169M
Nov 20, 2023 to Feb 1, 2024
Private funds · 1 to 2
Aug 4, 2023 to Nov 20, 2023
Assets in custody · $132M to $79.0M
Mar 30, 2023 to Apr 29, 2023
Advisory employees · 5 to 8
Nov 16, 2022 to Mar 30, 2023
Employees · 6 to 9
Nov 16, 2022 to Mar 30, 2023
Discretionary RAUM · $132M to $151M
Nov 16, 2022 to Mar 30, 2023
Pooled vehicle RAUM · $132M to $151M
Nov 16, 2022 to Mar 30, 2023
RAUM · $132M to $151M
Nov 16, 2022 to Mar 30, 2023
Related adviser · false to true
Oct 7, 2022 to Nov 16, 2022

Signals

7 dated events

••• Locked
Mar 31, 2026 · private fund first reported · fact
••• Locked
Mar 31, 2026 · private fund first reported · fact
••• Locked
Mar 31, 2026 · private fund no longer reported · inference
••• Locked
Mar 31, 2026 · private fund no longer reported · inference
••• Locked
Jan 5, 2026 · RAUM change · derived
••• Locked
Mar 30, 2023 · Control person joined · fact
••• Locked
Oct 7, 2022 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

D•••• C••••••• C•••••• · Independent Sponsors
shared crd · capital_provider
D•••• C••••••• C•••••• · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Mar 31, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 31, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Across the graphs

D•••• C••••••• C•••••• is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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