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Former SEC-registered adviser

D••• H•••• C•••••• M••••••••• L••

Former SEC-registered adviserChadds Ford, PennsylvaniaCRD 321156SEC 801-126423websiteIAPD
Latest filing Mar 29, 2024
First filing on the tape Jul 21, 2022 · 4 filings
SEC status approved since Sep 1, 2022
RAUM
$77.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$44.6M gross assets
History
4 filings and snapshots on the tape
RAUM$77.0M as of Mar 29, 2024
Mar 31, 2023$57.7M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 29, 2024
Mar 31, 20230 then
Employees (5.A)2 as of Mar 29, 2024
Mar 31, 20232 then
Private funds1 as of Mar 29, 2024
Mar 31, 20231 then
RAUM +33% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 29, 2024; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$19.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+33%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
$44.6M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$77.0M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
4reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$44.6M for 1 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      D••• H•••• F••• I• L•Hedge Fund$44.6M19Jul 21, 2022
      Owners and control persons
      Schedule A and B, latest filing
      • M•••••• C••••• J•• · Managing Partner And Chief Compliance Officercontrol
        since 11/2018 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Assets in custody · $37.9M to $44.6M
        Mar 31, 2023 to Mar 29, 2024
      • Discretionary RAUM · $57.7M to $77.0M
        Mar 31, 2023 to Mar 29, 2024
      • Pooled vehicle RAUM · $57.7M to $77.0M
        Mar 31, 2023 to Mar 29, 2024
      • RAUM · $57.7M to $77.0M
        Mar 31, 2023 to Mar 29, 2024
      • Accounts · 5 to 4
        Aug 2, 2022 to Mar 31, 2023
      • Advisory employees · 1 to 2
        Aug 2, 2022 to Mar 31, 2023
      • HNW clients · 1.0 to unset
        Aug 2, 2022 to Mar 31, 2023
      • Pooled vehicle clients · 3 to 4
        Aug 2, 2022 to Mar 31, 2023
      • Assets in custody · unset to 37910560.0
        Aug 2, 2022 to Mar 31, 2023
      • Custody of client assets · false to true
        Aug 2, 2022 to Mar 31, 2023
      • Employees · 1 to 2
        Aug 2, 2022 to Mar 31, 2023
      • Discretionary RAUM · $37.2M to $57.7M
        Aug 2, 2022 to Mar 31, 2023
      • HNW RAUM · 5105811.0 to unset
        Aug 2, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $30.4M to $57.7M
        Aug 2, 2022 to Mar 31, 2023
      • RAUM · $37.2M to $57.7M
        Aug 2, 2022 to Mar 31, 2023
      Signals
      2 dated events
      • D••• H•••• C•••••• M••••••••• L•• no longer on the SEC adviser roster (last listed 2025-03-06, RAUM $77.0M)
        May 2, 2025 · Left the SEC roster · derived
      • D••• H•••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
        Jul 21, 2022 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/dark-horse-capital-managementreportedpublic record, Form ADV, Sep 21, 2026
      Website
      d•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026