DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Systm Wealth Solutions
Legal name Systm Wealth Solutions LLC
Latest filing Apr 25, 2024
First filing on the tape Jun 28, 2022 · 10 filings
RAUM
$839M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
88%
$735M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
0 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$839M as of Mar 28, 2024
Mar 29, 2023$685M then
HNW client RAUM$0 as of Mar 28, 2024
Mar 29, 2023$88.3M then
State-registered IARs (5.B.3)0 as of Mar 28, 2024
Mar 29, 20232 then
Employees (5.A)1 as of Mar 28, 2024
Mar 29, 202311 then
Private funds: no history
RAUM +23% over the last fiscal yearIARs 2 to 0offices 1 to 0
Practice profile
derived from the filing of Apr 25, 2024; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $638,157derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- -100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$735M88%
- Corporations and businesses$104M12%
- Pension and profit-sharing plans$176,5330.0%
- Individual clients
- 1,256reported
- HNW clients
- n/areported
- Pension plan clients
- 1reported
- Charitable clients
- n/areported
- Accounts
- 1,315reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Grieser Stephanie Braming · Executive Committeecontrolsince 11/2017 · owns less than 5%
- Cissie Citardi · Executive Committee, General Counselcontrolsince 01/2021 · owns less than 5%
- Plenk Peter Dalrymple · Executive Committeecontrolsince 01/2022 · owns less than 5%
- Jacob Ryan Devore · Executive Committeecontrolsince 11/2017 · owns less than 5%
- J Robert Duwa · Executive Committeecontrolsince 01/2024 · owns less than 5%
- Walker Brent Gledhill · President, Ceocontrolsince 03/2009 · owns less than 5%
- Thomas Scott Mclaughlin · Executive Committeecontrolsince 01/2024 · owns less than 5%
- Patrick Michael Quinn · Executive Committeecontrolsince 12/2019 · owns less than 5%
- B Willson Rasavongxay · Chief Compliance Officercontrolsince 04/2024 · owns less than 5%
- A Beth Satterfield · Executive Committeecontrolsince 01/2023 · owns less than 5%
- Anurag Sharma · Executive Committeecontrolsince 01/2023 · owns less than 5%
- William Michael Trimberger · Chief Financial Officercontrolsince 07/2023 · owns less than 5%
- Montgomery Matthew Zimmer · Executive Committeecontrolsince 01/2022 · owns less than 5%
Entity owners
- Wbc Holdings, L.P. · Holding Companydirect · owns 75% or more
- Wbc Gp L.L.C. · General Partnerindirect · owns F of Wbc Holdings, L.P.
Related persons
Schedule D 7.A
- William Blair & Company L.L.C.broker-dealerinvestment advisernRAUM $64B
- William Blair Advanced Strategiesbankpooled vehicle sponsorn
- William Blair B.V.investment advisern
- William Blair Global Advanced Strategiesbankn
- William Blair International (Singapore) Pte. Ltd.investment advisern
- William Blair International, Ltdinvestment advisern
- William Blair Investment Management, LLCinvestment adviserbanknRAUM $66B
- William Blair Mb Investments Gp, L.L.C.pooled vehicle sponsorn
Advisers that list Systm Wealth Solutions as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,170 to 1,315Jul 6, 2023 to Mar 28, 2024
- BD registered reps · 2 to 1Jul 6, 2023 to Mar 28, 2024
- Corporate clients · 55 to 58Jul 6, 2023 to Mar 28, 2024
- HNW clients · 12.0 to unsetJul 6, 2023 to Mar 28, 2024
- Individual clients · 1,103 to 1,256Jul 6, 2023 to Mar 28, 2024
- Pension plan clients · unset to 1.0Jul 6, 2023 to Mar 28, 2024
- Employees · 11 to 1Jul 6, 2023 to Mar 28, 2024
- State-registered IARs · 2 to 0Jul 6, 2023 to Mar 28, 2024
- Other offices · 1 to 0Jul 6, 2023 to Mar 28, 2024
- Discretionary RAUM · $685M to $839MJul 6, 2023 to Mar 28, 2024
- HNW RAUM · $88.3M to $0Jul 6, 2023 to Mar 28, 2024
- Individual RAUM · $497M to $735MJul 6, 2023 to Mar 28, 2024
- Pension RAUM · $0 to $176,533Jul 6, 2023 to Mar 28, 2024
- RAUM · $685M to $839MJul 6, 2023 to Mar 28, 2024
- Accounts · 839 to 1,170Jan 19, 2023 to Mar 29, 2023
- BD registered reps · 1 to 2Jan 19, 2023 to Mar 29, 2023
- Corporate clients · 14 to 55Jan 19, 2023 to Mar 29, 2023
- Individual clients · 813 to 1,103Jan 19, 2023 to Mar 29, 2023
- Employees · 6 to 11Jan 19, 2023 to Mar 29, 2023
- Insurance-licensed employees · 0 to 1Jan 19, 2023 to Mar 29, 2023
- State-registered IARs · 1 to 2Jan 19, 2023 to Mar 29, 2023
- Discretionary RAUM · $501M to $685MJan 19, 2023 to Mar 29, 2023
- HNW RAUM · $103M to $88.3MJan 19, 2023 to Mar 29, 2023
- Individual RAUM · $385M to $497MJan 19, 2023 to Mar 29, 2023
- RAUM · $501M to $685MJan 19, 2023 to Mar 29, 2023
- Accounts · 0 to 839Aug 26, 2022 to Nov 1, 2022
- Advisory employees · 1 to 0Aug 26, 2022 to Nov 1, 2022
- Advisory activities · 2 to 1Aug 26, 2022 to Nov 1, 2022
- BD registered reps · 3 to 1Aug 26, 2022 to Nov 1, 2022
- Corporate clients · unset to 14.0Aug 26, 2022 to Nov 1, 2022
- HNW clients · unset to 12.0Aug 26, 2022 to Nov 1, 2022
- Individual clients · unset to 813.0Aug 26, 2022 to Nov 1, 2022
- Employees · 10 to 6Aug 26, 2022 to Nov 1, 2022
- Discretionary RAUM · $0 to $501MAug 26, 2022 to Nov 1, 2022
- HNW RAUM · $0 to $103MAug 26, 2022 to Nov 1, 2022
- Individual RAUM · $0 to $385MAug 26, 2022 to Nov 1, 2022
- RAUM · $0 to $501MAug 26, 2022 to Nov 1, 2022
Signals
12 dated events
- Bernard Timothy Woods (Chief Compliance Officer) no longer on Schedule A of Systm Wealth Solutions (listed 2024-03-29, absent 2024-04-25)Apr 25, 2024 · Control person left · inference
- B Willson Rasavongxay (Chief Compliance Officer) appeared on Schedule A of Systm Wealth SolutionsApr 25, 2024 · Control person joined · fact
- J Robert Duwa (Executive Committee) appeared on Schedule A of Systm Wealth SolutionsMar 28, 2024 · Control person joined · fact
- Thomas Scott Mclaughlin (Executive Committee) appeared on Schedule A of Systm Wealth SolutionsMar 28, 2024 · Control person joined · fact
- Patrick Michael Quinn (Executive Committee) appeared on Schedule A of Systm Wealth SolutionsMar 28, 2024 · Control person joined · fact
- Walter Jon Zindel (Senior Advisor) no longer on Schedule A of Systm Wealth Solutions (listed 2023-07-06, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- William Michael Trimberger (Chief Financial Officer) appeared on Schedule A of Systm Wealth SolutionsJul 6, 2023 · Control person joined · fact
- Systm Wealth Solutions reported RAUM $684.9M, up 37% from $500.6M (2023-01-19 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- Roger John Ettelson (Chairman) no longer on Schedule A of Systm Wealth Solutions (listed 2022-11-01, absent 2023-01-19)Jan 19, 2023 · Control person left · inference
- A Beth Satterfield (Executive Committee) appeared on Schedule A of Systm Wealth SolutionsJan 19, 2023 · Control person joined · fact
- Anurag Sharma (Executive Committee) appeared on Schedule A of Systm Wealth SolutionsJan 19, 2023 · Control person joined · fact
- Systm Wealth Solutions filed its initial SEC registration (Form ADV)Jun 28, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026