DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V••••••• C•••••• M••••••••• L••
Latest filing May 18, 2026
First filing on the tape Feb 7, 2025 · 4 filings
SEC status approved since Mar 10, 2025
RAUM
$598M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$598M as of May 18, 2026
Feb 7, 2025$256M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 18, 2026
Feb 7, 20250 then
Employees (5.A)11 as of May 18, 2026
Feb 7, 202510 then
Private funds4 as of May 18, 2026
Feb 7, 20251 then
RAUM +133% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of May 18, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $120MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +133%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $598M, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$598M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $598M for 5 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| V••••••• O••••••••• F••• L• | Private Equity Fund | $64.9M | 45 | Apr 28, 2022 |
Owners and control persons
Schedule A and B, latest filing
- A•••••• D••••• M••• · Managing Membercontrolsince 11/2021 · owns less than 5%
- B••••••• P••••• D•••• · Trustee - A••••• Trustcontrolsince 10/2023 · owns 50% to 75%
- G••••••• D••••• K•••• · Trustee - A••••• Trustcontrolsince 10/2023 · owns 50% to 75%
- H•••••• A••• M•••••• · Chief Compliance Officercontrolsince 05/2026 · owns less than 5%
- R•••• J•••• A••• · Membercontrolsince 11/2022 · owns 5% to 10%
Entity owners
- A••••• G•• E••••• 2••• T•••• · Memberdirect · owns 50% to 75%
- D•••••• E••••••••• L•• · Memberdirect · owns 5% to 10%
- T•••• P•••••••• S••••• F••• · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $256,387,646 to $598,219,393 (+133.0%) between the annual amendments of 2025-02-07 and 2026-03-27; the peer median change was +8.0% (673 comparable advisers, 97.0th percentile of changes)peers: asset managers, $500M to $1B (673) · 97% percentile
What changed
consecutive filings, newest first
- Accounts · 2 to 5Jul 2, 2025 to Mar 27, 2026
- Advisory employees · 7 to 8Jul 2, 2025 to Mar 27, 2026
- Pooled vehicle clients · 2 to 5Jul 2, 2025 to Mar 27, 2026
- Assets in custody · $0 to $598MJul 2, 2025 to Mar 27, 2026
- Employees · 10 to 11Jul 2, 2025 to Mar 27, 2026
- Private funds · 1 to 4Jul 2, 2025 to Mar 27, 2026
- Discretionary RAUM · $256M to $598MJul 2, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $256M to $598MJul 2, 2025 to Mar 27, 2026
- RAUM · $256M to $598MJul 2, 2025 to Mar 27, 2026
- Financial planning clients · unset to Feb 7, 2025 to Jul 2, 2025
Signals
1 dated events
- V••••••• C•••••• M••••••••• L•• reported RAUM $598.2M, up 133% from $256.4M (2025-07-02 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- V••••••• C•••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- V••••••• C•••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/velocity-capital-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- velocitycm.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-540-7133reportedpublic record, Form ADV, May 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026