DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••••••• W••••• M••••••••• L••
Latest filing Aug 25, 2026
First filing on the tape May 3, 2022 · 13 filings
SEC status approved since Jun 3, 2022
RAUM
$474M
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
86%
$406M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$94.8M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$474M as of Aug 25, 2026
Feb 8, 2023$274M then
HNW client RAUM$353M as of Aug 25, 2026
Feb 8, 2023$199M then
State-registered IARs (5.B.3)3 as of Aug 25, 2026
Feb 8, 20231 then
Employees (5.A)3 as of Aug 25, 2026
Feb 8, 20232 then
Private funds: no history
RAUM +10% over the last fiscal year+20% a year over threeIARs 2 to 3
Practice profile
derived from the filing of Aug 25, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $94.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 65derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.1MderivedHNW RAUM over HNW clients
- Average account
- $480,395derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 94%derivedof RAUM
- Institutional
- 12%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.6derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.1%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $17.0M, 22 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$353M74%
- Individuals$53.2M11%
- Pension and profit-sharing plans$29.2M6.2%
- Charitable organizations$26.2M5.5%
- Corporations and businesses$12.8M2.7%
- Individual clients
- 237reported
- HNW clients
- 86reported
- Pension plan clients
- 9reported
- Charitable clients
- 8reported
- Accounts
- 987reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $17.0M for 22 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.86 fund_share=0.0 institutional_share=0.12 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P•••••• G••••••• T•••••••• | Lima, Oh | Jun 3, 2022 | 18 y | 3 |
| P•••••• L•• T•••••••• | Lima, Oh | Mar 1, 2023 | 42 y | 3 |
| H••••• D••• | Lima, Oh | Aug 27, 2025 | 11 y | 0 |
| M••• K•••• M•••••• | Lima, Oh | May 27, 2026 | 10 y | 0 |
| E••• E•••••••• M•••••• | Lima, Oh | May 27, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- P•••••• L•• T•••••••• from S•••••• N••••••• • C••••••• I•••••••••Mar 1, 2023 · Affiliated broker-dealer or bank to independent RIA
- P•••••• G••••••• T•••••••• from S•••••• N••••••• • C••••••• I•••••••••Jun 3, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- T••••••••• P••••••• G••••••• · Chief Compliance Officercontrolsince 06/2022 · owns less than 5%
- T••••••••• P••••••• G••••••• · Ownercontrolsince 05/2022 · owns 75% or more of T•••• L••
Entity owners
- T•••• L•• · Holding Companydirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lima, Oh · principal | 5 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 973 to 987Feb 12, 2025 to Mar 11, 2026
- Advisory activities · 4 to 3Feb 12, 2025 to Mar 11, 2026
- Charity clients · 7 to 8Feb 12, 2025 to Mar 11, 2026
- Corporate clients · 5 to 6Feb 12, 2025 to Mar 11, 2026
- HNW clients · 75 to 86Feb 12, 2025 to Mar 11, 2026
- Individual clients · 221 to 237Feb 12, 2025 to Mar 11, 2026
- Assets in custody · $37.4M to $17.0MFeb 12, 2025 to Mar 11, 2026
- Employees · 2 to 3Feb 12, 2025 to Mar 11, 2026
- Financial planning clients · 0 to Feb 12, 2025 to Mar 11, 2026
- State-registered IARs · 2 to 3Feb 12, 2025 to Mar 11, 2026
- Discretionary RAUM · $406M to $445MFeb 12, 2025 to Mar 11, 2026
- HNW RAUM · $324M to $353MFeb 12, 2025 to Mar 11, 2026
- Individual RAUM · $49.9M to $53.2MFeb 12, 2025 to Mar 11, 2026
- Non-discretionary RAUM · $25.2M to $28.7MFeb 12, 2025 to Mar 11, 2026
- Pension RAUM · $23.5M to $29.2MFeb 12, 2025 to Mar 11, 2026
- RAUM · $431M to $474MFeb 12, 2025 to Mar 11, 2026
- Accounts · 803 to 973Sep 27, 2024 to Feb 12, 2025
- HNW clients · 71 to 75Sep 27, 2024 to Feb 12, 2025
- Individual clients · 187 to 221Sep 27, 2024 to Feb 12, 2025
- Pension plan clients · 7 to 9Sep 27, 2024 to Feb 12, 2025
- Assets in custody · $9.2M to $37.4MSep 27, 2024 to Feb 12, 2025
- Financial planning clients · 0 to 0Sep 27, 2024 to Feb 12, 2025
- Discretionary RAUM · $301M to $406MSep 27, 2024 to Feb 12, 2025
- HNW RAUM · $235M to $324MSep 27, 2024 to Feb 12, 2025
- Individual RAUM · $41.0M to $49.9MSep 27, 2024 to Feb 12, 2025
- Non-discretionary RAUM · $30.6M to $25.2MSep 27, 2024 to Feb 12, 2025
- Pension RAUM · $30.1M to $23.5MSep 27, 2024 to Feb 12, 2025
- RAUM · $332M to $431MSep 27, 2024 to Feb 12, 2025
- Individual RAUM · $30.4M to $41.0MFeb 8, 2023 to Feb 2, 2024
- Non-discretionary RAUM · $22.1M to $30.6MFeb 8, 2023 to Feb 2, 2024
- Pension RAUM · $25.1M to $30.1MFeb 8, 2023 to Feb 2, 2024
- RAUM · $274M to $332MFeb 8, 2023 to Feb 2, 2024
- Related broker-dealer · true to falseFeb 8, 2023 to Feb 2, 2024
- Accounts · 576 to 803Feb 8, 2023 to Feb 2, 2024
- Advisory employees · 1 to 2Feb 8, 2023 to Feb 2, 2024
- BD registered reps · 1 to 0Feb 8, 2023 to Feb 2, 2024
- Charity clients · 5 to 7Feb 8, 2023 to Feb 2, 2024
- Corporate clients · 3 to 5Feb 8, 2023 to Feb 2, 2024
- HNW clients · 67 to 71Feb 8, 2023 to Feb 2, 2024
- Individual clients · 128 to 187Feb 8, 2023 to Feb 2, 2024
Signals
4 dated events
- William Andrew Hamelin (Chief Compliance Officer) appeared on Schedule A of T•••••••• W••••• M••••••••• L••Jun 15, 2022 · Control person joined · fact
- William Andrew Hamelin (Chief Compliance Officer) no longer on Schedule A of T•••••••• W••••• M••••••••• L•• (listed 2022-06-15, absent 2022-06-15)Jun 15, 2022 · Control person left · inference
- Geoffrey Phillip Trueblood (Owner) appeared on Schedule A of T•••••••• W••••• M••••••••• L••Jun 3, 2022 · Control person joined · fact
- T•••••••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)May 3, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- d•••@t•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- l•••@t•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- m••••••••@t•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- p•••••••@t•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- p•••••••@t•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 419-812-2998reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- T••••••••WEALTH.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 419-812-2998reportedpublic record, Form ADV, Aug 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $94.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026