DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G••••••• C•••••• P•••••••
Legal name G••••••• C•••••• P••••••• I••••••••• M••••••••• L•••
Latest filing Mar 31, 2026
First filing on the tape Aug 25, 2022 · 7 filings
SEC status approved since Sep 30, 2022
RAUM
$1.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
17
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$1.2B as of Mar 31, 2026
Mar 30, 2023$466M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 30, 20230 then
Employees (5.A)17 as of Mar 31, 2026
Mar 30, 202319 then
Private funds6 as of Mar 31, 2026
Mar 30, 20235 then
RAUM +125% over the last fiscal year+37% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $397MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +125%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.2B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G••••••• C•••••• P••••••• F••• I•• ••• L••• | Private Equity Fund | $211M | 56 | Mar 29, 2019 |
| G••••••• C•••••• P••••••• F••• I•• ••• L••• | Private Equity Fund | $130M | 12 | Mar 29, 2019 |
| G••••••• C•••••• P••••••• F••• I• ••• L••• | Private Equity Fund | $69.4M | 22 | Mar 31, 2014 |
| G••••••• C•••••• P••••••• F••• I•• L••• | Private Equity Fund | $51.1M | 88 | Mar 31, 2014 |
| G••••••• C•••••• P••••••• F••• I••• L••• | Private Equity Fund | $2.1M | 10 | Mar 29, 2019 |
Owners and control persons
Schedule A and B, latest filing
- E••••• S••••• D•••••• · Limited Partnercontrolsince 08/2013 · owns 25% to 50%
- H••••••••• P••••• H•••• · Limited Partnercontrolsince 08/2013 · owns 25% to 50%
- S••••• J••••• L••• · Chief Compliance Officercontrolsince 08/2013 · owns less than 5%
- E••••• S••••• D•••••• · Membercontrolsince 08/2013 · owns 50% to 75% of G••••••• C•••••• P••••••• I•• L••
- H••••••••• P••••• H•••• · Membercontrolsince 08/2013 · owns 50% to 75% of G••••••• C•••••• P••••••• I•• L••
Entity owners
- G••••••• C•••••• P••••••• I•• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- G••••••• C•••••• P••••••• I• G•• L•••pooled vehicle sponsorn
- G••••••• C•••••• P••••••• I•• L••pooled vehicle sponsorn
- G••••••• C•••••• P••••••• I•• G•• L•••pooled vehicle sponsorn
- G••••••• C•••••• P••••••• I••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $528,557,993 to $1,189,929,335 (+125.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +11.0% (1368 comparable advisers, 95.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 95% percentile
What changed
consecutive filings, newest first
- Accounts · 6 to 3Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $529M to $1.2BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $529M to $1.2BMar 31, 2025 to Mar 31, 2026
- RAUM · $529M to $1.2BMar 31, 2025 to Mar 31, 2026
- Accounts · 5 to 6Jul 18, 2024 to Mar 31, 2025
- Advisory employees · 16 to 12Jul 18, 2024 to Mar 31, 2025
- Pooled vehicle clients · 2 to 3Jul 18, 2024 to Mar 31, 2025
- Employees · 16 to 17Jul 18, 2024 to Mar 31, 2025
- Financial planning clients · unset to Jul 18, 2024 to Mar 31, 2025
- Private funds · 5 to 6Jul 18, 2024 to Mar 31, 2025
- Discretionary RAUM · $464M to $529MJul 18, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $464M to $529MJul 18, 2024 to Mar 31, 2025
- RAUM · $464M to $529MJul 18, 2024 to Mar 31, 2025
- Advisory employees · 19 to 16Mar 30, 2023 to Mar 29, 2024
- Employees · 19 to 16Mar 30, 2023 to Mar 29, 2024
- Discretionary RAUM · $466M to $464MMar 30, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $466M to $464MMar 30, 2023 to Mar 29, 2024
- RAUM · $466M to $464MMar 30, 2023 to Mar 29, 2024
- Advisory employees · 16 to 19Aug 31, 2022 to Mar 30, 2023
- Employees · 16 to 19Aug 31, 2022 to Mar 30, 2023
- Discretionary RAUM · $463M to $466MAug 31, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $463M to $466MAug 31, 2022 to Mar 30, 2023
- RAUM · $463M to $466MAug 31, 2022 to Mar 30, 2023
Signals
2 dated events
- G••••••• C•••••• P••••••• reported RAUM $1.2B, up 125% from $528.6M (2025-03-31 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- G••••••• C•••••• P••••••• filed its initial SEC registration (Form ADV)Aug 25, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- G••••••• C•••••• P••••••• · Independent Sponsorsshared crd · capital_provider
- G••••••• C•••••• P••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- guardiancp.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 610-263-0100reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026