DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
L••••••• C••••••• L••
Latest filing Mar 30, 2026
First filing on the tape May 13, 2022 · 14 filings
SEC status approved since Jun 10, 2022
RAUM
$229M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$229M as of Mar 30, 2026
Mar 6, 2023$56.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 6, 20230 then
Employees (5.A)12 as of Mar 30, 2026
Mar 6, 20235 then
Private funds4 as of Mar 30, 2026
Mar 6, 20231 then
RAUM +4.1% over the last fiscal year+60% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $45.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$229M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| L••••••• I• L••• | Private Equity Fund | $130M | 70 | Mar 6, 2023 |
Owners and control persons
Schedule A and B, latest filing
- K••••• M••••••• W•••••• · Managing Partner/Chief Compliance Officercontrolsince 01/2023 · owns 50% to 75%
- D•••••• M••••••• W• · Partnersince 04/2023 · owns 5% to 10%
- K••••• R•••••• J••••• P•••• · Investorsince 01/2023 · owns 50% to 75%
Related persons
Schedule D 7.A
- L••••• S••••••••• L••broker-dealern
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 3 to 5May 5, 2025 to Mar 30, 2026
- Advisory employees · 6 to 7May 5, 2025 to Mar 30, 2026
- Pooled vehicle clients · 3 to 5May 5, 2025 to Mar 30, 2026
- Employees · 10 to 12May 5, 2025 to Mar 30, 2026
- Private funds · 2 to 4May 5, 2025 to Mar 30, 2026
- Discretionary RAUM · $215M to $229MMay 5, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $215M to $229MMay 5, 2025 to Mar 30, 2026
- RAUM · $215M to $229MMay 5, 2025 to Mar 30, 2026
- Accounts · 2 to 3Mar 26, 2025 to May 5, 2025
- Pooled vehicle clients · 2 to 3Mar 26, 2025 to May 5, 2025
- Financial planning clients · unset to Mar 26, 2025 to May 5, 2025
- Private funds · 1 to 2Mar 26, 2025 to May 5, 2025
- Discretionary RAUM · $220M to $215MMar 26, 2025 to May 5, 2025
- Pooled vehicle RAUM · $220M to $215MMar 26, 2025 to May 5, 2025
- RAUM · $220M to $215MMar 26, 2025 to May 5, 2025
- Accounts · 1 to 2Oct 10, 2024 to Mar 26, 2025
- Advisory employees · 8 to 6Oct 10, 2024 to Mar 26, 2025
- Pooled vehicle clients · 1 to 2Oct 10, 2024 to Mar 26, 2025
- Assets in custody · 130000000.0 to unsetOct 10, 2024 to Mar 26, 2025
- Custody of client assets · true to falseOct 10, 2024 to Mar 26, 2025
- Employees · 11 to 10Oct 10, 2024 to Mar 26, 2025
- Discretionary RAUM · $130M to $220MOct 10, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $130M to $220MOct 10, 2024 to Mar 26, 2025
- RAUM · $130M to $220MOct 10, 2024 to Mar 26, 2025
- Advisory employees · 5 to 8Sep 12, 2023 to Feb 6, 2024
- Assets in custody · $100M to $130MSep 12, 2023 to Feb 6, 2024
- Employees · 5 to 11Sep 12, 2023 to Feb 6, 2024
- Discretionary RAUM · $100M to $130MSep 12, 2023 to Feb 6, 2024
- Pooled vehicle RAUM · $100M to $130MSep 12, 2023 to Feb 6, 2024
- RAUM · $100M to $130MSep 12, 2023 to Feb 6, 2024
- Accounts · 4 to 1Apr 10, 2023 to May 23, 2023
- Pooled vehicle clients · 4 to 1Apr 10, 2023 to May 23, 2023
- Assets in custody · $56.0M to $100MApr 10, 2023 to May 23, 2023
- Discretionary RAUM · $56.0M to $100MApr 10, 2023 to May 23, 2023
- Pooled vehicle RAUM · $56.0M to $100MApr 10, 2023 to May 23, 2023
- RAUM · $56.0M to $100MApr 10, 2023 to May 23, 2023
- Accounts · 8 to 4Oct 6, 2022 to Mar 6, 2023
- Pooled vehicle clients · 1 to 4Oct 6, 2022 to Mar 6, 2023
- Assets in custody · unset to 56000000.0Oct 6, 2022 to Mar 6, 2023
- Custody of client assets · false to trueOct 6, 2022 to Mar 6, 2023
Signals
1 dated events
- L••••••• C••••••• L•• filed its initial SEC registration (Form ADV)May 13, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- L••••••• C••••••• L•• · Independent Sponsorsshared crd · capital_provider
- L••••••• C••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/lonetree-capitalreportedpublic record, Form ADV, Sep 19, 2026
- Website
- l•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-844-9150reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026