DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
D••••• P•••••••
Legal name D••••• A••••••• L••
Latest filing Jul 23, 2026
First filing on the tape Aug 17, 2022 · 10 filings
SEC status approved since Sep 15, 2022
RAUM
$5.3B
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
19
18 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
14
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$5.3B as of Jul 23, 2026
Jan 12, 2023$2.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 23, 2026
Jan 12, 20230 then
Employees (5.A)19 as of Jul 23, 2026
Jan 12, 20236 then
Private funds14 as of Jul 23, 2026
Jan 12, 20233 then
RAUM +30% over the last fiscal year+35% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 23, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $375MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$5.3B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 14reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| D••••• S•••••••• P••••••• B•• L• | Private Equity Fund | $1.9B | 2 | Jan 12, 2023 |
| D••••• P•••••••• B•• L• | Private Equity Fund | $612M | 2 | Jan 12, 2023 |
| D••••• S•••••••• P••••••• B•• O••••••• L• | Private Equity Fund | $206M | 1 | Mar 27, 2024 |
| D••••• C••••••••• V•• L• | Private Equity Fund | $202M | 2 | Mar 27, 2024 |
| D••••• S•••••••• P••••••• B•• O•••••• L• | Private Equity Fund | $158M | 3 | Mar 27, 2024 |
| D••••• P•••••••• B•• L• | Private Equity Fund | $151M | 2 | Mar 27, 2024 |
| D••••• D•••••• B•• L• | Private Equity Fund | $123M | 1 | Jan 12, 2023 |
| D••••• P•••••••• B••• L• | Private Equity Fund | $51.3M | 1 | Mar 27, 2024 |
| D••••• P•••••••• B•• L• | Private Equity Fund | $30.9M | 2 | Mar 27, 2024 |
| D••••• C•••• C••••••••• L• | Private Equity Fund | $12.3M | 1 | Mar 27, 2024 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• J••••• M••••• · Founding Partnercontrolsince 12/2021 · owns less than 5%
- H••••••••• T•••••• M••• · Founding Partnercontrolsince 12/2021 · owns less than 5%
- I••••• S••••• J•••• · Founding Partnercontrolsince 12/2021 · owns less than 5%
- K••• M••••••• C••••• · Founding Partnercontrolsince 12/2021 · owns less than 5%
- M••••••• A••••• N•• · Chief Financial Officercontrolsince 03/2023 · owns less than 5%
- M•••••• B••••••• R•• · Founding Partnercontrolsince 12/2021 · owns less than 5%
- P•••••• A•••• V•••• · Founding Partnercontrolsince 12/2021 · owns less than 5%
- S••••• L••••• M•••••• · Chief Compliance Officer, General Counselcontrolsince 04/2023 · owns less than 5%
- B•••••• J••••• M••••• · Elected Managercontrolsince 06/2022 · owns F of D••••• P••••••• L••
- H••••••••• T•••••• M••• · Elected Managercontrolsince 06/2022 · owns F of D••••• P••••••• L••
- I••••• S••••• J•••• · Elected Managercontrolsince 06/2022 · owns F of D••••• P••••••• L••
- K••• M••••••• C••••• · Elected Managercontrolsince 06/2022 · owns F of D••••• P••••••• L••
- M•••••• J•••• D•••• · Elected Managercontrolsince 12/2022 · owns F of D••••• P••••••• L••
- M•••••• B••••••• R•• · Elected Managercontrolsince 06/2022 · owns F of D••••• P••••••• L••
- P•••••• A•••• V•••• · Elected Managercontrolsince 06/2022 · owns F of D••••• P••••••• L••
- S•••• A••• · Elected Managercontrolsince 08/2022 · owns F of D••••• P••••••• L••
Entity owners
- D••••• P••••••• L•• · Sole Memberdirect · owns 75% or more
- D••••• T••• L• · Memberindirect · owns 75% or more of D••••• P••••••• L••
- D••••• U••••••• G• L•• · General Partnerindirect · owns F of D••••• T••• L•
Related persons
Schedule D 7.A
- D••••• C•••• C••••••••• G• L•pooled vehicle sponsorn
- D••••• C••••••••• V•• •••• G• S•• R•••pooled vehicle sponsorn
- D••••• C••••••••• V•• G• L•pooled vehicle sponsorn
- D••••• D•••••• B•• G• L•pooled vehicle sponsorn
- D••••• P•••••••• B•• G• L•pooled vehicle sponsorn
- D••••• P•••••••• B••• G• L•pooled vehicle sponsorn
- D••••• P•••••••• B•• G• L•pooled vehicle sponsorn
- D••••• P•••••••• B•• G• L•pooled vehicle sponsorn
- D••••• S•••••••• P••••••• B•• G• L•pooled vehicle sponsorn
- D••••• S•••••••• P••••••• B•• G• L•pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $5.0B to $5.1BMar 30, 2026 to Jul 23, 2026
- Non-discretionary RAUM · $182M to $182MMar 30, 2026 to Jul 23, 2026
- Pooled vehicle RAUM · $5.2B to $5.3BMar 30, 2026 to Jul 23, 2026
- RAUM · $5.2B to $5.3BMar 30, 2026 to Jul 23, 2026
- Accounts · 11 to 14Jul 2, 2025 to Mar 30, 2026
- Advisory employees · 14 to 18Jul 2, 2025 to Mar 30, 2026
- Pooled vehicle clients · 11 to 14Jul 2, 2025 to Mar 30, 2026
- Employees · 15 to 19Jul 2, 2025 to Mar 30, 2026
- Private funds · 11 to 14Jul 2, 2025 to Mar 30, 2026
- Discretionary RAUM · $3.9B to $5.0BJul 2, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $159M to $182MJul 2, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $4.1B to $5.2BJul 2, 2025 to Mar 30, 2026
- RAUM · $4.1B to $5.2BJul 2, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 28, 2025 to Jul 2, 2025
- Discretionary RAUM · $3.9B to $3.9BMar 28, 2025 to Jul 2, 2025
- Non-discretionary RAUM · $157M to $159MMar 28, 2025 to Jul 2, 2025
- Pooled vehicle RAUM · $4.0B to $4.1BMar 28, 2025 to Jul 2, 2025
- RAUM · $4.0B to $4.1BMar 28, 2025 to Jul 2, 2025
- Accounts · 10 to 11Jul 2, 2024 to Mar 28, 2025
- Pooled vehicle clients · 10 to 11Jul 2, 2024 to Mar 28, 2025
- Employees · 14 to 15Jul 2, 2024 to Mar 28, 2025
- Private funds · 10 to 11Jul 2, 2024 to Mar 28, 2025
- Discretionary RAUM · $3.3B to $3.9BJul 2, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $123M to $157MJul 2, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $3.5B to $4.0BJul 2, 2024 to Mar 28, 2025
- RAUM · $3.5B to $4.0BJul 2, 2024 to Mar 28, 2025
- Discretionary RAUM · $3.3B to $3.3BMar 27, 2024 to Jul 2, 2024
- Non-discretionary RAUM · $111M to $123MMar 27, 2024 to Jul 2, 2024
- Pooled vehicle RAUM · $3.4B to $3.5BMar 27, 2024 to Jul 2, 2024
- RAUM · $3.4B to $3.5BMar 27, 2024 to Jul 2, 2024
- Accounts · 3 to 10Nov 1, 2023 to Mar 27, 2024
- Advisory employees · 6 to 14Nov 1, 2023 to Mar 27, 2024
- Pooled vehicle clients · 3 to 10Nov 1, 2023 to Mar 27, 2024
- Employees · 6 to 14Nov 1, 2023 to Mar 27, 2024
- Private funds · 3 to 10Nov 1, 2023 to Mar 27, 2024
- Discretionary RAUM · $2.0B to $3.3BNov 1, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $135M to $111MNov 1, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $2.1B to $3.4BNov 1, 2023 to Mar 27, 2024
- RAUM · $2.1B to $3.4BNov 1, 2023 to Mar 27, 2024
- Business name · D••••• A••••••• L•• to D••••• P•••••••Jan 12, 2023 to Jun 28, 2023
Signals
7 dated events
- D••••• P••••••• reported RAUM $5.2B, up 28% from $4.1B (2025-07-02 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- D••••• P••••••• reported RAUM $3.4B, up 59% from $2.1B (2023-11-01 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- Michael Lorne Smith (Chief Compliance Officer, General Counsel) appeared on Schedule A of D••••• P•••••••Jun 28, 2023 · Control person joined · fact
- Nmn Alisa Makhlis (Chief Financial Officer) appeared on Schedule A of D••••• P•••••••Jun 28, 2023 · Control person joined · fact
- Adam Sinn (Elected Manager) appeared on Schedule A of D••••• P•••••••Jan 12, 2023 · Control person joined · fact
- David John Melvin (Elected Manager) appeared on Schedule A of D••••• P•••••••Jan 12, 2023 · Control person joined · fact
- D••••• P••••••• L•• filed its initial SEC registration (Form ADV)Aug 17, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- D••••• P••••••• · Independent Sponsorsshared crd · capital_provider
- D••••• P••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- dextra.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-300-9820reportedpublic record, Form ADV, Jul 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026