DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F••••• A••••• C•••••• M••••••••• L•
Latest filing Mar 31, 2026
First filing on the tape May 12, 2022 · 8 filings
SEC status approved since Jun 10, 2022
RAUM
$2.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$2.4B as of Mar 31, 2026
Feb 24, 2023$237M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Feb 24, 20230 then
Employees (5.A)11 as of Mar 31, 2026
Feb 24, 202312 then
Private funds1 as of Mar 31, 2026
Feb 24, 20231 then
RAUM +54% over the last fiscal year+116% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $602MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +54%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.4B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F••••• A••••• M••••• F••• L• | Hedge Fund | $683M | 44 | Oct 7, 2022 |
Owners and control persons
Schedule A and B, latest filing
- H•••••• S••••• J••• · Chief Compliance Officer, Chief Operating Officer,Chief Financial Officercontrolsince 05/2021 · owns less than 5%
- Y•••••• T•••••• N•• · Founder And Ciocontrolsince 04/2021 · owns 75% or more
- Y•••••• T•••••• N•• · Membercontrolsince 04/2021 · owns 75% or more of F••••• A••••• C•••••• M••••••••• G• L••
Entity owners
- F••••• A••••• C•••••• M••••••••• G• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- F••••• A••••• F•••• G• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- New York, NY1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- affiliate changedChange between filings · filing Mar 31, 2026bank affiliate (Item 7.A.6): yes on the filing of 2025-03-26, no on the filing of 2026-03-31peers: asset managers, $1B to $5B (1,506)
- custody status changedChange between filings · filing Mar 31, 2026custody of client assets (Item 9.A): yes on the filing of 2025-03-26, no on the filing of 2026-03-31peers: asset managers, $1B to $5B (1,506)
What changed
consecutive filings, newest first
- Pooled vehicle clients · 3 to 4Mar 26, 2025 to Mar 31, 2026
- Assets in custody · $275M to $0Mar 26, 2025 to Mar 31, 2026
- Custody of client assets · true to falseMar 26, 2025 to Mar 31, 2026
- Employees · 9 to 11Mar 26, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.6B to $2.4BMar 26, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.5B to $2.4BMar 26, 2025 to Mar 31, 2026
- RAUM · $1.6B to $2.4BMar 26, 2025 to Mar 31, 2026
- Related adviser · false to trueMar 26, 2025 to Mar 31, 2026
- Related bank · true to falseMar 26, 2025 to Mar 31, 2026
- Accounts · 3 to 4Mar 1, 2024 to Mar 26, 2025
- Assets in custody · $117M to $275MMar 1, 2024 to Mar 26, 2025
- Employees · 8 to 9Mar 1, 2024 to Mar 26, 2025
- Financial planning clients · unset to Mar 1, 2024 to Mar 26, 2025
- Discretionary RAUM · $683M to $1.6BMar 1, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $683M to $1.5BMar 1, 2024 to Mar 26, 2025
- RAUM · $683M to $1.6BMar 1, 2024 to Mar 26, 2025
- Assets in custody · $87.9M to $117MNov 24, 2023 to Mar 1, 2024
- Discretionary RAUM · $470M to $683MNov 24, 2023 to Mar 1, 2024
- Pooled vehicle RAUM · $470M to $683MNov 24, 2023 to Mar 1, 2024
- RAUM · $470M to $683MNov 24, 2023 to Mar 1, 2024
- Advisory employees · 7 to 5Oct 11, 2023 to Nov 24, 2023
- Assets in custody · $38.0M to $87.9MOct 11, 2023 to Nov 24, 2023
- Employees · 12 to 8Oct 11, 2023 to Nov 24, 2023
- HQ city · COCONUT GROVE to MIAMIOct 11, 2023 to Nov 24, 2023
- Discretionary RAUM · $237M to $470MOct 11, 2023 to Nov 24, 2023
- Pooled vehicle RAUM · $237M to $470MOct 11, 2023 to Nov 24, 2023
- RAUM · $237M to $470MOct 11, 2023 to Nov 24, 2023
- Assets in custody · $38.7M to $38.0MOct 7, 2022 to Feb 24, 2023
- Discretionary RAUM · $149M to $237MOct 7, 2022 to Feb 24, 2023
- Pooled vehicle RAUM · $149M to $237MOct 7, 2022 to Feb 24, 2023
- RAUM · $149M to $237MOct 7, 2022 to Feb 24, 2023
- Accounts · unset to 3.0May 12, 2022 to Oct 7, 2022
- Pooled vehicle clients · unset to 3.0May 12, 2022 to Oct 7, 2022
- Assets in custody · unset to 38659593.0May 12, 2022 to Oct 7, 2022
- Custody of client assets · false to trueMay 12, 2022 to Oct 7, 2022
- Private funds · unset to 1May 12, 2022 to Oct 7, 2022
- Discretionary RAUM · unset to 148646567.0May 12, 2022 to Oct 7, 2022
- Non-discretionary RAUM · unset to 0.0May 12, 2022 to Oct 7, 2022
- Pooled vehicle RAUM · unset to 148646567.0May 12, 2022 to Oct 7, 2022
- RAUM · unset to 148646567.0May 12, 2022 to Oct 7, 2022
Signals
6 dated events
- F••••• A••••• C•••••• M••••••••• L• reported RAUM $2.4B, up 54% from $1.6B (2025-03-26 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- F••••• A••••• C•••••• M••••••••• L• reported RAUM $1.6B, up 129% from $683.0M (2024-03-01 to 2025-03-26)Mar 26, 2025 · RAUM change · derived
- F••••• A••••• C•••••• M••••••••• L• reported RAUM $683.0M, up 45% from $469.7M (2023-11-24 to 2024-03-01)Mar 1, 2024 · RAUM change · derived
- F••••• A••••• C•••••• M••••••••• L• reported RAUM $469.7M, up 98% from $237.2M (2023-10-11 to 2023-11-24)Nov 24, 2023 · RAUM change · derived
- Daniel Bryan Laplant (Chief Compliance Officer/General Counsel) no longer on Schedule A of F••••• A••••• C•••••• M••••••••• L• (listed 2022-10-07, absent 2023-02-24)Feb 24, 2023 · Control person left · inference
- F••••• A••••• C•••••• M••••••••• L• filed its initial SEC registration (Form ADV)May 12, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/forest-avenue-capital-management-l-p/abreportedpublic record, Form ADV, Sep 19, 2026
- Website
- f•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 305-847-9750reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026