DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

V••••• P••••••• A•••••••

Asset manager (funds and pooled vehicles)Cincinnati, OhioCRD 321989SEC 801-126472websiteIAPD
Legal name V••••• P••••••• A•••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Aug 1, 2022 · 8 filings
SEC status approved since Aug 31, 2022
RAUM
$375M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
9
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$375M as of Mar 31, 2026
Mar 29, 2023$494M then
HNW client RAUM$0 as of Mar 31, 2026
Mar 29, 2023$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 29, 20230 then
Employees (5.A)2 as of Mar 31, 2026
Mar 29, 20232 then
Private funds9 as of Mar 31, 2026
Mar 29, 20236 then
RAUM +5.8% over the last fiscal year-8.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$41.7MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+5.8%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$375M, 9 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$375M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
9reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$375M for 9 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      9 reported on Schedule D 7.B.(1)
      Owners and control persons
      Schedule A and B, latest filing
      • C•••••• B•••• A••• · Chief Executive Officercontrol
        since 05/2022 · owns 25% to 50%
      • M•••••• S••••• · Presidentcontrol
        since 05/2022 · owns 25% to 50%
      • C•••••• B•••• A••• · Ownercontrol
        since 05/2022 · owns 50% to 75% of C• C•••••• A••••••• L••
      • M•••••• S••••• · Ownercontrol
        since 05/2022 · owns 50% to 75% of C• C•••••• A••••••• L••
      • H•••••• M•••••••• E••••• · Chief Compliance Officer
        since 06/2022 · owns less than 5%
      Entity owners
      • C• C•••••• A••••••• L•• · Manager
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      • B••• C•••••
        investment companyy
      • S••••• M•••••
        investment companyy
      • V••••• P••••••• M••••••••• I•••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 7 to 9
        Mar 27, 2025 to Mar 31, 2026
      • Pooled vehicle clients · 7 to 9
        Mar 27, 2025 to Mar 31, 2026
      • Assets in custody · $37.3M to $375M
        Mar 27, 2025 to Mar 31, 2026
      • Financial planning clients · to 0
        Mar 27, 2025 to Mar 31, 2026
      • Private funds · 7 to 9
        Mar 27, 2025 to Mar 31, 2026
      • Discretionary RAUM · $354M to $375M
        Mar 27, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $354M to $375M
        Mar 27, 2025 to Mar 31, 2026
      • RAUM · $354M to $375M
        Mar 27, 2025 to Mar 31, 2026
      • Assets in custody · $13.9M to $37.3M
        Mar 28, 2024 to Mar 27, 2025
      • Financial planning clients · unset to
        Mar 28, 2024 to Mar 27, 2025
      • Discretionary RAUM · $464M to $354M
        Mar 28, 2024 to Mar 27, 2025
      • Pooled vehicle RAUM · $464M to $354M
        Mar 28, 2024 to Mar 27, 2025
      • RAUM · $464M to $354M
        Mar 28, 2024 to Mar 27, 2025
      • Accounts · 6 to 7
        Oct 5, 2023 to Mar 28, 2024
      • Pooled vehicle clients · 6 to 7
        Oct 5, 2023 to Mar 28, 2024
      • Assets in custody · unset to 13870876.0
        Oct 5, 2023 to Mar 28, 2024
      • Custody of client assets · false to true
        Oct 5, 2023 to Mar 28, 2024
      • Private funds · 6 to 7
        Oct 5, 2023 to Mar 28, 2024
      • Discretionary RAUM · $494M to $464M
        Oct 5, 2023 to Mar 28, 2024
      • Pooled vehicle RAUM · $494M to $464M
        Oct 5, 2023 to Mar 28, 2024
      • RAUM · $494M to $464M
        Oct 5, 2023 to Mar 28, 2024
      • Accounts · 8 to 6
        Aug 5, 2022 to Mar 29, 2023
      • Pooled vehicle clients · 8 to 6
        Aug 5, 2022 to Mar 29, 2023
      • Private funds · 8 to 6
        Aug 5, 2022 to Mar 29, 2023
      • Discretionary RAUM · $558M to $494M
        Aug 5, 2022 to Mar 29, 2023
      • Pooled vehicle RAUM · $558M to $494M
        Aug 5, 2022 to Mar 29, 2023
      • RAUM · $558M to $494M
        Aug 5, 2022 to Mar 29, 2023
      Signals
      2 dated events
      • Jennifer Ehrhardt (Chief Financial Officer) no longer on Schedule A of V••••• P••••••• A••••••• (listed 2023-09-06, absent 2023-10-05)
        Oct 5, 2023 · Control person left · inference
      • V••••• P••••••• A••••••• filed its initial SEC registration (Form ADV)
        Aug 1, 2022 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      vikingpartnersllc.comreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      513-793-9919reportedpublic record, Form ADV, Mar 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      V••••• P••••••• A••••••• is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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