DFX Intelligence
RIA Intelligence
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SEC-registered adviser
H••••• G•••••
Legal name H••••• M••••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Feb 16, 2024 · 5 filings
SEC status approved since Mar 20, 2024
RAUM
$502M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$502M as of Mar 30, 2026
Jan 10, 2025$316M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Jan 10, 20250 then
Employees (5.A)12 as of Mar 30, 2026
Jan 10, 20259 then
Private funds2 as of Mar 30, 2026
Jan 10, 20251 then
RAUM +25% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $251MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$502M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H••••• G••••• F••• I• L• | Private Equity Fund | $316M | 154 | Nov 4, 2022 |
Owners and control persons
Schedule A and B, latest filing
- A••••••• A•••••• R••••• · Managercontrolsince 08/2022 · owns less than 5%
- G••••••••• N•••••••• L• · Managercontrolsince 08/2022 · owns less than 5%
- K•••••• M•••• A•• · Chief Compliance Officercontrolsince 02/2024 · owns less than 5%
- A••••••• A•••••• R••••• · Trusteecontrolsince 12/2020 · owns F of T•• A•••••• F••••• T••••
- A••••••• K••••••••• M•••• · Trusteecontrolsince 12/2020 · owns F of T•• A•••••• F••••• T••••
- G••••••••• N•••••••• L• · Managercontrolsince 06/2021 · owns F of G• F••• H•••••••• L••
- G••••••••• N•••••••• L• · Trusteecontrolsince 06/2021 · owns F of G• I• T••••
- G••••••••• N•••••••• L• · Trusteecontrolsince 06/2021 · owns F of G• T••••
Entity owners
- G• F••• H•••••••• L•• · Memberdirect · owns 50% to 75%
- T•• A•••••• F••••• T•••• · Memberdirect · owns 50% to 75%
- G• I• T•••• · Memberindirect · owns 50% to 75% of G• F••• H•••••••• L••
- G• T•••• · Memberindirect · owns 50% to 75% of G• F••• H•••••••• L••
Related persons
Schedule D 7.A
- E••••••••• A••••• L••investment advisern
- E••••••••• A••••• M••••••••• 1• L••pooled vehicle sponsorn
- E••••••••• A••••• M••••••••• 2• L••pooled vehicle sponsorn
- G•••••••• L••••••• L••n
- G•• M••••••••• L••pooled vehicle sponsorn
- H••••• G••••• F••• G• I• L••pooled vehicle sponsorn
- N••••••• L• G••••••••y
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 8 to 10Mar 28, 2025 to Mar 30, 2026
- Employees · 10 to 12Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $402M to $502MMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $402M to $502MMar 28, 2025 to Mar 30, 2026
- RAUM · $402M to $502MMar 28, 2025 to Mar 30, 2026
- Accounts · 1 to 2Jan 10, 2025 to Mar 28, 2025
- Pooled vehicle clients · 1 to 2Jan 10, 2025 to Mar 28, 2025
- Employees · 9 to 10Jan 10, 2025 to Mar 28, 2025
- Financial planning clients · unset to Jan 10, 2025 to Mar 28, 2025
- Private funds · 1 to 2Jan 10, 2025 to Mar 28, 2025
- Discretionary RAUM · $316M to $402MJan 10, 2025 to Mar 28, 2025
- Pooled vehicle RAUM · $316M to $402MJan 10, 2025 to Mar 28, 2025
- RAUM · $316M to $402MJan 10, 2025 to Mar 28, 2025
- Private funds · 2 to 1Feb 16, 2024 to May 6, 2024
Signals
1 dated events
- H••••• G••••• filed its initial SEC registration (Form ADV)Feb 16, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- H••••• G••••• · Independent Sponsorsshared crd · capital_provider
- H••••• G••••• · Private Equityshared crd · organization
- H••••• G••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/humblegrowth.comreportedpublic record, Form ADV, Sep 21, 2026
- Website
- h•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 212-220-1588reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026