DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Long Focus Capital Management LLC
Latest filing Mar 30, 2026
First filing on the tape Jul 8, 2022 · 7 filings
SEC status approved since Dec 9, 2022
RAUM
$2.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$2.4B as of Mar 30, 2026
Mar 31, 2023$506M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 31, 20230 then
Employees (5.A)11 as of Mar 30, 2026
Mar 31, 20235 then
Private funds1 as of Mar 30, 2026
Mar 31, 20231 then
RAUM +43% over the last fiscal year+69% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $609MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +43%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $2.4B, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.7B72%
- Corporations and businesses$691M28%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.4B for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.72 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Long Focus Capital Master, Ltd. | Hedge Fund | $666M | 14 | Aug 29, 2014 |
Owners and control persons
Schedule A and B, latest filing
- Albert Stephen Depiero · Chief Financial Officer And Chief Compliance Officercontrolsince 05/2014 · owns less than 5%
- Byron John Helmers · Chief Executive Officercontrolsince 05/2014 · owns less than 5%
- Byron John Helmers · Shareholdercontrolsince 05/2014 · owns 75% or more of Long Focus Capital Holdings Inc.
Entity owners
- Long Focus Capital Holdings Inc. · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- Long Focus Capital Partners, LLCpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $1.2B to $2.4BMar 31, 2025 to Mar 30, 2026
- Employees · 9 to 11Mar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.7B to $2.4BMar 31, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $1.2B to $1.7BMar 31, 2025 to Mar 30, 2026
- RAUM · $1.7B to $2.4BMar 31, 2025 to Mar 30, 2026
- Accounts · 3 to 4Mar 29, 2024 to Mar 31, 2025
- Advisory employees · 3 to 6Mar 29, 2024 to Mar 31, 2025
- Assets in custody · $666M to $1.2BMar 29, 2024 to Mar 31, 2025
- Employees · 5 to 9Mar 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $666M to $1.7BMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $666M to $1.2BMar 29, 2024 to Mar 31, 2025
- RAUM · $666M to $1.7BMar 29, 2024 to Mar 31, 2025
- Assets in custody · $506M to $666MMay 18, 2023 to Mar 29, 2024
- Discretionary RAUM · $506M to $666MMay 18, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $506M to $666MMay 18, 2023 to Mar 29, 2024
- RAUM · $506M to $666MMay 18, 2023 to Mar 29, 2024
- Accounts · 4 to 3Dec 6, 2022 to Mar 31, 2023
- Assets in custody · $467M to $506MDec 6, 2022 to Mar 31, 2023
- Discretionary RAUM · $725M to $506MDec 6, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $467M to $506MDec 6, 2022 to Mar 31, 2023
- RAUM · $725M to $506MDec 6, 2022 to Mar 31, 2023
- Accounts · unset to 4.0Jul 8, 2022 to Dec 6, 2022
- Pooled vehicle clients · 0 to 3Jul 8, 2022 to Dec 6, 2022
- Assets in custody · $0 to $467MJul 8, 2022 to Dec 6, 2022
- Custody of client assets · false to trueJul 8, 2022 to Dec 6, 2022
- Private funds · unset to 1Jul 8, 2022 to Dec 6, 2022
- Discretionary RAUM · unset to 724581255.0Jul 8, 2022 to Dec 6, 2022
- Non-discretionary RAUM · unset to 0.0Jul 8, 2022 to Dec 6, 2022
- Pooled vehicle RAUM · unset to 466879045.0Jul 8, 2022 to Dec 6, 2022
- RAUM · unset to 724581255.0Jul 8, 2022 to Dec 6, 2022
Signals
5 dated events
- Long Focus Capital Management Llc reported RAUM $2.4B, up 43% from $1.7B (2025-03-31 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Long Focus Capital Management Llc reported RAUM $1.7B, up 155% from $666.4M (2024-03-29 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Long Focus Capital Management Llc reported RAUM $666.4M, up 32% from $506.2M (2023-05-18 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Long Focus Capital Management Llc reported RAUM $506.2M, down 30% from $724.6M (2022-12-06 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Long Focus Capital Management Llc filed its initial SEC registration (Form ADV)Jul 8, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- (787) 333-0240reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026