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Former SEC-registered adviser

I••••••• T••••••••• L•

Former SEC-registered adviserVienna, VirginiaCRD 322046SEC 801-126056IAPD
Latest filing Sep 13, 2022
First filing on the tape Jun 9, 2022 · 2 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Sep 13, 2022
Jun 9, 20220 then
Employees (5.A)4 as of Sep 13, 2022
Jun 9, 20224 then
Private funds: no history
Practice profile
derived from the filing of Sep 13, 2022; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      I••••••• T••••••••• M••••• F••• L•Hedge Fund$23.3M2Nov 17, 2022
      Owners and control persons
      Schedule A and B, latest filing
      • K••••• J••••• L••••••• · Chief Investment Officercontrol
        since 03/2022 · owns 50% to 75%
      • K••••• L•••••••• W•••••• · Chief Compliance Officercontrol
        since 08/2022 · owns less than 5%
      • K••••• J••••• L••••••• · Chief Investment Officercontrol
        since 03/2022 · owns 50% to 75% of I••••••• T••••••••• G• L••
      Entity owners
      • I••••••• T••••••••• G• L•• · General Partner
        direct · owns less than 5%
      • O•• I••••••••• L•• · Member
        direct · owns 25% to 50%
      • O•• I••••••••• L•• · Member
        indirect · owns 25% to 50% of I••••••• T••••••••• G• L••
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      3 dated events
      • William L••••••• K•••• (Chief Compliance Officer) appeared on Schedule A of I••••••• T••••••••• L•
        Sep 13, 2022 · Control person joined · fact
      • Earl Gregory Ambrosia (Chief Compliance Officer) no longer on Schedule A of I••••••• T••••••••• L• (listed 2022-06-09, absent 2022-09-13)
        Sep 13, 2022 · Control person left · inference
      • I••••••• T••••••••• L• filed its initial SEC registration (Form ADV)
        Jun 9, 2022 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026