DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Collegiate Peaks Asset Management, LLC
Latest filing Mar 13, 2026
First filing on the tape Jun 27, 2022 · 7 filings
SEC status approved since Jul 27, 2022
RAUM
$365M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$365M as of Mar 13, 2026
Mar 20, 2023$237M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 13, 2026
Mar 20, 20230 then
Employees (5.A)3 as of Mar 13, 2026
Mar 20, 20233 then
Private funds1 as of Mar 13, 2026
Mar 20, 20231 then
RAUM +1.5% over the last fiscal year+16% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 13, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $60.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 14%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$52.2M51%
- Insurance companies$50.5M49%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.14 institutional_share=0.14 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Cp Lr Fund L.P. | Real Estate Fund | $33.6M | 5 | Sep 12, 2022 |
Owners and control persons
Schedule A and B, latest filing
- Eric Charles Laarsen · Chief Operating Officercontrolsince 09/2022 · owns less than 5%
- Lawrence Michael O'Shea · Chief Investment Officercontrolsince 09/2022 · owns less than 5%
- Mark Joseph Rusbarsky · Chief Compliance Officercontrolsince 09/2022 · owns less than 5%
- Lawrence Michael O'Shea · Managing Membercontrolsince 05/2022 · owns 75% or more of Collegiate Peaks Investors, LLC
Entity owners
- Collegiate Peaks Investors, LLC · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- Collegiate Peaks Lr Gp, LLCpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $360M to $365MMar 18, 2025 to Mar 13, 2026
- Pooled vehicle RAUM · $42.4M to $52.2MMar 18, 2025 to Mar 13, 2026
- RAUM · $360M to $365MMar 18, 2025 to Mar 13, 2026
- Financial planning clients · 0 to 0Mar 15, 2024 to Mar 18, 2025
- Discretionary RAUM · $344M to $360MMar 15, 2024 to Mar 18, 2025
- Pooled vehicle RAUM · $33.6M to $42.4MMar 15, 2024 to Mar 18, 2025
- RAUM · $344M to $360MMar 15, 2024 to Mar 18, 2025
- Accounts · 5 to 6Nov 3, 2023 to Mar 15, 2024
- Discretionary RAUM · $237M to $344MNov 3, 2023 to Mar 15, 2024
- Pooled vehicle RAUM · $27.8M to $33.6MNov 3, 2023 to Mar 15, 2024
- RAUM · $237M to $344MNov 3, 2023 to Mar 15, 2024
- Discretionary RAUM · $224M to $237MSep 12, 2022 to Mar 20, 2023
- Pooled vehicle RAUM · $29.2M to $27.8MSep 12, 2022 to Mar 20, 2023
- RAUM · $224M to $237MSep 12, 2022 to Mar 20, 2023
- Accounts · unset to 5.0Jun 27, 2022 to Sep 12, 2022
- Pooled vehicle clients · unset to 1.0Jun 27, 2022 to Sep 12, 2022
- Private funds · unset to 1Jun 27, 2022 to Sep 12, 2022
- Discretionary RAUM · unset to 223975289.0Jun 27, 2022 to Sep 12, 2022
- Non-discretionary RAUM · unset to 0.0Jun 27, 2022 to Sep 12, 2022
- Pooled vehicle RAUM · unset to 29204982.0Jun 27, 2022 to Sep 12, 2022
- RAUM · unset to 223975289.0Jun 27, 2022 to Sep 12, 2022
Signals
2 dated events
- Collegiate Peaks Asset Management, Llc reported RAUM $344.2M, up 45% from $236.8M (2023-11-03 to 2024-03-15)Mar 15, 2024 · RAUM change · derived
- Collegiate Peaks Asset Management, Llc filed its initial SEC registration (Form ADV)Jun 27, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- cpamllc.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 303-801-3549reportedpublic record, Form ADV, Mar 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Collegiate Peaks Asset Management, LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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