DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Albion River

Asset manager (funds and pooled vehicles)Rockville, MarylandCRD 322098SEC 801-133960websiteIAPD
Legal name Albion River Management LLC
Latest filing May 11, 2026
First filing on the tape Jul 1, 2025 · 3 filings
SEC status approved since Aug 13, 2025
RAUM
$2.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$2.1B as of May 11, 2026
Jul 1, 2025$726M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 11, 2026
Jul 1, 20250 then
Employees (5.A)4 as of May 11, 2026
Jul 1, 20254 then
Private funds2 as of May 11, 2026
Jul 1, 20252 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of May 11, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.0BderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$1.8B, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$2.1B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$1.8B for 1 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Ignium LPHedge Fund$39.2M4Jan 22, 2024
      Albion Platform Holdings LLCPrivate Equity Fund$1.0M29Jul 20, 2023
      Owners and control persons
      Schedule A and B, latest filing
      • William Darren Farber · Managing Partnercontrol
        since 02/2013 · owns 75% or more
      • Uzane Mark Schneiderman · Chief Legal Officercontrol
        since 07/2015 · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Assets in custody · $273M to $1.8B
        Jul 1, 2025 to Jan 20, 2026
      • Discretionary RAUM · $726M to $2.1B
        Jul 1, 2025 to Jan 20, 2026
      • Pooled vehicle RAUM · $726M to $2.1B
        Jul 1, 2025 to Jan 20, 2026
      • RAUM · $726M to $2.1B
        Jul 1, 2025 to Jan 20, 2026
      Signals
      1 dated events
      • Albion River reported RAUM $2.1B, up 184% from $726.3M (2025-07-01 to 2026-01-20)
        Jan 20, 2026 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      • Albion River · Independent Sponsors
        shared crd · capital_provider
      • Albion River · Private Equity
        shared crd · organization
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/albion-&-heath-llcreportedpublic record, Form ADV, Sep 17, 2026
      Website
      albionriver.comreportedpublic record, Form ADV, Sep 17, 2026
      Principal office phone
      +1 (571) 321-5328reportedpublic record, Form ADV, May 11, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026