DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•• I••••••••• P•••••••• L••
Latest filing Apr 30, 2026
First filing on the tape Jul 26, 2022 · 8 filings
SEC status approved since Aug 26, 2022
RAUM
$186M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$186M as of Apr 30, 2026
Mar 30, 2023$135M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 30, 2026
Mar 30, 20230 then
Employees (5.A)10 as of Apr 30, 2026
Mar 30, 20236 then
Private funds1 as of Apr 30, 2026
Mar 30, 20231 then
RAUM n/a over the last fiscal year+11% a year over three
Practice profile
derived from the filing of Apr 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $186MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $186M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$186M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $186M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•• D•••••• V•• L• | Private Equity Fund | $181M | 82 | Jul 26, 2022 |
Owners and control persons
Schedule A and B, latest filing
- C••••• K••••••••• Q•••• · Chief Compliance Officer; Vice President Of Financecontrolsince 02/2022 · owns less than 5%
- H•••••• A•••••• S•••• · Managing Partnercontrolsince 02/2022 · owns 50% to 75%
- H•••••• M••••••• L••••• · Partner; Chief Investment Officercontrolsince 02/2022 · owns 25% to 50%
Related persons
Schedule D 7.A
- A•• D•••••• V• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 6 to 8May 1, 2025 to Mar 31, 2026
- Assets in custody · $192M to $186MMay 1, 2025 to Mar 31, 2026
- Employees · 7 to 10May 1, 2025 to Mar 31, 2026
- Discretionary RAUM · $192M to $186MMay 1, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $192M to $186MMay 1, 2025 to Mar 31, 2026
- RAUM · $192M to $186MMay 1, 2025 to Mar 31, 2026
- Advisory employees · 5 to 6May 10, 2024 to May 1, 2025
- Assets in custody · $181M to $192MMay 10, 2024 to May 1, 2025
- Employees · 6 to 7May 10, 2024 to May 1, 2025
- Financial planning clients · unset to May 10, 2024 to May 1, 2025
- Discretionary RAUM · $181M to $192MMay 10, 2024 to May 1, 2025
- Pooled vehicle RAUM · $181M to $192MMay 10, 2024 to May 1, 2025
- RAUM · $181M to $192MMay 10, 2024 to May 1, 2025
- Assets in custody · $135M to $181MMar 30, 2023 to Mar 29, 2024
- Discretionary RAUM · $135M to $181MMar 30, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $135M to $181MMar 30, 2023 to Mar 29, 2024
- RAUM · $135M to $181MMar 30, 2023 to Mar 29, 2024
- Advisory employees · 4 to 5Oct 6, 2022 to Mar 30, 2023
- Assets in custody · unset to 134726000.0Oct 6, 2022 to Mar 30, 2023
- Custody of client assets · false to trueOct 6, 2022 to Mar 30, 2023
- Discretionary RAUM · $112M to $135MOct 6, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $112M to $135MOct 6, 2022 to Mar 30, 2023
- RAUM · $112M to $135MOct 6, 2022 to Mar 30, 2023
Signals
1 dated events
- A•• I••••••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Jul 26, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A•• I••••••••• P•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- A•• I••••••••• P•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- ashvx.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (470) 795-5505reportedpublic record, Form ADV, Apr 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026