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Former SEC-registered adviser

V•••• F••••••••• I•••

Former SEC-registered adviserNew York, New YorkCRD 322205SEC 801-126405IAPD
Legal name V•••• F••••••••• I••
Latest filing Feb 6, 2023
First filing on the tape Jul 19, 2022 · 5 filings
RAUM
$25.7M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$25.7M as of Feb 6, 2023
Jul 19, 2022$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 6, 2023
Jul 19, 20220 then
Employees (5.A)3 as of Feb 6, 2023
Jul 19, 20221 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Feb 6, 2023; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$2.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
fixed fees, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Wrap fee program
$25.7MreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Corporations and businesses$25.7M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
11reported
Financial planning clients
0reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • D•••••••• B••••••• · Chief Executive Officercontrol
        since 03/2022 · owns 75% or more
      • O•••• R•••••• J•• H•••••• · Chief Compliance Officer/Chief Financial Officer
        since 12/2022 · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Business name · V•••• F•••••••• to V•••• F••••••••• I•••
        Jan 10, 2023 to Feb 6, 2023
      • Employees · 1 to 3
        Jan 10, 2023 to Feb 6, 2023
      • Wrap assets (sponsor) · $25.4M to $0
        Jan 10, 2023 to Feb 6, 2023
      • Accounts · 0 to 11
        Aug 10, 2022 to Jan 10, 2023
      • Corporate clients · unset to 11.0
        Aug 10, 2022 to Jan 10, 2023
      • Discretionary RAUM · $0 to $25.7M
        Aug 10, 2022 to Jan 10, 2023
      • RAUM · $0 to $25.7M
        Aug 10, 2022 to Jan 10, 2023
      • Wrap assets (sponsor) · $0 to $25.4M
        Aug 10, 2022 to Jan 10, 2023
      Signals
      1 dated events
      • V•••• F•••••••• filed its initial SEC registration (Form ADV)
        Jul 19, 2022 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026