DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R•••••• C•••••• L••
Latest filing Aug 5, 2026
First filing on the tape Jun 3, 2022 · 12 filings
SEC status approved since Jul 7, 2022
RAUM
$497M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$497M as of Aug 5, 2026
Mar 30, 2023$441M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 5, 2026
Mar 30, 20230 then
Employees (5.A)9 as of Aug 5, 2026
Mar 30, 20239 then
Private funds1 as of Aug 5, 2026
Mar 30, 20231 then
RAUM +0.5% over the last fiscal year+4.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 5, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $99.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $272M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$497M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $272M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R•••••• G••••• O••••••••• M••••• F•••• L• | Hedge Fund | $390M | 31 | Aug 18, 2022 |
| R•••••• F••••• L•no longer reported | Private Equity Fund | $1.8M | 4 | Mar 29, 2018 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• K•••••• N•• · Member/Managercontrolsince 05/2022 · owns 75% or more
- F••••••• M••••••• L•• · Chief Operating Officer, Chief Financial Officer, Chief Compliance Officercontrolsince 05/2022 · owns less than 5%
- E••••••••• K•••• •••• · Shareholdercontrolsince 07/2023 · owns 75% or more of Bltm Cgm Gp, LLC
Entity owners
- C••••• R• H•••••••• L•• · Shareholderdirect · owns 25% to 50%
- C••••• G••••• M•••••••• S••••• · Shareholderindirect · owns 75% or more of H••••••••• G••••• P•••••••• L••
- H••••••••• G••••• P•••••••• L•• · Shareholderindirect · owns 75% or more of C••••• R• H•••••••• L••
Related persons
Schedule D 7.A
- R•••••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory activities · 2 to 1Jan 16, 2026 to Mar 26, 2026
- Pooled vehicle clients · 4 to 5Jan 16, 2026 to Mar 26, 2026
- Assets in custody · $494M to $272MJan 16, 2026 to Mar 26, 2026
- Discretionary RAUM · $494M to $497MJan 16, 2026 to Mar 26, 2026
- Pooled vehicle RAUM · $494M to $497MJan 16, 2026 to Mar 26, 2026
- RAUM · $494M to $497MJan 16, 2026 to Mar 26, 2026
- Related bank · false to trueJan 16, 2026 to Mar 26, 2026
- Accounts · 3 to 5Feb 12, 2025 to Mar 11, 2025
- Pooled vehicle clients · 3 to 4Feb 12, 2025 to Mar 11, 2025
- Assets in custody · $390M to $494MFeb 12, 2025 to Mar 11, 2025
- Financial planning clients · unset to Feb 12, 2025 to Mar 11, 2025
- Discretionary RAUM · $390M to $494MFeb 12, 2025 to Mar 11, 2025
- Pooled vehicle RAUM · $390M to $494MFeb 12, 2025 to Mar 11, 2025
- RAUM · $390M to $494MFeb 12, 2025 to Mar 11, 2025
- Assets in custody · $441M to $390MMay 31, 2023 to Mar 27, 2024
- Discretionary RAUM · $441M to $390MMay 31, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $441M to $390MMay 31, 2023 to Mar 27, 2024
- RAUM · $441M to $390MMay 31, 2023 to Mar 27, 2024
- Accounts · 4 to 3Sep 30, 2022 to Mar 30, 2023
- Advisory employees · 4 to 5Sep 30, 2022 to Mar 30, 2023
- Pooled vehicle clients · 4 to 3Sep 30, 2022 to Mar 30, 2023
- Assets in custody · $347M to $441MSep 30, 2022 to Mar 30, 2023
- Employees · 6 to 9Sep 30, 2022 to Mar 30, 2023
- Private funds · 2 to 1Sep 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $347M to $441MSep 30, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $347M to $441MSep 30, 2022 to Mar 30, 2023
- RAUM · $347M to $441MSep 30, 2022 to Mar 30, 2023
- Assets in custody · unset to 346649934.0Aug 18, 2022 to Sep 30, 2022
- Custody of client assets · false to trueAug 18, 2022 to Sep 30, 2022
- Discretionary RAUM · $252M to $347MAug 18, 2022 to Sep 30, 2022
- Pooled vehicle RAUM · $252M to $347MAug 18, 2022 to Sep 30, 2022
- RAUM · $252M to $347MAug 18, 2022 to Sep 30, 2022
- Accounts · 1 to 4Jun 3, 2022 to Aug 18, 2022
- Pooled vehicle clients · 1 to 4Jun 3, 2022 to Aug 18, 2022
- Employees · 5 to 6Jun 3, 2022 to Aug 18, 2022
- Private funds · 1 to 2Jun 3, 2022 to Aug 18, 2022
- Discretionary RAUM · $1.8M to $252MJun 3, 2022 to Aug 18, 2022
- Pooled vehicle RAUM · $1.8M to $252MJun 3, 2022 to Aug 18, 2022
- RAUM · $1.8M to $252MJun 3, 2022 to Aug 18, 2022
Signals
3 dated events
- R•••••• C•••••• L•• reported RAUM $494.1M, up 27% from $390.1M (2025-02-12 to 2025-03-11)Mar 11, 2025 · RAUM change · derived
- (Nmn) Kian Esteghamat (Shareholder) appeared on Schedule A of R•••••• C•••••• L••Mar 27, 2024 · Control person joined · fact
- R•••••• C•••••• L•• filed its initial SEC registration (Form ADV)Jun 3, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- R•••••• C•••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/riposte-capital/postsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- ripostecapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (646) 802-6330reportedpublic record, Form ADV, Aug 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026