DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

M••••••••• I•••

Former SEC-registered adviserCRD 322228SEC 801-126869IAPD
Latest filing Apr 21, 2023
First filing on the tape Oct 12, 2022 · 5 filings
RAUM
$43,118
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$43,118 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$43,118
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$43,118 as of Apr 21, 2023
Oct 12, 2022$0 then
HNW client RAUM$13,117 as of Apr 21, 2023
Mar 24, 2023$13,117 then
State-registered IARs (5.B.3)1 as of Apr 21, 2023
Oct 12, 20221 then
Employees (5.A)1 as of Apr 21, 2023
Oct 12, 20221 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 21, 2023; every figure names its basis
RAUM per advisor
$43,118derivedRAUM over IAPD advisors; not a book size
Clients per advisor
4derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$13,117derivedHNW RAUM over HNW clients
Average account
$14,373derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, educational seminars, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$30,00170%
  • High-net-worth individuals$13,11730%
Individual clients
3reported
HNW clients
1reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
L••••• M•••••• L••••New York, NyNov 14, 202214 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • L••••• L•••••• M•••••• · Ceo And Chief Compliance Officercontrol
        since 04/2021 · owns 75% or more
      • B•••••• P•••• E• · Co-Owner
        since 04/2021 · owns 5% to 10%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory activities · 3 to 4
        Mar 24, 2023 to Apr 21, 2023
      • Individual clients · unset to 3.0
        Mar 24, 2023 to Mar 24, 2023
      • Discretionary RAUM · $0 to $43,118
        Mar 24, 2023 to Mar 24, 2023
      • HNW RAUM · unset to 13117.0
        Mar 24, 2023 to Mar 24, 2023
      • Individual RAUM · unset to 30001.0
        Mar 24, 2023 to Mar 24, 2023
      • RAUM · $0 to $43,118
        Mar 24, 2023 to Mar 24, 2023
      • Accounts · 0 to 3
        Mar 24, 2023 to Mar 24, 2023
      • HNW clients · unset to 1.0
        Mar 24, 2023 to Mar 24, 2023
      • Business name · M••••••••• to M••••••••• I•••
        Oct 12, 2022 to Oct 12, 2022
      • Legal name · M••••••••• to M••••••••• I•••
        Oct 12, 2022 to Oct 12, 2022
      Signals
      1 dated events
      • Multigenerational filed its initial SEC registration (Form ADV)
        Oct 12, 2022 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/multigenerationalreportedpublic record, Form ADV, Sep 19, 2026
      Website
      TheInvestingStarterKit.Blackreportedpublic record, Form ADV, Sep 19, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $43,118derivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026