DFX Intelligence

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SEC-registered adviser

S••••• F••• A••••••• L••

Asset manager (funds and pooled vehicles)Denver, ColoradoCRD 322348SEC 801-126812website IAPD

Latest filing Mar 26, 2026

First filing on the tape Sep 30, 2022 · 7 filings

SEC status approved since Nov 1, 2022

RAUM

$556M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

3 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

7 filings and snapshots on the tape

RAUM$556M as of Mar 26, 2026

Mar 10, 2023$170M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 26, 2026

Mar 10, 20230 then

Employees (5.A)21 as of Mar 26, 2026

Mar 10, 20236 then

Private funds22 as of Mar 26, 2026

Mar 10, 20236 then

RAUM +38% over the last fiscal year+48% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 26, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $26.5MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +38%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, fixed fees, otherreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $556M, 21 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$556M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 21reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $556M for 21 clientsreported
Compensation: % of AUM, fixedreported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

7 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
S••••• F••• F••••••• I• L••	Private Equity Fund	$90.0M	215	Sep 30, 2022
S••••• F••• L••	Private Equity Fund	$83.2M	41	Sep 30, 2022
S••••• F••• A•••• L••	Private Equity Fund	$34.0M	87	Sep 30, 2022
S••••• F••• F••••••• I•• L••	Private Equity Fund	$12.6M	78	Sep 30, 2022
S••••• F••• A•••• Q•••••••• L••	Private Equity Fund	$12.2M	40	Sep 30, 2022
S••••• F••• O••••••••• F••• L••	Private Equity Fund	$8.6M	33	Sep 30, 2022
O•••••••• F••• I• L••	Private Equity Fund	$3.9M	51	Mar 28, 2024

Owners and control persons

Schedule A and B, latest filing

A•••••••• M••••••• F•••••••• · Managercontrol
since 06/2017 · owns 50% to 75%
J••••••• L••• E••••• · Chief Compliance Officercontrol
since 07/2022 · owns less than 5%
L•••••• E•••• M•••••• · Managercontrol
since 06/2017 · owns 50% to 75%

Related persons

Schedule D 7.A

O•••••••• H••••••• L••
pooled vehicle sponsorn
S••••• F••• C•••••• L••
n
S••••• F••• H••••••• L••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

2 against comparable advisers; where to look, not conclusions

employee count surgeChange between filings · filing Mar 26, 2026
employees (Item 5.A) moved from 13.0 to 21.0 (+62.0%) between the annual amendments of 2025-03-27 and 2026-03-26; the peer median change was 0.0% (394 comparable advisers, 99.0th percentile of changes)
peers: asset managers, $500M to $1B (394) · 99% percentile
custody status changedChange between filings · filing Mar 26, 2026
custody of client assets (Item 9.A): no on the filing of 2025-03-27, yes on the filing of 2026-03-26
peers: asset managers, $500M to $1B (784)

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 15 to 21
Mar 27, 2025 to Mar 26, 2026
Pooled vehicle clients · 15 to 21
Mar 27, 2025 to Mar 26, 2026
Assets in custody · unset to 556068915.0
Mar 27, 2025 to Mar 26, 2026
Custody of client assets · false to true
Mar 27, 2025 to Mar 26, 2026
Employees · 13 to 21
Mar 27, 2025 to Mar 26, 2026
Private funds · 15 to 22
Mar 27, 2025 to Mar 26, 2026
Discretionary RAUM · $402M to $556M
Mar 27, 2025 to Mar 26, 2026
Pooled vehicle RAUM · $402M to $556M
Mar 27, 2025 to Mar 26, 2026
RAUM · $402M to $556M
Mar 27, 2025 to Mar 26, 2026
Accounts · 7 to 15
Jan 9, 2025 to Mar 27, 2025
Pooled vehicle clients · 7 to 15
Jan 9, 2025 to Mar 27, 2025
Employees · 8 to 13
Jan 9, 2025 to Mar 27, 2025
Financial planning clients · unset to
Jan 9, 2025 to Mar 27, 2025
Private funds · 7 to 15
Jan 9, 2025 to Mar 27, 2025
Discretionary RAUM · $279M to $402M
Jan 9, 2025 to Mar 27, 2025
Pooled vehicle RAUM · $279M to $402M
Jan 9, 2025 to Mar 27, 2025
RAUM · $279M to $402M
Jan 9, 2025 to Mar 27, 2025
HQ city · WHEAT RIDGE to DENVER
Mar 28, 2024 to Jan 9, 2025
Accounts · 6 to 7
Nov 15, 2023 to Mar 28, 2024
Pooled vehicle clients · 6 to 7
Nov 15, 2023 to Mar 28, 2024
Private funds · 6 to 7
Nov 15, 2023 to Mar 28, 2024
Discretionary RAUM · $170M to $279M
Nov 15, 2023 to Mar 28, 2024
Pooled vehicle RAUM · $170M to $279M
Nov 15, 2023 to Mar 28, 2024
RAUM · $170M to $279M
Nov 15, 2023 to Mar 28, 2024
Employees · 6 to 8
Mar 10, 2023 to Nov 15, 2023
Discretionary RAUM · $146M to $170M
Sep 30, 2022 to Mar 10, 2023
Pooled vehicle RAUM · $146M to $170M
Sep 30, 2022 to Mar 10, 2023
RAUM · $146M to $170M
Sep 30, 2022 to Mar 10, 2023

Signals

4 dated events

S••••• F••• A••••••• L•• reported RAUM $556.1M, up 38% from $401.8M (2025-03-27 to 2026-03-26)
Mar 26, 2026 · RAUM change · derived
S••••• F••• A••••••• L•• reported RAUM $401.8M, up 44% from $279.0M (2025-01-09 to 2025-03-27)
Mar 27, 2025 · RAUM change · derived
S••••• F••• A••••••• L•• reported RAUM $279.0M, up 64% from $170.2M (2023-11-15 to 2024-03-28)
Mar 28, 2024 · RAUM change · derived
S••••• F••• A••••••• L•• filed its initial SEC registration (Form ADV)
Sep 30, 2022 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

S••••• F••• A••••••• L•• · Independent Sponsors
shared crd · capital_provider
S••••• F••• A••••••• L•• · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/saturnfivereportedpublic record, Form ADV, Sep 21, 2026
Website: s•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 720-314-8373reportedpublic record, Form ADV, Mar 26, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026