DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
1• E••• P••••••• L••
Latest filing Aug 18, 2026
First filing on the tape Feb 28, 2025 · 5 filings
SEC status approved since Mar 31, 2025
RAUM
$603M
reported, Item 5.F
Discretionary
19%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
21
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
36
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$603M as of Aug 18, 2026
Feb 28, 2025$253M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 18, 2026
Feb 28, 20250 then
Employees (5.A)21 as of Aug 18, 2026
Feb 28, 202525 then
Private funds36 as of Aug 18, 2026
Feb 28, 202522 then
RAUM +138% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Aug 18, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $16.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 19%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +93%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $603M, 36 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- the adviser acts as qualified custodian (9.D.1)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$603M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 36reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $603M for 36 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••• I•••• A• S••••• O• T• H••••••• I• L•• | Other Private Fund | $48.2M | 118 | Mar 28, 2024 |
| S••••• 6• A• S••••• O• T• H••••••• I• L•• | Other Private Fund | $14.0M | 31 | May 5, 2023 |
| S••••• O••••• A• S••••• O• T• H••••••• I• L•• | Other Private Fund | $9.3M | 31 | Mar 28, 2024 |
| S••••• N••••• A• S••••• O• T• H••••••• I• L•• | Private Equity Fund | $9.2M | 15 | May 5, 2023 |
| S••••• 2• A• S••••• O• T• H••••••• I• L•• | Other Private Fund | $7.1M | 14 | May 5, 2023 |
| S••••• 4• A• S••••• O• T• H••••••• I• L•• | Other Private Fund | $5.9M | 30 | May 5, 2023 |
| S••••• L••••• A• S••••• O• T• H••••••• I• L•• | Other Private Fund | $5.8M | 25 | Mar 28, 2024 |
| S••••• W•••••••• A• S••••• O• T• H••••••• I• L•• | Other Private Fund | $5.4M | 26 | Mar 28, 2024 |
| S••••• 3• A• S••••• O• T• H••••••• I• L•• | Other Private Fund | $5.3M | 11 | May 5, 2023 |
| S••••• S•••••••• A• S••••• O• T• H••••••• I• L•• | Other Private Fund | $2.6M | 18 | Mar 28, 2024 |
Owners and control persons
Schedule A and B, latest filing
- A••••••• I•••• N•• · Chief Executive Officercontrolsince 03/2025 · owns less than 5%
- K••••• S•••••• N••• · Chief Investment Officercontrolsince 12/2021 · owns less than 5%
- L••••••• M••••••• J••••• · Foundercontrolsince 12/2021 · owns less than 5%
- S•••••••• A•••••• M•••• · Chief Compliance Officercontrolsince 08/2026 · owns less than 5%
Entity owners
- P•••••• T••••••••• I••• · Parent Companydirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- many private funds relative to firm sizeStatic outlier · filing Aug 18, 2026private funds per $1B of RAUM of 59.7 against a peer median of 8.9 (462 comparable advisers, 98.0th percentile, 8.6 robust deviations)peers: asset managers, $500M to $1B (462) · 98% percentile
- private fund count surgeChange between filings · filing Mar 31, 2026private funds (Schedule D 7.B.1) moved from 22.0 to 35.0 (+59.0%) between the annual amendments of 2025-02-28 and 2026-03-31; the peer median change was 0.0% (489 comparable advisers, 96.0th percentile of changes)peers: asset managers, $500M to $1B (489) · 96% percentile
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $253,416,066 to $490,271,373 (+93.0%) between the annual amendments of 2025-02-28 and 2026-03-31; the peer median change was +8.0% (672 comparable advisers, 94.0th percentile of changes)peers: asset managers, $500M to $1B (672) · 94% percentile
What changed
consecutive filings, newest first
- Accounts · 35 to 36Mar 31, 2026 to Aug 18, 2026
- Pooled vehicle clients · 35 to 36Mar 31, 2026 to Aug 18, 2026
- Assets in custody · $490M to $603MMar 31, 2026 to Aug 18, 2026
- Private funds · 35 to 36Mar 31, 2026 to Aug 18, 2026
- Discretionary RAUM · $0 to $112MMar 31, 2026 to Aug 18, 2026
- Pooled vehicle RAUM · $490M to $603MMar 31, 2026 to Aug 18, 2026
- RAUM · $490M to $603MMar 31, 2026 to Aug 18, 2026
- Accounts · 22 to 35Jul 28, 2025 to Mar 31, 2026
- Advisory employees · 6 to 7Jul 28, 2025 to Mar 31, 2026
- Pooled vehicle clients · 22 to 35Jul 28, 2025 to Mar 31, 2026
- Assets in custody · $253M to $490MJul 28, 2025 to Mar 31, 2026
- Employees · 25 to 21Jul 28, 2025 to Mar 31, 2026
- Private funds · 22 to 35Jul 28, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $253M to $490MJul 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $253M to $490MJul 28, 2025 to Mar 31, 2026
- RAUM · $253M to $490MJul 28, 2025 to Mar 31, 2026
- Financial planning clients · unset to Jun 2, 2025 to Jul 28, 2025
Signals
1 dated events
- 1• E••• P••••••• L•• reported RAUM $490.3M, up 93% from $253.4M (2025-07-28 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- 1• E••• P••••••• L•• · Independent Sponsorsshared crd · capital_provider
- 1• E••• P••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/10eastreportedpublic record, Form ADV, Sep 19, 2026
- Website
- a••.1•••••.coreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (646) 532-2440reportedpublic record, Form ADV, Aug 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026