DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••• L••• I••
Latest filing Mar 30, 2026
First filing on the tape Aug 11, 2022 · 12 filings
SEC status approved since Jan 2, 2024
RAUM
$119M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
14 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$119M as of Mar 30, 2026
Mar 20, 2025$118M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 20, 20250 then
Employees (5.A)14 as of Mar 30, 2026
Mar 20, 202512 then
Private funds: no history
RAUM +0.8% over the last fiscal yearIARs 0 to 0offices 1 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $13.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$118M99%
- Investment companies$501,1760.4%
- Corporations and businesses$126,2630.1%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L••• J•••••••• G•••••• · Chief Compliance Officercontrolsince 09/2023 · owns less than 5%
- M••••••••• S••••••• J••• · Chief Operating Officercontrolsince 09/2023 · owns less than 5%
- M•••• D••••• M••••••• · Chief Executive Officercontrolsince 08/2021 · owns 75% or more
- P••••• J•••••• T••••• · Chief Technology Officercontrolsince 08/2021 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- San Ramon, CA5 employees
What changed
consecutive filings, newest first
- Accounts · 7 to 9Dec 1, 2025 to Mar 30, 2026
- Corporate clients · 5 to 4Dec 1, 2025 to Mar 30, 2026
- Discretionary RAUM · $118M to $119MDec 1, 2025 to Mar 30, 2026
- RAUM · $118M to $119MDec 1, 2025 to Mar 30, 2026
- Accounts · 2 to 7May 12, 2025 to Dec 1, 2025
- Advisory employees · 12 to 14May 12, 2025 to Dec 1, 2025
- Corporate clients · 1 to 5May 12, 2025 to Dec 1, 2025
- Employees · 12 to 14May 12, 2025 to Dec 1, 2025
- Other offices · 1 to 0May 12, 2025 to Dec 1, 2025
- Discretionary RAUM · $118M to $118MMay 12, 2025 to Dec 1, 2025
- RAUM · $118M to $118MMay 12, 2025 to Dec 1, 2025
- Financial planning clients · unset to Mar 20, 2025 to May 12, 2025
- Accounts · 1 to 2Aug 5, 2024 to Mar 20, 2025
- Advisory employees · 11 to 12Aug 5, 2024 to Mar 20, 2025
- Employees · 11 to 12Aug 5, 2024 to Mar 20, 2025
- Discretionary RAUM · $117M to $118MAug 5, 2024 to Mar 20, 2025
- RAUM · $117M to $118MAug 5, 2024 to Mar 20, 2025
- Accounts · unset to 1.0Dec 18, 2023 to Jul 8, 2024
- Advisory employees · 8 to 11Dec 18, 2023 to Jul 8, 2024
- Corporate clients · unset to 1.0Dec 18, 2023 to Jul 8, 2024
- Employees · 8 to 11Dec 18, 2023 to Jul 8, 2024
- Other offices · 0 to 1Dec 18, 2023 to Jul 8, 2024
- Discretionary RAUM · unset to 117000000.0Dec 18, 2023 to Jul 8, 2024
- Non-discretionary RAUM · unset to 0.0Dec 18, 2023 to Jul 8, 2024
- RAUM · unset to 117000000.0Dec 18, 2023 to Jul 8, 2024
- Advisory employees · 7 to 8Sep 11, 2023 to Dec 18, 2023
- Employees · 7 to 8Sep 11, 2023 to Dec 18, 2023
- Advisory employees · 2 to 7Feb 13, 2023 to Sep 11, 2023
- Employees · 2 to 7Feb 13, 2023 to Sep 11, 2023
Signals
3 dated events
- Ginling Jennifer Lee (Chief Compliance Officer) appeared on Schedule A of S•••• L••• I••Sep 11, 2023 · Control person joined · fact
- John Stephen Mcguinness (Chief Operating Officer) appeared on Schedule A of S•••• L••• I••Sep 11, 2023 · Control person joined · fact
- S•••• L••• I•• filed its initial SEC registration (Form ADV)Aug 11, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/savvy-labs-increportedpublic record, Form ADV, Sep 19, 2026
- Website
- g•••••••.ioreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 888-401-5517reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026