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Former SEC-registered adviser

M•••••• U• A••••••• L••

Former SEC-registered adviserNew York, New YorkCRD 322469SEC 801-126716IAPD
Latest filing Feb 26, 2024
First filing on the tape Sep 9, 2022 · 4 filings
RAUM
$4.4B
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$4.4B as of Feb 26, 2024
Feb 9, 2023$4.3B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 26, 2024
Feb 9, 20230 then
Employees (5.A)2 as of Feb 26, 2024
Feb 9, 20233 then
Private funds: no history
RAUM +1.7% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Feb 26, 2024; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.1BderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+1.7%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
fixed feesreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$4.4B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
4reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • D••••••• L•••••• N•••• · Chief Financial Officercontrol
        since 04/2022 · owns less than 5%
      • H•••••• E••••••• E•••••••• M••• · Chief Compliance Officercontrol
        since 05/2022 · owns less than 5%
      • S••••• A•••••• P••• A•••• · Partnercontrol
        since 02/2023 · owns less than 5%
      Entity owners
      • M••• H••••••• L•• · Owner
        direct · owns 75% or more
      • M•••••• P•••••• E••••• L•• · Owner
        indirect · owns 75% or more of M••• H••••••• L••
      Related persons
      Schedule D 7.A
      • M••• H••••••• L••••••
        pooled vehicle sponsory
      • M•••••• ••••••• V• L••••••
        pooled vehicle sponsory
      • M•••••• ••••••• V•• L••
        pooled vehicle sponsory
      • M•••••• G• C••••••••• L•
        pooled vehicle sponsory
      • M•••••• L••••••••• S••••••
        investment advisern
      • M•••••• P•••••• E••••• G•••
        investment advisern
      • M•••••• P•••••• E••••• L••
        investment advisern
      • M•••••• P•••••• E••••• S••
        investment advisery
      • M•••••• P•••••• E••••• S•• Z• O•••
        investment advisery
      • M•• •••• I• G•••••• P••••••• L••
        pooled vehicle sponsory
      • M•• •••• I•• L•
        pooled vehicle sponsorn
      • M•• •••• V• L•
        pooled vehicle sponsorn
      • M•• •••• V•• L•
        pooled vehicle sponsorn
      • M•• ••••••• P•••••• • L••••••
        pooled vehicle sponsorn
      • M•• ••••••• P•••••• V• L••
        pooled vehicle sponsorn
      • M•• ••••••• P•••••• V•• L••
        pooled vehicle sponsorn
      • M•• •• • L•
        pooled vehicle sponsorn
      • M•• •••••••• P••••••• L••
        pooled vehicle sponsorn
      • M•• C••••••• L••••••
        pooled vehicle sponsorn
      • M•• G••• L••••••
        pooled vehicle sponsorn
      • M•• G• •••• V• S•••
        pooled vehicle sponsorn
      • M•• G• ••••••••• L••
        pooled vehicle sponsorn
      • M•• G• • S•• R•••
        pooled vehicle sponsorn
      • M•• M•••••• L•• S•••
        investment adviserpooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Non-discretionary RAUM · $2.0B to $4.4B
        Dec 21, 2023 to Feb 26, 2024
      • Pooled vehicle RAUM · $2.0B to $4.4B
        Dec 21, 2023 to Feb 26, 2024
      • RAUM · $2.0B to $4.4B
        Dec 21, 2023 to Feb 26, 2024
      • Accounts · 1 to 4
        Feb 9, 2023 to Dec 21, 2023
      • Advisory employees · 3 to 1
        Feb 9, 2023 to Dec 21, 2023
      • Pooled vehicle clients · 3 to 4
        Feb 9, 2023 to Dec 21, 2023
      • Employees · 3 to 2
        Feb 9, 2023 to Dec 21, 2023
      • Non-discretionary RAUM · $4.3B to $2.0B
        Feb 9, 2023 to Dec 21, 2023
      • Pooled vehicle RAUM · $4.3B to $2.0B
        Feb 9, 2023 to Dec 21, 2023
      • RAUM · $4.3B to $2.0B
        Feb 9, 2023 to Dec 21, 2023
      • Accounts · 0 to 1
        Sep 9, 2022 to Feb 9, 2023
      • Advisory employees · 0 to 3
        Sep 9, 2022 to Feb 9, 2023
      • Pooled vehicle clients · unset to 3.0
        Sep 9, 2022 to Feb 9, 2023
      • Employees · 0 to 3
        Sep 9, 2022 to Feb 9, 2023
      • Non-discretionary RAUM · $0 to $4.3B
        Sep 9, 2022 to Feb 9, 2023
      • Pooled vehicle RAUM · unset to 4324017141.0
        Sep 9, 2022 to Feb 9, 2023
      • RAUM · $0 to $4.3B
        Sep 9, 2022 to Feb 9, 2023
      Signals
      4 dated events
      • M•••••• U• A••••••• L•• reported RAUM $4.4B, up 117% from $2.0B (2023-12-21 to 2024-02-26)
        Feb 26, 2024 · RAUM change · derived
      • M•••••• U• A••••••• L•• reported RAUM $2.0B, down 53% from $4.3B (2023-02-09 to 2023-12-21)
        Dec 21, 2023 · RAUM change · derived
      • P••• A•••• A••••• S•••• (Director) appeared on Schedule A of M•••••• U• A••••••• L••
        Feb 9, 2023 · Control person joined · fact
      • M•••••• U• A••••••• L•• filed its initial SEC registration (Form ADV)
        Sep 9, 2022 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026