DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•• M••••••••• U•
Legal name A•• M••••••••• U• I••
Latest filing Mar 27, 2026
First filing on the tape Aug 15, 2022 · 5 filings
SEC status approved since Jan 3, 2023
RAUM
$2.3B
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$2.3B as of Mar 27, 2026
May 23, 2023$869M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
May 23, 20230 then
Employees (5.A)2 as of Mar 27, 2026
May 23, 20233 then
Private funds: no history
RAUM +54% over the last fiscal year+39% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $777MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +54%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.3B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixedreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• J••••••• P•••• · Chairman Of The Boardcontrolsince 06/2022 · owns less than 5%
- H•••••••• L••••• N•• · Chief Executive Officercontrolsince 06/2022 · owns less than 5%
- T•••••• V••••••• · Chief Compliance Officercontrolsince 03/2024 · owns less than 5%
- H•••••• K•••••• N•• · Shareholdercontrolsince 06/2022 · owns 50% to 75% of A•• M••••••••• P••
Entity owners
- A•• M••••••••• P•• · Shareholderdirect · owns 75% or more
- A•• P•••••• H•••••• A•• · Shareholderindirect · owns 25% to 50% of A•• M••••••••• P••
- I••••••••• H•••••• P•• · Shareholderindirect · owns 25% to 50% of A•• M••••••••• P••
- P•• P•••••• · Shareholderindirect · owns 25% to 50% of I••••••••• H•••••• P••
Related persons
Schedule D 7.A
- A•• M••••••••• P••investment advisery
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Mar 27, 2026discretionary share of RAUM of 0% against a peer median of 100% (1506 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: asset managers, $1B to $5B (1,506) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 1 to 3Mar 24, 2025 to Mar 27, 2026
- Advisory employees · 4 to 2Mar 24, 2025 to Mar 27, 2026
- Pooled vehicle clients · 2 to 3Mar 24, 2025 to Mar 27, 2026
- Employees · 4 to 2Mar 24, 2025 to Mar 27, 2026
- Financial planning clients · to 0Mar 24, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $1.5B to $2.3BMar 24, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $1.5B to $2.3BMar 24, 2025 to Mar 27, 2026
- RAUM · $1.5B to $2.3BMar 24, 2025 to Mar 27, 2026
- Accounts · 2 to 1Mar 27, 2024 to Mar 24, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 24, 2025
- Non-discretionary RAUM · $1.0B to $1.5BMar 27, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $1.0B to $1.5BMar 27, 2024 to Mar 24, 2025
- RAUM · $1.0B to $1.5BMar 27, 2024 to Mar 24, 2025
- Advisory employees · 3 to 4May 23, 2023 to Mar 27, 2024
- Employees · 3 to 4May 23, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $869M to $1.0BMay 23, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $869M to $1.0BMay 23, 2023 to Mar 27, 2024
- RAUM · $869M to $1.0BMay 23, 2023 to Mar 27, 2024
- Accounts · 0 to 2Aug 15, 2022 to May 23, 2023
- Pooled vehicle clients · 0 to 2Aug 15, 2022 to May 23, 2023
- Non-discretionary RAUM · $0 to $869MAug 15, 2022 to May 23, 2023
- Pooled vehicle RAUM · $0 to $869MAug 15, 2022 to May 23, 2023
- RAUM · $0 to $869MAug 15, 2022 to May 23, 2023
Signals
5 dated events
- A•• M••••••••• U• reported RAUM $2.3B, up 54% from $1.5B (2025-03-24 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- A•• M••••••••• U• reported RAUM $1.5B, up 49% from $1.0B (2024-03-27 to 2025-03-24)Mar 24, 2025 · RAUM change · derived
- V••••••• T••••• (Chief Compliance Officer) appeared on Schedule A of A•• M••••••••• U•Mar 27, 2024 · Control person joined · fact
- Nmn Rasmus Rordam (Chief Compliance Officer) no longer on Schedule A of A•• M••••••••• U• (listed 2022-08-15, absent 2023-05-23)May 23, 2023 · Control person left · inference
- A•• M••••••••• U• filed its initial SEC registration (Form ADV)Aug 15, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- a•••••••••.dkreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 1 (929) 632 8603reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026