DFX Intelligence

RIA Intelligence

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H•••

No RAUM reportedSEC-registered· New York, New Yorkwebsite

No RAUM reported, based in New York, New York.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
Not established
Advisors
0
IAPD
Net advisor flow, 12 months
Not established
RAUM change, last fiscal year
Not established
Private clients
Not established
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 322634 · SEC 801-126410 · 10 filingsShow
CRD 322634SEC 801-126410Legal name H••• I••••• I••First filing on the tape Jul 19, 2022, latest Mar 18, 2026SEC status approved since Aug 18, 2022IAPD
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
0 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$0 as of Mar 18, 2026
Mar 6, 2023$893 then
HNW client RAUM$0 as of Mar 21, 2024
Mar 6, 2023$0 then
State-registered IARs (5.B.3)0 as of Mar 18, 2026
Mar 6, 20231 then
Employees (5.A)12 as of Mar 18, 2026
Mar 6, 20233 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 18, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
otherreportedItem 5.E
Advisory activities
financial planning, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
n/areported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • D•••• J••••••• · Chief Compliance Officercontrol
        since 07/2022 · owns less than 5%
      Entity owners
      • H••• I•• · Direct Owner
        direct · owns 75% or more
      • H••• T••••••••• L•• · Owner
        indirect · owns 75% or more of H••• I••
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory activities · 1 to 2
        Mar 17, 2025 to Mar 18, 2026
      • Accounts · 278 to 0
        Mar 21, 2024 to Mar 17, 2025
      • Advisory employees · 1 to 0
        Mar 21, 2024 to Mar 17, 2025
      • Advisory activities · 2 to 1
        Mar 21, 2024 to Mar 17, 2025
      • Charity clients · 0.0 to unset
        Mar 21, 2024 to Mar 17, 2025
      • Corporate clients · 0.0 to unset
        Mar 21, 2024 to Mar 17, 2025
      • HNW clients · 0.0 to unset
        Mar 21, 2024 to Mar 17, 2025
      • Individual clients · 165.0 to unset
        Mar 21, 2024 to Mar 17, 2025
      • Pension plan clients · 0.0 to unset
        Mar 21, 2024 to Mar 17, 2025
      • Pooled vehicle clients · 0.0 to unset
        Mar 21, 2024 to Mar 17, 2025
      • Insurance-licensed employees · 1 to 0
        Mar 21, 2024 to Mar 17, 2025
      • Financial planning clients · 0 to 0
        Mar 21, 2024 to Mar 17, 2025
      • State-registered IARs · 1 to 0
        Mar 21, 2024 to Mar 17, 2025
      • Discretionary RAUM · $7,299 to $0
        Mar 21, 2024 to Mar 17, 2025
      • HNW RAUM · 0.0 to unset
        Mar 21, 2024 to Mar 17, 2025
      • Individual RAUM · 7299.0 to unset
        Mar 21, 2024 to Mar 17, 2025
      • Pension RAUM · 0.0 to unset
        Mar 21, 2024 to Mar 17, 2025
      • Pooled vehicle RAUM · 0.0 to unset
        Mar 21, 2024 to Mar 17, 2025
      • RAUM · $7,299 to $0
        Mar 21, 2024 to Mar 17, 2025
      • Accounts · 35 to 278
        Sep 20, 2023 to Mar 21, 2024
      • Advisory activities · 1 to 2
        Sep 20, 2023 to Mar 21, 2024
      • Individual clients · 16 to 165
        Sep 20, 2023 to Mar 21, 2024
      • Employees · 3 to 12
        Sep 20, 2023 to Mar 21, 2024
      • Discretionary RAUM · $893 to $7,299
        Sep 20, 2023 to Mar 21, 2024
      • Individual RAUM · $893 to $7,299
        Sep 20, 2023 to Mar 21, 2024
      • RAUM · $893 to $7,299
        Sep 20, 2023 to Mar 21, 2024
      • Accounts · 0 to 35
        Oct 13, 2022 to Mar 6, 2023
      • Advisory activities · 4 to 1
        Oct 13, 2022 to Mar 6, 2023
      • Charity clients · unset to 0.0
        Oct 13, 2022 to Mar 6, 2023
      • Corporate clients · unset to 0.0
        Oct 13, 2022 to Mar 6, 2023
      • HNW clients · unset to 0.0
        Oct 13, 2022 to Mar 6, 2023
      • Individual clients · unset to 16.0
        Oct 13, 2022 to Mar 6, 2023
      • Pension plan clients · unset to 0.0
        Oct 13, 2022 to Mar 6, 2023
      • Pooled vehicle clients · unset to 0.0
        Oct 13, 2022 to Mar 6, 2023
      • Employees · 2 to 3
        Oct 13, 2022 to Mar 6, 2023
      • HQ city · POMONA to NEW YORK
        Oct 13, 2022 to Mar 6, 2023
      • Discretionary RAUM · $0 to $893
        Oct 13, 2022 to Mar 6, 2023
      • HNW RAUM · unset to 0.0
        Oct 13, 2022 to Mar 6, 2023
      • Individual RAUM · unset to 893.0
        Oct 13, 2022 to Mar 6, 2023
      • Pension RAUM · unset to 0.0
        Oct 13, 2022 to Mar 6, 2023
      Signals
      1 dated events
      • ••• Locked
        Jul 19, 2022 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Mar 18, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Mar 18, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      No RAUM reportedderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026