DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I•••••• C•••••• M••••••••• L•
Latest filing Mar 23, 2026
First filing on the tape Aug 9, 2022 · 11 filings
SEC status approved since Sep 9, 2022
RAUM
$1.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$1.5B as of Mar 23, 2026
Mar 28, 2023$182M then
HNW client RAUM$0 as of Mar 23, 2026
Mar 28, 2023$0 then
State-registered IARs (5.B.3)0 as of Mar 23, 2026
Mar 28, 20230 then
Employees (5.A)6 as of Mar 23, 2026
Mar 28, 20235 then
Private funds1 as of Mar 23, 2026
Mar 28, 20231 then
RAUM +47% over the last fiscal year+101% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $213MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +47%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $30.9M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$995M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $30.9M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.67 institutional_share=0.0 related_bd=false related_bank=true bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| I•••••• C•••••• P••••••• M••••• L• | Hedge Fund | $167M | 12 | Jul 15, 2022 |
Owners and control persons
Schedule A and B, latest filing
- D••••••• J•••••• F•••• · Limited Partnercontrolsince 06/2022 · owns 50% to 75%
- F••••••••• P•••• A••••• · Limited Partner And Chief Compliance Officercontrolsince 06/2022 · owns 25% to 50%
- D••••••• J•••••• F•••• · Managing Membercontrolsince 06/2022 · owns 50% to 75% of I•••••• C•••••• G• L••
- F••••••••• P•••• A••••• · Managing Membercontrolsince 06/2022 · owns 50% to 75% of I•••••• C•••••• G• L••
Entity owners
- I•••••• C•••••• G• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- I•••••• C•••••• P••••••• G• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 3 to 4Jul 16, 2025 to Mar 23, 2026
- BD registered reps · 0 to 1Jul 16, 2025 to Mar 23, 2026
- Assets in custody · $15.9M to $30.9MJul 16, 2025 to Mar 23, 2026
- Employees · 5 to 6Jul 16, 2025 to Mar 23, 2026
- Discretionary RAUM · $1.0B to $1.5BJul 16, 2025 to Mar 23, 2026
- Pooled vehicle RAUM · $659M to $995MJul 16, 2025 to Mar 23, 2026
- RAUM · $1.0B to $1.5BJul 16, 2025 to Mar 23, 2026
- Financial planning clients · unset to Jun 12, 2025 to Jul 16, 2025
- Accounts · 6 to 7Jan 7, 2025 to Apr 15, 2025
- Pooled vehicle clients · 4 to 5Jan 7, 2025 to Apr 15, 2025
- Assets in custody · $13.4M to $15.9MJan 7, 2025 to Apr 15, 2025
- Discretionary RAUM · $831M to $1.0BJan 7, 2025 to Apr 15, 2025
- Pooled vehicle RAUM · $308M to $659MJan 7, 2025 to Apr 15, 2025
- RAUM · $831M to $1.0BJan 7, 2025 to Apr 15, 2025
- Related adviser · false to trueJan 7, 2025 to Apr 15, 2025
- Accounts · 4 to 6Apr 19, 2023 to Mar 25, 2024
- Pooled vehicle clients · 3 to 4Apr 19, 2023 to Mar 25, 2024
- Assets in custody · $38.7M to $13.4MApr 19, 2023 to Mar 25, 2024
- Discretionary RAUM · $182M to $831MApr 19, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $38.7M to $308MApr 19, 2023 to Mar 25, 2024
- RAUM · $182M to $831MApr 19, 2023 to Mar 25, 2024
- Assets in custody · $0 to $38.7MNov 8, 2022 to Mar 28, 2023
- Employees · 3 to 5Nov 8, 2022 to Mar 28, 2023
- Discretionary RAUM · $169M to $182MNov 8, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $35.7M to $38.7MNov 8, 2022 to Mar 28, 2023
- RAUM · $169M to $182MNov 8, 2022 to Mar 28, 2023
- Accounts · 0 to 4Aug 10, 2022 to Nov 8, 2022
- Pooled vehicle clients · 0 to 3Aug 10, 2022 to Nov 8, 2022
- Assets in custody · unset to 0.0Aug 10, 2022 to Nov 8, 2022
- Custody of client assets · false to trueAug 10, 2022 to Nov 8, 2022
- Discretionary RAUM · $0 to $169MAug 10, 2022 to Nov 8, 2022
- Pooled vehicle RAUM · $0 to $35.7MAug 10, 2022 to Nov 8, 2022
- RAUM · $0 to $169MAug 10, 2022 to Nov 8, 2022
- Related adviser · true to falseAug 10, 2022 to Nov 8, 2022
Signals
3 dated events
- I•••••• C•••••• M••••••••• L• reported RAUM $1.5B, up 47% from $1.0B (2025-07-16 to 2026-03-23)Mar 23, 2026 · RAUM change · derived
- I•••••• C•••••• M••••••••• L• reported RAUM $831.5M, up 357% from $182.1M (2023-04-19 to 2024-03-25)Mar 25, 2024 · RAUM change · derived
- I•••••• C•••••• M••••••••• L• filed its initial SEC registration (Form ADV)Aug 9, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- i••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (203) 742-8100reportedpublic record, Form ADV, Mar 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026