DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
G10 LLC
Latest filing Jul 8, 2026
First filing on the tape Sep 29, 2023 · 12 filings
SEC status approved since Oct 30, 2023
RAUM
$4.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
1.7%
$83.9M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
49
14 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
16
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$4.9B as of Jul 8, 2026
Feb 26, 2024$4.3B then
HNW client RAUM$83.9M as of Jul 8, 2026
Feb 26, 2024$11.7M then
State-registered IARs (5.B.3)0 as of Jul 8, 2026
Feb 26, 20240 then
Employees (5.A)49 as of Jul 8, 2026
Feb 26, 202442 then
Private funds16 as of Jul 8, 2026
Feb 26, 20247 then
RAUM +13% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jul 8, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $999,204derivedHNW RAUM over HNW clients
- Average account
- $27.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.3%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $4.9B, 137 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.8B98%
- High-net-worth individuals$83.9M1.7%
- Corporations and businesses$1.6M0.0%
- Charitable organizations$1.1M0.0%
- Individual clients
- 0reported
- HNW clients
- 84reported
- Pension plan clients
- 0reported
- Charitable clients
- 6reported
- Accounts
- 179reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $4.9B for 137 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.02 fund_share=0.97 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Knollwood Investment Fund LLC | Private Equity Fund | $3.1B | 69 | Feb 26, 2024 |
| Knollwood Investment Liquid LLC | Hedge Fund | $797M | 66 | Feb 26, 2024 |
| Knollwood Real Assets LLC | Other Private Fund | $257M | 63 | Feb 26, 2024 |
| Knollwood Illiquid Credit LLC | Other Private Fund | $155M | 37 | Feb 26, 2024 |
| Knollwood Cash Management LLC | Liquidity Fund | $45.7M | 51 | Feb 26, 2024 |
| Knollwood Accelerating Recovery Of Earth LLC | Private Equity Fund | $9.1M | 4 | Feb 26, 2024 |
| Knollwood Fnf Investments LLC | Other Private Fund | $893,954 | 5 | Feb 26, 2024 |
Owners and control persons
Schedule A and B, latest filing
- Joseph Earl Acquaviva · Secretarycontrolsince 09/2023 · owns less than 5%
- George Jeffrey Bunting · Member Of Board Of Managerscontrolsince 09/2023 · owns less than 5%
- Guenter Marc Bunting · Member Of Board Of Managerscontrolsince 09/2023 · owns less than 5%
- Wook Jae Chon · Chief Operating Officercontrolsince 09/2023 · owns less than 5%
- Stephen Scott Cimino · Presidentcontrolsince 09/2023 · owns less than 5%
- Dale Kevin Irwin · Member Of Board Of Managers & Chief Executive Offficercontrolsince 09/2023 · owns less than 5%
- Melissa Heidi Jose · Chief Financial Officercontrolsince 09/2023 · owns less than 5%
- Ellen Stacy Landsman · Chief Compliance Officercontrolsince 09/2023 · owns less than 5%
- Dale Kevin Irwin · Sole Trusteecontrolsince 12/2014 · owns F of Blue Jar Ownership Trust C
- Dale Kevin Irwin · Sole Trusteecontrolsince 12/2014 · owns F of Blue Jar Ownership Trust B
- Dale Kevin Irwin · Sole Trusteecontrolsince 12/2014 · owns F of Blue Jar Ownership Trust A
Entity owners
- Knollwood Investment Advisory LLC · Managing Memberdirect · owns 75% or more
- Blue Jar Ownership Trust A · Memberindirect · owns 25% to 50% of Blue Jar Ptc, LLC
- Blue Jar Ownership Trust B · Memberindirect · owns 25% to 50% of Blue Jar Ptc, LLC
- Blue Jar Ownership Trust C · Memberindirect · owns 25% to 50% of Blue Jar Ptc, LLC
- Blue Jar Ptc, LLC · Sole Trusteeindirect · owns F of Mary Catherine Bunting 2011 Perpetual Gst Exemption Trust
- Knollwood Investment LLC · Memberindirect · owns 75% or more of Knollwood Investment Advisory LLC
- Mary Catherine Bunting 2011 Perpetual Gst Exemption Trust · Managing Memberindirect · owns 75% or more of Knollwood Investment LLC
Related persons
Schedule D 7.A
- Knollwood Investment Advisory, LLCinvestment adviserpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- RAUM · $4.3B to $4.9BSep 17, 2025 to Mar 30, 2026
- Accounts · 158 to 179Sep 17, 2025 to Mar 30, 2026
- Advisory employees · 12 to 14Sep 17, 2025 to Mar 30, 2026
- Corporate clients · 30 to 31Sep 17, 2025 to Mar 30, 2026
- HNW clients · 79 to 84Sep 17, 2025 to Mar 30, 2026
- Pooled vehicle clients · 11 to 16Sep 17, 2025 to Mar 30, 2026
- Assets in custody · $4.3B to $4.9BSep 17, 2025 to Mar 30, 2026
- Employees · 43 to 49Sep 17, 2025 to Mar 30, 2026
- Private funds · 11 to 16Sep 17, 2025 to Mar 30, 2026
- Discretionary RAUM · $4.3B to $4.9BSep 17, 2025 to Mar 30, 2026
- HNW RAUM · $20.9M to $83.9MSep 17, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $0 to $2.9MSep 17, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $4.3B to $4.8BSep 17, 2025 to Mar 30, 2026
- Financial planning clients · 1-10 to 1-10Mar 31, 2025 to Jul 16, 2025
- Accounts · 150 to 158Sep 17, 2024 to Mar 31, 2025
- HNW clients · 69 to 79Sep 17, 2024 to Mar 31, 2025
- Pooled vehicle clients · 7 to 11Sep 17, 2024 to Mar 31, 2025
- Assets in custody · $4.3B to $4.3BSep 17, 2024 to Mar 31, 2025
- Employees · 42 to 43Sep 17, 2024 to Mar 31, 2025
- Financial planning clients · 0 to 1-10Sep 17, 2024 to Mar 31, 2025
- Private funds · 7 to 11Sep 17, 2024 to Mar 31, 2025
- Discretionary RAUM · $4.3B to $4.3BSep 17, 2024 to Mar 31, 2025
- HNW RAUM · $11.7M to $20.9MSep 17, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $4.3B to $4.3BSep 17, 2024 to Mar 31, 2025
- RAUM · $4.3B to $4.3BSep 17, 2024 to Mar 31, 2025
- Accounts · 0 to 150Oct 12, 2023 to Feb 26, 2024
- Advisory employees · 11 to 12Oct 12, 2023 to Feb 26, 2024
- Advisory activities · 4 to 5Oct 12, 2023 to Feb 26, 2024
- Charity clients · 0 to 6Oct 12, 2023 to Feb 26, 2024
- Corporate clients · 0 to 30Oct 12, 2023 to Feb 26, 2024
- HNW clients · 0 to 69Oct 12, 2023 to Feb 26, 2024
- Pooled vehicle clients · 0 to 7Oct 12, 2023 to Feb 26, 2024
- Assets in custody · $0 to $4.3BOct 12, 2023 to Feb 26, 2024
- Custody of client assets · false to trueOct 12, 2023 to Feb 26, 2024
- Employees · 50 to 42Oct 12, 2023 to Feb 26, 2024
- Financial planning clients · unset to 0Oct 12, 2023 to Feb 26, 2024
- Private funds · unset to 7Oct 12, 2023 to Feb 26, 2024
- Discretionary RAUM · $0 to $4.3BOct 12, 2023 to Feb 26, 2024
- HNW RAUM · $0 to $11.7MOct 12, 2023 to Feb 26, 2024
- Pooled vehicle RAUM · $0 to $4.3BOct 12, 2023 to Feb 26, 2024
Signals
1 dated events
- G10 Llc filed its initial SEC registration (Form ADV)Sep 29, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/knollwood-investment-advisoryreportedpublic record, Form ADV, Sep 17, 2026
- Website
- kwiadvisory.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 443-541-2440reportedpublic record, Form ADV, Jul 8, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026