DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••• G•••••• L•
Legal name C••• G••••• A•••••••• L•
Latest filing Mar 30, 2026
First filing on the tape Sep 15, 2022 · 6 filings
SEC status approved since Oct 19, 2022
RAUM
$819M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$819M as of Mar 30, 2026
Mar 30, 2023$400M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 30, 20230 then
Employees (5.A)14 as of Mar 30, 2026
Mar 30, 202311 then
Private funds6 as of Mar 30, 2026
Mar 30, 20232 then
RAUM +8.2% over the last fiscal year+27% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $81.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$819M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••• C•••••• I•••••••• ••••••••• I•• L••• | Private Equity Fund | $226M | 19 | Mar 26, 2021 |
| C••• C•••••• I•••••••• I•• L••• | Private Equity Fund | $179M | 72 | Mar 26, 2021 |
| M••••••• A••••••••• C••••••••• L•• | Private Equity Fund | $17.3M | 1 | Mar 29, 2024 |
Owners and control persons
Schedule A and B, latest filing
- B••••• E••••• N•• · Chief Compliance Officercontrolsince 06/2022 · owns less than 5%
- F•••• G••••••• M•••••• · Chief Financial Officercontrolsince 06/2022 · owns less than 5%
- M•••••••• M•••• N•• · Managing Partnercontrolsince 06/2022 · owns less than 5%
- S••••••••• J•••••• M•••••• · Managing Partnercontrolsince 06/2022 · owns less than 5%
- M•••••••• M•••• N•• · LPcontrolsince 06/2022 · owns 25% to 50% of C••• G•••••• L•
- S••••••••• J•••••• M•••••• · LPcontrolsince 06/2022 · owns 25% to 50% of C••• G•••••• L•
Entity owners
- C••• G••••• G• C•••• · General Partnerdirect · owns less than 5%
- C••• G•••••• L• · Limited Partnerdirect · owns 75% or more
- C••• G••••• G•• L•• · General Partnerindirect · owns F of C••• G•••••• L•
- C••• G•••••• L• · Stockholderindirect · owns 75% or more of C••• G••••• G• C••••
Related persons
Schedule D 7.A
- C••• C••••••investment adviserbanknRAUM $2.2B
- C••• C•••••• A••••••••• I•• C•• L•••investment adviserbankpooled vehicle sponsorn
- C••• C•••••• A••••••••• I••• L•••investment adviserbankpooled vehicle sponsorn
- C••• C•••••• A••••••••• I•• L•••investment adviserbankpooled vehicle sponsorn
- C••• C•••••••• I•• A• G•• L••investment adviserbankpooled vehicle sponsorn
- C••• G••••• C•••••••• G•• L••pooled vehicle sponsorn
- D•• C•••••••• G•• L••pooled vehicle sponsorn
Advisers that list C••• G•••••• L• as a related person
- 140121 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- private fund count surgeChange between filings · filing Mar 30, 2026private funds (Schedule D 7.B.1) moved from 4.0 to 6.0 (+50.0%) between the annual amendments of 2025-03-28 and 2026-03-30; the peer median change was 0.0% (490 comparable advisers, 93.0th percentile of changes)peers: asset managers, $500M to $1B (490) · 93% percentile
What changed
consecutive filings, newest first
- Accounts · 7 to 10Mar 28, 2025 to Mar 30, 2026
- Pooled vehicle clients · 7 to 10Mar 28, 2025 to Mar 30, 2026
- Private funds · 4 to 6Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $757M to $819MMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $757M to $819MMar 28, 2025 to Mar 30, 2026
- RAUM · $757M to $819MMar 28, 2025 to Mar 30, 2026
- Accounts · 6 to 7Mar 29, 2024 to Mar 28, 2025
- Advisory employees · 8 to 9Mar 29, 2024 to Mar 28, 2025
- Pooled vehicle clients · 6 to 7Mar 29, 2024 to Mar 28, 2025
- Employees · 13 to 14Mar 29, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 28, 2025
- Private funds · 3 to 4Mar 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $423M to $757MMar 29, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $423M to $757MMar 29, 2024 to Mar 28, 2025
- RAUM · $423M to $757MMar 29, 2024 to Mar 28, 2025
- Accounts · 5 to 6Mar 30, 2023 to Mar 29, 2024
- Advisory employees · 6 to 8Mar 30, 2023 to Mar 29, 2024
- Pooled vehicle clients · 5 to 6Mar 30, 2023 to Mar 29, 2024
- Employees · 11 to 13Mar 30, 2023 to Mar 29, 2024
- Private funds · 2 to 3Mar 30, 2023 to Mar 29, 2024
- Discretionary RAUM · $400M to $423MMar 30, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $400M to $423MMar 30, 2023 to Mar 29, 2024
- RAUM · $400M to $423MMar 30, 2023 to Mar 29, 2024
- Discretionary RAUM · $331M to $400MNov 21, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $331M to $400MNov 21, 2022 to Mar 30, 2023
- RAUM · $331M to $400MNov 21, 2022 to Mar 30, 2023
- Private funds · unset to 2Sep 15, 2022 to Nov 21, 2022
- Discretionary RAUM · $329M to $331MSep 15, 2022 to Nov 21, 2022
- Pooled vehicle RAUM · $329M to $331MSep 15, 2022 to Nov 21, 2022
- RAUM · $329M to $331MSep 15, 2022 to Nov 21, 2022
Signals
2 dated events
- C••• G•••••• L• reported RAUM $756.8M, up 79% from $423.1M (2024-03-29 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- C••• G•••••• L• filed its initial SEC registration (Form ADV)Sep 15, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C••• G•••••• L• · Independent Sponsorsshared crd · capital_provider
- C••• G•••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- C•••G•••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (212) 600-9600reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026