DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

I••••••••• F••••

Former SEC-registered adviserPrinceton, New JerseyCRD 322991SEC 801-129833IAPD
Legal name I••••••••• F•••• L••
Latest filing Jun 12, 2024
First filing on the tape Mar 5, 2024 · 3 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$120M as of Jun 7, 2024
Mar 5, 2024$120M then
HNW client RAUM$20.0M as of Jun 7, 2024
Mar 5, 2024$20.0M then
State-registered IARs (5.B.3)0 as of Jun 12, 2024
Mar 5, 20240 then
Employees (5.A)4 as of Jun 12, 2024
Mar 5, 20245 then
Private funds: no history
Practice profile
derived from the filing of Jun 12, 2024; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminars, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
H•••••• L••••• M••••New York, NyDec 1, 202510 y0
J••• L•••• M•••••New York, NyDec 9, 202536 y2
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • M••••• H••••••• L••••• · Member, Chief Executive Officer , Ccocontrol
      since 07/2022 · owns less than 5%
    • M•••••• J•••• L•••• · Member, Executive Chairmancontrol
      since 07/2022 · owns less than 5%
    • M•••••• J•••• L•••• · Membercontrol
      since 09/2017 · owns 50% to 75% of I••••••••• C•••••• L••
    • M•••••• S••••• T•••• · Membercontrol
      since 09/2022 · owns 50% to 75% of I••••••••• C•••••• L••
    Entity owners
    • S•••••••• A•••• M••••••••• L•• · Member, Owner
      direct · owns 75% or more
    • I••••••••• C•••••• L•• · Member
      indirect · owns 50% to 75% of S•••••••• A•••• M••••••••• L••
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    New York, Ny220
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 8.0 to unset
      Jun 7, 2024 to Jun 12, 2024
    • Advisory employees · 5 to 2
      Jun 7, 2024 to Jun 12, 2024
    • HNW clients · 5.0 to unset
      Jun 7, 2024 to Jun 12, 2024
    • Employees · 8 to 4
      Jun 7, 2024 to Jun 12, 2024
    • Discretionary RAUM · 5000000.0 to unset
      Jun 7, 2024 to Jun 12, 2024
    • HNW RAUM · 20000000.0 to unset
      Jun 7, 2024 to Jun 12, 2024
    • Non-discretionary RAUM · 115000000.0 to unset
      Jun 7, 2024 to Jun 12, 2024
    • Pension RAUM · 100000000.0 to unset
      Jun 7, 2024 to Jun 12, 2024
    • RAUM · 120000000.0 to unset
      Jun 7, 2024 to Jun 12, 2024
    • Employees · 5 to 8
      Mar 5, 2024 to Jun 7, 2024
    Signals
    1 dated events
    • I••••••••• F•••• filed its initial SEC registration (Form ADV)
      Mar 5, 2024 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Website
    intentionalfunds.comreportedpublic record, Form ADV, Sep 18, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026