DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••• E••••• P•••••••• L••
Latest filing Mar 20, 2026
First filing on the tape Mar 29, 2024 · 4 filings
SEC status approved since Apr 29, 2024
RAUM
$242M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
12
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$242M as of Mar 20, 2026
Mar 31, 2025$222M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 20, 2026
Mar 31, 20250 then
Employees (5.A)11 as of Mar 20, 2026
Mar 31, 202510 then
Private funds12 as of Mar 20, 2026
Mar 31, 202512 then
RAUM +9.0% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 20, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $20.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$242M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 12reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=6.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
11 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••••• E••••• P••••••• F••• I• L• | Private Equity Fund | $138M | 44 | Aug 19, 2022 |
| S••••• R•••••••• H•••••••• L•• | Private Equity Fund | $49.0M | 17 | Mar 29, 2024 |
| T••••••• C•••••••• L•• | Private Equity Fund | $40.4M | 1 | Mar 29, 2024 |
| C•• I••••••••• G••••• L•• | Private Equity Fund | $30.4M | 4 | Mar 29, 2024 |
| P••••• A••••••••• L•• | Private Equity Fund | $18.7M | 3 | Mar 29, 2024 |
| C••••• T••••••• I••••••••• P••••••• L•• | Private Equity Fund | $14.1M | 26 | Aug 19, 2022 |
| G• I••••••••• P•••••••• L•• | Private Equity Fund | $7.4M | 31 | Aug 19, 2022 |
| B•••••••• I••••••••• P•••••••• L•• | Private Equity Fund | $6.8M | 42 | Aug 19, 2022 |
| P••••• G•••• I••••••••• P•••••••• L•• | Private Equity Fund | $2.7M | 41 | Aug 19, 2022 |
| P••••• I••••••••• P••••••• L•• | Private Equity Fund | $1.4M | 13 | Aug 19, 2022 |
| C••••• E•••• I••••••••• P••••••• L••no longer reported | Private Equity Fund | $1.4M | 51 | Aug 19, 2022 |
Owners and control persons
Schedule A and B, latest filing
- F•••• G•••••••• L•••• · Managing Partnercontrolsince 10/2011 · owns 50% to 75%
- G••••••••• T•••••• M• W• · Chief Compliance Officer And Chief Financial Officercontrolsince 03/2024 · owns less than 5%
- M••••••• J•••• O••••• · Managing Partnercontrolsince 10/2011 · owns 50% to 75%
Related persons
Schedule D 7.A
- C••••• E••••• M••••••••• I•• L••investment advisery
- C••••• E••••• P••••••• F••• I•• L•••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- New York, NY2 employees
What changed
consecutive filings, newest first
- Advisory employees · 5 to 6Mar 31, 2025 to Mar 20, 2026
- BD registered reps · 5 to 6Mar 31, 2025 to Mar 20, 2026
- Employees · 10 to 11Mar 31, 2025 to Mar 20, 2026
- Discretionary RAUM · $222M to $242MMar 31, 2025 to Mar 20, 2026
- Pooled vehicle RAUM · $222M to $242MMar 31, 2025 to Mar 20, 2026
- RAUM · $222M to $242MMar 31, 2025 to Mar 20, 2026
- Accounts · 10 to 12Mar 29, 2024 to Mar 31, 2025
- Pooled vehicle clients · 10 to 12Mar 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 31, 2025
- Private funds · 10 to 12Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $309M to $222MMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $309M to $222MMar 29, 2024 to Mar 31, 2025
- RAUM · $309M to $222MMar 29, 2024 to Mar 31, 2025
- Private funds · 20 to 10Mar 29, 2024 to Mar 29, 2024
Signals
1 dated events
- C••••• E••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Mar 29, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C••••• E••••• P•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- C••••• E••••• P•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- caymusequity.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 404-995-8300reportedpublic record, Form ADV, Mar 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026