DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
V•••• C••••••
Legal name V•••• C•••••• A••••••• L••
Latest filing Oct 17, 2024
First filing on the tape Feb 24, 2023 · 23 filings
SEC status approved since Mar 30, 2023
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$0 as of Oct 17, 2024
Feb 24, 2023$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Oct 17, 2024
Feb 24, 20230 then
Employees (5.A)2 as of Oct 17, 2024
Feb 24, 20232 then
Private funds: no history
Practice profile
derived from the filing of Oct 17, 2024; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, subscription, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, educational seminarsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 0reported
- Financial planning clients
- n/areported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- V•••••• T••• C•••• · Ceo And Ccocontrolsince 02/2023 · owns 75% or more
- V•••••• R•••••• D•••• · Non-Executive Directorsince 10/2024 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Legal name · V•••• C•••••• INC to V•••• C•••••• A••••••• L••Oct 15, 2024 to Oct 17, 2024
- Succession · true to falseOct 15, 2024 to Oct 17, 2024
- Commission compensation · true to falseOct 15, 2023 to Oct 15, 2024
- Organization form · Corporation to Limited Liability CompanyOct 15, 2023 to Oct 15, 2024
- Succession · false to trueOct 15, 2023 to Oct 15, 2024
- Advisory activities · 4 to 3Jul 24, 2023 to Jul 24, 2023
- Financial planning clients · 0 to unsetJul 24, 2023 to Jul 24, 2023
- Legal name · V•••• C•••••• to V•••• C•••••• INCMar 24, 2023 to Mar 27, 2023
- Wrap assets (manager) · unset to 0.0Mar 24, 2023 to Mar 27, 2023
- Wrap assets (sponsor) · unset to 0.0Mar 24, 2023 to Mar 27, 2023
- Related adviser · true to falseMar 22, 2023 to Mar 24, 2023
- Related broker-dealer · true to falseMar 22, 2023 to Mar 24, 2023
- Business name · B••••• F•••••••• to V•••• C••••••Feb 24, 2023 to Mar 12, 2023
- Legal name · B••••• F••••••••, LLC to V•••• C••••••Feb 24, 2023 to Mar 12, 2023
Signals
4 dated events
- V•••• C•••••• no longer on the SEC adviser roster (last listed 2025-03-06)May 2, 2025 · Left the SEC roster · derived
- V•••• C•••••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Oct 15, 2024 · Succession (Item 4) · fact
- R••••• D•••• V••••• (Cco, Cfo And Managing Partner) no longer on Schedule A of V•••• C•••••• (listed 2023-09-21, absent 2023-10-13)Oct 13, 2023 · Control person left · inference
- B••••• F•••••••• filed its initial SEC registration (Form ADV)Feb 24, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026