DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••• I••••••••• M••••••••• S•••
Latest filing Sep 11, 2026
First filing on the tape Oct 25, 2022 · 11 filings
SEC status approved since Dec 9, 2022
RAUM
$392M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$392M as of Apr 27, 2026
Mar 30, 2023$128M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 27, 2026
Mar 30, 20230 then
Employees (5.A)8 as of Apr 27, 2026
Mar 30, 20238 then
Private funds1 as of Apr 27, 2026
Mar 30, 20231 then
RAUM +40% over the last fiscal year+45% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 11, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $392MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +40%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $392M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$392M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $392M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••• C•••••• C••• F••• I• L• | Private Equity Fund | $134M | 21 | Aug 15, 2022 |
Owners and control persons
Schedule A and B, latest filing
- C•••••• A••••• · Vice Presidentcontrolsince 10/2022 · owns less than 5%
- G••••••• G••••••••• L••• · Investment Committee Membercontrolsince 09/2022 · owns less than 5%
- M•••• C•••••• E•••••• · Investment Committee Membercontrolsince 03/2022 · owns less than 5%
- M•••• J•••• G•••••••• · Managing Directorcontrolsince 03/2022 · owns less than 5%
- M•••• J•••• P•••• · Investment Committee Membercontrolsince 03/2022 · owns less than 5%
- P••••• P••••• A• · Managing Partnercontrolsince 03/2022 · owns less than 5%
- R••••• F••••••••• J••••• · Chief Compliance Officercontrolsince 03/2022 · owns less than 5%
Entity owners
- A••• C•••••• A•••••• S••• · Shareholderdirect · owns 75% or more
- E••• H••••••• C••• · Shareholderindirect · owns 75% or more of A••• C•••••• A•••••• S•••
- G•••• E••••••••• C•••• · Shareholderindirect · owns 75% or more of E••• H••••••• C•••
- W•••••• B••••••• L••• · Shareholderindirect · owns 75% or more of G•••• E••••••••• C••••
Related persons
Schedule D 7.A
- A••• C•••••• C••• F••• I• G•• L••pooled vehicle sponsory
- A••• I••••••••• M••••••••• U•• L••investment adviseryRAUM $392M
Advisers that list A••• I••••••••• M••••••••• S••• as a related person
- 322874 y
Offices
Schedule D 1.F, the 25 largest
- Coconut Grove, FL2 employees
What changed
consecutive filings, newest first
- Financial planning clients · to unsetApr 27, 2026 to Sep 11, 2026
- HQ state · to unsetApr 27, 2026 to Sep 11, 2026
- Private funds · 1 to unsetApr 27, 2026 to Sep 11, 2026
- Succession · false to unsetApr 27, 2026 to Sep 11, 2026
- Assets in custody · $279M to $392MMay 3, 2025 to Mar 30, 2026
- Discretionary RAUM · $279M to $392MMay 3, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $279M to $392MMay 3, 2025 to Mar 30, 2026
- RAUM · $279M to $392MMay 3, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 28, 2025 to May 3, 2025
- Assets in custody · $134M to $279MDec 20, 2024 to Mar 28, 2025
- HQ state · unset to Dec 20, 2024 to Mar 28, 2025
- Discretionary RAUM · $134M to $279MDec 20, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $134M to $279MDec 20, 2024 to Mar 28, 2025
- RAUM · $134M to $279MDec 20, 2024 to Mar 28, 2025
- Assets in custody · $128M to $134MDec 12, 2023 to Mar 28, 2024
- Discretionary RAUM · $128M to $134MDec 12, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $128M to $134MDec 12, 2023 to Mar 28, 2024
- RAUM · $128M to $134MDec 12, 2023 to Mar 28, 2024
- Assets in custody · unset to 127820000.0Mar 30, 2023 to Dec 12, 2023
- Custody of client assets · false to trueMar 30, 2023 to Dec 12, 2023
- Discretionary RAUM · $122M to $128MJan 12, 2023 to Mar 30, 2023
- Pooled vehicle RAUM · $122M to $128MJan 12, 2023 to Mar 30, 2023
- RAUM · $122M to $128MJan 12, 2023 to Mar 30, 2023
- Accounts · unset to 1.0Oct 25, 2022 to Jan 12, 2023
- Pooled vehicle clients · unset to 1.0Oct 25, 2022 to Jan 12, 2023
- Discretionary RAUM · unset to 121820000.0Oct 25, 2022 to Jan 12, 2023
- Non-discretionary RAUM · unset to 0.0Oct 25, 2022 to Jan 12, 2023
- Pooled vehicle RAUM · unset to 121820000.0Oct 25, 2022 to Jan 12, 2023
- RAUM · unset to 121820000.0Oct 25, 2022 to Jan 12, 2023
Signals
4 dated events
- A••• I••••••••• M••••••••• S••• reported RAUM $392.5M, up 40% from $279.5M (2025-05-03 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- A••• I••••••••• M••••••••• S••• reported RAUM $279.5M, up 108% from $134.3M (2024-12-20 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- Miguel Luis Castillo (Investment Committee Member) no longer on Schedule A of A••• I••••••••• M••••••••• S••• (listed 2023-03-30, absent 2023-12-12)Dec 12, 2023 · Control person left · inference
- A••• I••••••••• M••••••••• S••• filed its initial SEC registration (Form ADV)Oct 25, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A••• I••••••••• M••••••••• S••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/apex-capital-transforming-businessesreportedpublic record, Form ADV, Sep 18, 2026
- Website
- apexcapitalpe.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- +502-22576557reportedpublic record, Form ADV, Sep 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026