DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••• G••••• L•
Latest filing Jun 10, 2026
First filing on the tape Aug 10, 2022 · 12 filings
SEC status approved since Sep 9, 2022
RAUM
$3.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
21
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$3.8B as of Jun 10, 2026
Mar 31, 2023$1.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 10, 2026
Mar 31, 20230 then
Employees (5.A)21 as of Jun 10, 2026
Mar 31, 202311 then
Private funds1 as of Jun 10, 2026
Mar 31, 20231 then
RAUM +101% over the last fiscal year+54% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 10, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $955MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +40%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $3.8B, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.8B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.8B for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••• G••••• M••••• L• | Hedge Fund | $1.7B | 91 | Dec 9, 2022 |
Owners and control persons
Schedule A and B, latest filing
- A••••••••• D••••• A••• · Chief Operating Officer And Chief Compliance Officercontrolsince 01/2023 · owns less than 5%
- N••••••• D••••• •••• · Chief Investment Officer And Foundercontrolsince 12/2021 · owns 50% to 75%
- N••••••• D••••• •••• · Managing Membercontrolsince 12/2021 · owns 50% to 75% of A•••• G••••• G• L••
- N••••••• D••••• •••• · Shareholdercontrolsince 02/2022 · owns 50% to 75% of A•••• G• H••••••• I•••
- N••••••• V••••••••• •••• · Trusteecontrolsince 05/2022 · owns F of A•••• T••••
- V•••• A•••• P• · Shareholdercontrolsince 02/2022 · owns 25% to 50% of A•••• G• H••••••• I•••
- V•••• A•••• P• · Trusteecontrolsince 05/2022 · owns F of A•••• T••••
Entity owners
- A•••• T•••• · Limited Partnerdirect · owns 25% to 50%
- A•••• G••••• G• L•• · General Partnerdirect · owns less than 5%
- A•••• G• H••••••• I••• · Memberindirect · owns 50% to 75% of A•••• G••••• G• L••
Related persons
Schedule D 7.A
- A•••• G••••• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- employee count surgeChange between filings · filing Feb 12, 2026employees (Item 5.A) moved from 14.0 to 21.0 (+50.0%) between the annual amendments of 2025-03-24 and 2026-02-12; the peer median change was 0.0% (1109 comparable advisers, 98.0th percentile of changes)peers: asset managers, $1B to $5B (1,109) · 98% percentile
What changed
consecutive filings, newest first
- Assets in custody · $2.7B to $3.8BFeb 12, 2026 to Jun 10, 2026
- Discretionary RAUM · $2.7B to $3.8BFeb 12, 2026 to Jun 10, 2026
- Pooled vehicle RAUM · $2.7B to $3.8BFeb 12, 2026 to Jun 10, 2026
- RAUM · $2.7B to $3.8BFeb 12, 2026 to Jun 10, 2026
- Advisory employees · 10 to 12Jan 8, 2026 to Feb 12, 2026
- Assets in custody · $2.7B to $2.7BJan 8, 2026 to Feb 12, 2026
- Employees · 14 to 21Jan 8, 2026 to Feb 12, 2026
- Discretionary RAUM · $2.7B to $2.7BJan 8, 2026 to Feb 12, 2026
- Pooled vehicle RAUM · $2.7B to $2.7BJan 8, 2026 to Feb 12, 2026
- RAUM · $2.7B to $2.7BJan 8, 2026 to Feb 12, 2026
- Assets in custody · $1.9B to $2.7BMar 24, 2025 to Oct 28, 2025
- Discretionary RAUM · $1.9B to $2.7BMar 24, 2025 to Oct 28, 2025
- Pooled vehicle RAUM · $1.9B to $2.7BMar 24, 2025 to Oct 28, 2025
- RAUM · $1.9B to $2.7BMar 24, 2025 to Oct 28, 2025
- Advisory employees · 6 to 10Sep 30, 2024 to Mar 24, 2025
- Assets in custody · $1.7B to $1.9BSep 30, 2024 to Mar 24, 2025
- Employees · 9 to 14Sep 30, 2024 to Mar 24, 2025
- Financial planning clients · unset to Sep 30, 2024 to Mar 24, 2025
- Discretionary RAUM · $1.7B to $1.9BSep 30, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $1.7B to $1.9BSep 30, 2024 to Mar 24, 2025
- RAUM · $1.7B to $1.9BSep 30, 2024 to Mar 24, 2025
- Assets in custody · $1.0B to $1.7BOct 6, 2023 to Jan 30, 2024
- Employees · 11 to 9Oct 6, 2023 to Jan 30, 2024
- Discretionary RAUM · $1.0B to $1.7BOct 6, 2023 to Jan 30, 2024
- Pooled vehicle RAUM · $1.0B to $1.7BOct 6, 2023 to Jan 30, 2024
- RAUM · $1.0B to $1.7BOct 6, 2023 to Jan 30, 2024
- Assets in custody · $624M to $1.0BJan 10, 2023 to Mar 31, 2023
- Discretionary RAUM · $624M to $1.0BJan 10, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $624M to $1.0BJan 10, 2023 to Mar 31, 2023
- RAUM · $624M to $1.0BJan 10, 2023 to Mar 31, 2023
- Advisory employees · 5 to 6Dec 9, 2022 to Jan 10, 2023
- Employees · 9 to 11Dec 9, 2022 to Jan 10, 2023
- Accounts · unset to 4.0Aug 10, 2022 to Dec 9, 2022
- Pooled vehicle clients · unset to 4.0Aug 10, 2022 to Dec 9, 2022
- Assets in custody · unset to 624049832.0Aug 10, 2022 to Dec 9, 2022
- Custody of client assets · false to trueAug 10, 2022 to Dec 9, 2022
- Employees · 6 to 9Aug 10, 2022 to Dec 9, 2022
- Private funds · unset to 1Aug 10, 2022 to Dec 9, 2022
- Discretionary RAUM · unset to 624049832.0Aug 10, 2022 to Dec 9, 2022
- Non-discretionary RAUM · unset to 0.0Aug 10, 2022 to Dec 9, 2022
Signals
7 dated events
- A•••• G••••• L• reported RAUM $3.8B, up 43% from $2.7B (2026-02-12 to 2026-06-10)Jun 10, 2026 · RAUM change · derived
- A•••• G••••• L• reported RAUM $2.7B, up 40% from $1.9B (2025-03-24 to 2025-10-28)Oct 28, 2025 · RAUM change · derived
- A•••• G••••• L• reported RAUM $1.7B, up 66% from $1.0B (2023-10-06 to 2024-01-30)Jan 30, 2024 · RAUM change · derived
- (Nmn) Janine Krause (Chief Compliance Officer And Chief Financial Officer) no longer on Schedule A of A•••• G••••• L• (listed 2023-10-06, absent 2024-01-30)Jan 30, 2024 · Control person left · inference
- A•••• G••••• L• reported RAUM $1.0B, up 66% from $624.0M (2023-01-10 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Alan David Angstreich (Chief Operating Officer) appeared on Schedule A of A•••• G••••• L•Jan 10, 2023 · Control person joined · fact
- A•••• G••••• L• filed its initial SEC registration (Form ADV)Aug 10, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- avalaglobal.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (212) 226-5900reportedpublic record, Form ADV, Jun 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026