DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••• P•••• W••••• A•••••••• L••
Latest filing Aug 21, 2026
First filing on the tape Aug 25, 2022 · 11 filings
SEC status approved since Sep 23, 2022
RAUM
$120M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
85%
$102M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$29.9M
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$120M as of Aug 21, 2026
Mar 31, 2023$25.2M then
HNW client RAUM$85.1M as of Aug 21, 2026
Mar 31, 2023$22.8M then
State-registered IARs (5.B.3)4 as of Aug 21, 2026
Mar 31, 20233 then
Employees (5.A)8 as of Aug 21, 2026
Mar 31, 20236 then
Private funds: no history
RAUM +49% over the last fiscal year+68% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Aug 21, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $29.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 57derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $670,069derivedHNW RAUM over HNW clients
- Average account
- $500,712derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +49%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +215%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$85.1M71%
- Corporations and businesses$17.6M15%
- Individuals$17.0M14%
- Individual clients
- 100reported
- HNW clients
- 127reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 239reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.85 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C••••••••• B••••••• R••• | Manlius, Ny | Sep 23, 2022 | 21 y | 2 |
| A••••• J••• D•••••• | Manlius, Ny | Sep 30, 2022 | 28 y | 2 |
| D•••• J••• D•••••• | Manlius, Ny | Feb 6, 2023 | 32 y | 1 |
| A••••• O••• D••••••••Certified Financial Planner | Manlius, Ny | Sep 17, 2024 | 13 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A••••• O••• D•••••••• from M•••••• • N••••• A•••••••• L••Sep 17, 2024 · RIA to RIA
- D•••• J••• D•••••• from S••••••• I••••••••• M•••••••••Feb 6, 2023 · RIA to RIA
- A••••• J••• D•••••• from M•••••• • N••••• A••••••• A•••••••• C••••••• L••Sep 30, 2022 · Other
- C••••••••• B••••••• R••• from S••••••• I••••••••• M•••••••••Sep 23, 2022 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• M•••••• · Partnercontrolsince 07/2022 · owns 5% to 10%
- B••••••• B••••• L•• · Partnercontrolsince 07/2022 · owns 10% to 25%
- D••••••• A•••••• J••• · Partnercontrolsince 07/2022 · owns 25% to 50%
- G••••••• B••••• P••• · Partnercontrolsince 07/2022 · owns 10% to 25%
- R•••• C••••••••• B••••••• · Partner/Ccocontrolsince 07/2022 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Manlius, Ny | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Apr 23, 2026RAUM (Item 5.F) moved from $80,305,917 to $119,670,103 (+49.0%) between the annual amendments of 2025-03-21 and 2026-04-23; the peer median change was +15.0% (4550 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 95% percentile
What changed
consecutive filings, newest first
- Accounts · 160 to 239Mar 21, 2025 to Mar 31, 2026
- Corporate clients · 4 to 12Mar 21, 2025 to Mar 31, 2026
- HNW clients · 40 to 127Mar 21, 2025 to Mar 31, 2026
- Individual clients · 32 to 100Mar 21, 2025 to Mar 31, 2026
- Employees · 7 to 8Mar 21, 2025 to Mar 31, 2026
- Discretionary RAUM · $80.3M to $120MMar 21, 2025 to Mar 31, 2026
- HNW RAUM · $63.2M to $85.1MMar 21, 2025 to Mar 31, 2026
- Individual RAUM · $11.7M to $17.0MMar 21, 2025 to Mar 31, 2026
- RAUM · $80.3M to $120MMar 21, 2025 to Mar 31, 2026
- Accounts · 96 to 160Mar 20, 2024 to Mar 21, 2025
- Advisory employees · 4 to 5Mar 20, 2024 to Mar 21, 2025
- Corporate clients · 1 to 4Mar 20, 2024 to Mar 21, 2025
- HNW clients · 30 to 40Mar 20, 2024 to Mar 21, 2025
- Individual clients · 28 to 32Mar 20, 2024 to Mar 21, 2025
- Employees · 6 to 7Mar 20, 2024 to Mar 21, 2025
- Financial planning clients · unset to Mar 20, 2024 to Mar 21, 2025
- HQ city · unset to Mar 20, 2024 to Mar 21, 2025
- HQ state · unset to Mar 20, 2024 to Mar 21, 2025
- State-registered IARs · 3 to 4Mar 20, 2024 to Mar 21, 2025
- Discretionary RAUM · $46.4M to $80.3MMar 20, 2024 to Mar 21, 2025
- HNW RAUM · $38.2M to $63.2MMar 20, 2024 to Mar 21, 2025
- Individual RAUM · $8.0M to $11.7MMar 20, 2024 to Mar 21, 2025
- RAUM · $46.4M to $80.3MMar 20, 2024 to Mar 21, 2025
- Accounts · 36 to 96Aug 1, 2023 to Mar 20, 2024
- Corporate clients · unset to 1.0Aug 1, 2023 to Mar 20, 2024
- HNW clients · 26 to 30Aug 1, 2023 to Mar 20, 2024
- Individual clients · 10 to 28Aug 1, 2023 to Mar 20, 2024
- Discretionary RAUM · $25.2M to $46.4MAug 1, 2023 to Mar 20, 2024
- HNW RAUM · $22.8M to $38.2MAug 1, 2023 to Mar 20, 2024
- Individual RAUM · $2.5M to $8.0MAug 1, 2023 to Mar 20, 2024
- RAUM · $25.2M to $46.4MAug 1, 2023 to Mar 20, 2024
- HQ city · QUEENSBURY to unsetMar 31, 2023 to Aug 1, 2023
- HQ state · NY to unsetMar 31, 2023 to Aug 1, 2023
- Advisory employees · 1 to 4Jan 18, 2023 to Mar 31, 2023
- Employees · 5 to 6Jan 18, 2023 to Mar 31, 2023
- State-registered IARs · 1 to 3Jan 18, 2023 to Mar 31, 2023
- RAUM · $0 to $25.2MOct 26, 2022 to Jan 18, 2023
- Accounts · 0 to 36Oct 26, 2022 to Jan 18, 2023
- HNW clients · unset to 26.0Oct 26, 2022 to Jan 18, 2023
- Individual clients · unset to 10.0Oct 26, 2022 to Jan 18, 2023
Signals
1 dated events
- S•••• P•••• W••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Aug 25, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 518-727-3274reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 585-729-1150reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 888-851-6967reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/solid-point-wealth-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- solidpointwealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 518-681-0107reportedpublic record, Form ADV, Aug 21, 2026
- Contact form
- solidpointwealth.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- solidpointwealth.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $29.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026