DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L•••••• F•••••••• S••••••• I•••
Latest filing Jan 10, 2026
First filing on the tape Nov 1, 2022 · 9 filings
SEC status approved since Dec 1, 2022
RAUM
$173M
reported, Item 5.F
Discretionary
81%
of RAUM
Private clients
100%
$173M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$34.6M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$173M as of Jan 10, 2026
Feb 24, 2023$114M then
HNW client RAUM$122M as of Jan 10, 2026
Feb 24, 2023$67.4M then
State-registered IARs (5.B.3)4 as of Jan 10, 2026
Feb 24, 20233 then
Employees (5.A)4 as of Jan 10, 2026
Feb 24, 20234 then
Private funds: no history
RAUM +11% over the last fiscal year+15% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Jan 10, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $34.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 54derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $302,151derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 81%derivedof RAUM
- Institutional
- 0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.8derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.6%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Wrap fee program
- $173MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$122M70%
- Individuals$50.6M29%
- Charitable organizations$580,0810.3%
- Individual clients
- 203reported
- HNW clients
- 67reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 573reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=4.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| W•••••• D••••• G••••• | Louisville, Ne | Dec 2, 2022 | 12 y | 0 |
| M••• E••••• L••••••Chartered Financial Consultant | Louisville, Ne | Dec 2, 2022 | 41 y | 0 |
| G•••••• G• L•••••• | Louisville, Ne | Feb 2, 2023 | 16 y | 0 |
| C•••••• C•••• L•••••• | Louisville, Ne | Dec 14, 2023 | 12 y | 0 |
| W•••••• E•••••••• E•••• | Louisville, Ne | Apr 16, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G•••••• W••••••• D••••• · Chief Compliance Officercontrolsince 10/2022 · owns 10% to 25%
- L••••••• C••••••• C•••• · Vice Presidentcontrolsince 01/2023 · owns 10% to 25%
- L••••••• G••••••• G• · Vice Presidentcontrolsince 01/2023 · owns 10% to 25%
- L••••••• M•••• E••••• · Presidentcontrolsince 01/2000 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Louisville, Ne · principal | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Jan 10, 2026discretionary share of RAUM moved from 97.0% to 81.0% between the annual amendments of 2025-01-06 and 2026-01-10peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 504 to 573Jan 6, 2025 to Jan 10, 2026
- HNW clients · 65 to 67Jan 6, 2025 to Jan 10, 2026
- Individual clients · 186 to 203Jan 6, 2025 to Jan 10, 2026
- Discretionary RAUM · $152M to $140MJan 6, 2025 to Jan 10, 2026
- HNW RAUM · $109M to $122MJan 6, 2025 to Jan 10, 2026
- Individual RAUM · $47.4M to $50.6MJan 6, 2025 to Jan 10, 2026
- Non-discretionary RAUM · $4.6M to $32.8MJan 6, 2025 to Jan 10, 2026
- RAUM · $156M to $173MJan 6, 2025 to Jan 10, 2026
- Accounts · 436 to 504Jan 8, 2024 to Jan 6, 2025
- HNW clients · 48 to 65Jan 8, 2024 to Jan 6, 2025
- Individual clients · 181 to 186Jan 8, 2024 to Jan 6, 2025
- Financial planning clients · 251-500 to 251-500Jan 8, 2024 to Jan 6, 2025
- Discretionary RAUM · $121M to $152MJan 8, 2024 to Jan 6, 2025
- HNW RAUM · $74.4M to $109MJan 8, 2024 to Jan 6, 2025
- Individual RAUM · $47.5M to $47.4MJan 8, 2024 to Jan 6, 2025
- Non-discretionary RAUM · $747,066 to $4.6MJan 8, 2024 to Jan 6, 2025
- RAUM · $122M to $156MJan 8, 2024 to Jan 6, 2025
- Accounts · 355 to 436Aug 29, 2023 to Jan 8, 2024
- Advisory employees · 3 to 4Aug 29, 2023 to Jan 8, 2024
- BD registered reps · 3 to 4Aug 29, 2023 to Jan 8, 2024
- HNW clients · 41 to 48Aug 29, 2023 to Jan 8, 2024
- Individual clients · 163 to 181Aug 29, 2023 to Jan 8, 2024
- Financial planning clients · 0 to 251-500Aug 29, 2023 to Jan 8, 2024
- State-registered IARs · 3 to 4Aug 29, 2023 to Jan 8, 2024
- Discretionary RAUM · $114M to $121MAug 29, 2023 to Jan 8, 2024
- HNW RAUM · $67.4M to $74.4MAug 29, 2023 to Jan 8, 2024
- Individual RAUM · $46.2M to $47.5MAug 29, 2023 to Jan 8, 2024
- Non-discretionary RAUM · $0 to $747,066Aug 29, 2023 to Jan 8, 2024
- RAUM · $114M to $122MAug 29, 2023 to Jan 8, 2024
- Accounts · 0 to 355Nov 1, 2022 to Feb 24, 2023
- Advisory employees · 4 to 3Nov 1, 2022 to Feb 24, 2023
- BD registered reps · 4 to 3Nov 1, 2022 to Feb 24, 2023
- HNW clients · unset to 41.0Nov 1, 2022 to Feb 24, 2023
- Individual clients · unset to 163.0Nov 1, 2022 to Feb 24, 2023
- Employees · 6 to 4Nov 1, 2022 to Feb 24, 2023
- State-registered IARs · 2 to 3Nov 1, 2022 to Feb 24, 2023
- Discretionary RAUM · $0 to $114MNov 1, 2022 to Feb 24, 2023
- HNW RAUM · $0 to $67.4MNov 1, 2022 to Feb 24, 2023
- Individual RAUM · $0 to $46.2MNov 1, 2022 to Feb 24, 2023
- Pension RAUM · 0.0 to unsetNov 1, 2022 to Feb 24, 2023
Signals
3 dated events
- G Gregory Leibman (Vice President) appeared on Schedule A of L•••••• F•••••••• S••••••• I•••Feb 24, 2023 · Control person joined · fact
- Clair Caitlin Leibman (Vice President) appeared on Schedule A of L•••••• F•••••••• S••••••• I•••Feb 24, 2023 · Control person joined · fact
- L•••••• F••••••••• S••••••• filed its initial SEC registration (Form ADV)Nov 1, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 402-234-2337reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 800-550-6275reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- 2••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (402) 234-2337reportedpublic record, Form ADV, Jan 10, 2026
- Contact form
- 2••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $34.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026