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Former SEC-registered adviser

H•••••••• I••••••••• M•••••••••

Former SEC-registered adviserCRD 323133SEC 801-126861websiteIAPD
Legal name W• A••••••• U•• L••
Latest filing Aug 19, 2024
First filing on the tape Oct 11, 2022 · 9 filings
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$0 as of Mar 11, 2024
May 30, 2023$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 11, 2024
May 30, 20231 then
Employees (5.A)4 as of Mar 11, 2024
May 30, 20234 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Aug 19, 2024; every figure names its basis
RAUM per advisor
$0derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, otherreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
3 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
E•••••• R•••••• W••••San Salvador Jun 14, 202413 y0
A••••• H•••• W••••Miami, Fl Apr 2, 202510 y0
C•••• E•••••• M••••••Miami, FlApr 28, 202514 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • M••••••• C••••• E•••••• · Managing Director / Principal /Ccocontrol
        since 10/2023 · owns 50% to 75%
      • W••••• A••••• · Membercontrol
        since 10/2023 · owns 50% to 75%
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Miami, Fl300
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Legal name · WM ADVISORS LLC to W• A••••••• U•• L••
        Mar 8, 2024 to Mar 11, 2024
      • Assets in custody · unset to 0.0
        Jan 9, 2024 to Feb 7, 2024
      • Custody of client assets · false to true
        Jan 9, 2024 to Feb 7, 2024
      • Legal name · H•••••••• I••••••••• M••••••••• LLC to WM ADVISORS LLC
        Nov 2, 2023 to Jan 9, 2024
      • HQ city · MIAMI to unset
        May 30, 2023 to Nov 2, 2023
      • HQ state · FL to unset
        May 30, 2023 to Nov 2, 2023
      Signals
      6 dated events
      • Eduardo C•••• M•••••• (Managing Director / Principal /Cco) appeared on Schedule A of H•••••••• I••••••••• M•••••••••
        Nov 2, 2023 · Control person joined · fact
      • A••••• W•••• (Member) appeared on Schedule A of H•••••••• I••••••••• M•••••••••
        Nov 2, 2023 · Control person joined · fact
      • Marc Daniel Schwartz (Sole Member) no longer on Schedule A of H•••••••• I••••••••• M••••••••• (listed 2023-05-30, absent 2023-11-02)
        Nov 2, 2023 · Control person left · inference
      • Carlos Juan Riera (Chief Compliance Officer) no longer on Schedule A of H•••••••• I••••••••• M••••••••• (listed 2023-05-30, absent 2023-11-02)
        Nov 2, 2023 · Control person left · inference
      • Nader Jose Calero (Principal & Portfolio Manager) no longer on Schedule A of H•••••••• I••••••••• M••••••••• (listed 2023-05-30, absent 2023-11-02)
        Nov 2, 2023 · Control person left · inference
      • H•••••••• I••••••••• M••••••••• filed its initial SEC registration (Form ADV)
        Oct 11, 2022 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      w•••••••••.comreportedpublic record, Form ADV, Aug 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026