DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••• V•••••••
Legal name A•••• V••••••• S•••••• O••••••••• G• S•• I• L••
Latest filing Aug 4, 2026
First filing on the tape Jun 30, 2025 · 4 filings
SEC status approved since Aug 14, 2025
RAUM
$2.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
17
17 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
91
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$2.5B as of Aug 4, 2026
Jun 30, 2025$506M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 4, 2026
Jun 30, 20250 then
Employees (5.A)17 as of Aug 4, 2026
Jun 30, 20258 then
Private funds91 as of Aug 4, 2026
Jun 30, 202564 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 4, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $27.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $2.1B, 61 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.5B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 91reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.1B for 61 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
35 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- B••••• B•••••••• S•••• · Managing Partnercontrolsince 07/2020 · owns 50% to 75%
- H•••• M••••••• R•••••• · Chief Compliance Officer, Chief Financial Officercontrolsince 05/2026 · owns less than 5%
- H••••••• G••••• R••••• · Managing Partnercontrolsince 07/2020 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- many private funds relative to firm sizeStatic outlier · filing Aug 4, 2026private funds per $1B of RAUM of 36.9 against a peer median of 4.3 (953 comparable advisers, 99.0th percentile, 10.5 robust deviations)peers: asset managers, $1B to $5B (953) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 64 to 91Jun 30, 2025 to Mar 31, 2026
- Advisory employees · 8 to 17Jun 30, 2025 to Mar 31, 2026
- Pooled vehicle clients · 64 to 91Jun 30, 2025 to Mar 31, 2026
- Assets in custody · $387M to $2.1BJun 30, 2025 to Mar 31, 2026
- Employees · 8 to 17Jun 30, 2025 to Mar 31, 2026
- Private funds · 64 to 91Jun 30, 2025 to Mar 31, 2026
- Discretionary RAUM · $506M to $2.5BJun 30, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $506M to $2.5BJun 30, 2025 to Mar 31, 2026
- RAUM · $506M to $2.5BJun 30, 2025 to Mar 31, 2026
Signals
1 dated events
- A•••• V••••••• reported RAUM $2.5B, up 387% from $505.9M (2025-06-30 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- A•••• V••••••• · Private Equityshared crd · organization
- A•••• V••••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- align.vcreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 734-899-8158reportedpublic record, Form ADV, Aug 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026