DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Former SEC-registered adviser
V•• G••••• L••
Latest filing Oct 28, 2024
First filing on the tape Aug 30, 2022 · 23 filings
RAUM
$81.4M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
24%
$19.5M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$40.7M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$81.4M as of Mar 14, 2024
Jan 23, 2023$82.5M then
HNW client RAUM$12.9M as of Mar 14, 2024
Jan 23, 2023$5.4M then
State-registered IARs (5.B.3)2 as of Mar 14, 2024
Jan 23, 20233 then
Employees (5.A)2 as of Mar 14, 2024
Jan 23, 20233 then
Private funds: no history
RAUM -1.3% over the last fiscal yearIARs 3 to 2
Practice profile
derived from the filing of Oct 28, 2024; every figure names its basis
- RAUM per advisor
- $40.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 15derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 76%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -1.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- -33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +100%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $54.1M, 29 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$61.9M76%
- High-net-worth individuals$12.9M16%
- Individuals$6.5M8.0%
- Individual clients
- 22reported
- HNW clients
- 8reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 72reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $54.1M for 29 clientsreported
- Compensation
- % of AUMreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••• R••••• V••••• | Sewickley, Pa | Oct 3, 2022 | 15 y | 2 |
| M•••••• J••• D•••••••• | Sewickley, Pa | Jan 5, 2023 | 11 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M•••••• J••• D•••••••• from H••••••• A•••••••• L••Jan 5, 2023 · Other
- B•••• R••••• V••••• from V••••• A•••• M••••••••• L••Oct 3, 2022 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- V•••••• B••••• R••••• · President, Chief Compliance Officercontrolsince 06/2021 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Sewickley, Pa · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $0 to $54.1MSep 10, 2024 to Sep 16, 2024
- Accounts · 61 to 72Jan 23, 2024 to Mar 14, 2024
- HNW clients · 4 to 8Jan 23, 2024 to Mar 14, 2024
- Individual clients · 18 to 22Jan 23, 2024 to Mar 14, 2024
- Assets in custody · $73.6M to $0Jan 23, 2024 to Mar 14, 2024
- Discretionary RAUM · $113M to $81.4MJan 23, 2024 to Mar 14, 2024
- HNW RAUM · $6.6M to $12.9MJan 23, 2024 to Mar 14, 2024
- Individual RAUM · $4.9M to $6.5MJan 23, 2024 to Mar 14, 2024
- RAUM · $113M to $81.4MJan 23, 2024 to Mar 14, 2024
- Assets in custody · $0 to $73.6MJan 4, 2024 to Jan 23, 2024
- Advisory employees · 3 to 2Apr 27, 2023 to May 3, 2023
- Employees · 3 to 2Apr 27, 2023 to May 3, 2023
- State-registered IARs · 3 to 2Apr 27, 2023 to May 3, 2023
- Accounts · 0 to 21Jan 13, 2023 to Jan 23, 2023
- Charity clients · unset to 0.0Jan 13, 2023 to Jan 23, 2023
- Corporate clients · unset to 0.0Jan 13, 2023 to Jan 23, 2023
- HNW clients · unset to 3.0Jan 13, 2023 to Jan 23, 2023
- Individual clients · unset to 12.0Jan 13, 2023 to Jan 23, 2023
- Pension plan clients · unset to 0.0Jan 13, 2023 to Jan 23, 2023
- Pooled vehicle clients · unset to 0.0Jan 13, 2023 to Jan 23, 2023
- Discretionary RAUM · $0 to $82.5MJan 13, 2023 to Jan 23, 2023
- HNW RAUM · unset to 5433334.0Jan 13, 2023 to Jan 23, 2023
- Individual RAUM · unset to 3546915.0Jan 13, 2023 to Jan 23, 2023
- Pension RAUM · unset to 0.0Jan 13, 2023 to Jan 23, 2023
- Pooled vehicle RAUM · unset to 0.0Jan 13, 2023 to Jan 23, 2023
- RAUM · $0 to $82.5MJan 13, 2023 to Jan 23, 2023
- Accounts · 21 to 61Jan 23, 2023 to Jan 23, 2023
- HNW clients · 3 to 4Jan 23, 2023 to Jan 23, 2023
- Individual clients · 12 to 18Jan 23, 2023 to Jan 23, 2023
- Discretionary RAUM · $82.5M to $113MJan 23, 2023 to Jan 23, 2023
- HNW RAUM · $5.4M to $6.6MJan 23, 2023 to Jan 23, 2023
- Individual RAUM · $3.5M to $4.9MJan 23, 2023 to Jan 23, 2023
- RAUM · $82.5M to $113MJan 23, 2023 to Jan 23, 2023
- Advisory employees · 2 to 3Nov 14, 2022 to Jan 13, 2023
- Employees · 2 to 3Nov 14, 2022 to Jan 13, 2023
- State-registered IARs · 2 to 3Nov 14, 2022 to Jan 13, 2023
Signals
1 dated events
- V•• G••••• L•• filed its initial SEC registration (Form ADV)Aug 30, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/vamgroupllcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- vescioassetmgt.comreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $40.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026