DFX Intelligence

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SEC-registered adviser

V••••• T••••••••• L••

No RAUM reportedMiami Beach, FloridaCRD 323237SEC 801-127761websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Mar 28, 2023 · 8 filings
SEC status approved since Sep 20, 2023
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$0 as of Mar 31, 2026
Mar 17, 2025$0 then
HNW client RAUM$0 as of Mar 31, 2026
Mar 29, 2024$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 29, 20240 then
Employees (5.A)3 as of Mar 31, 2026
Mar 29, 20243 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
fixed feesreportedItem 5.E
Advisory activities
otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
2reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
0reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixedreported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=3.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • C•••••••• L•••• · Managing Membercontrol
        since 12/2018 · owns 50% to 75%
      • G•••••• A•••• E••••• · Managing Membercontrol
        since 12/2018 · owns 50% to 75%
      • N•••••• D••••• E••• · Chief Compliance Officercontrol
        since 12/2018 · owns less than 5%
      Related persons
      Schedule D 7.A
      • A•••••• L•••• C•••••• M••••••••• L••
        investment advisern
      • A•••••• L•••• G•••• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Individual clients · 0 to 2
        Mar 17, 2025 to Mar 31, 2026
      • HQ city · MIAMI to MIAMI BEACH
        Mar 17, 2025 to Mar 31, 2026
      • Accounts · unset to 0.0
        May 10, 2024 to Mar 17, 2025
      • Financial planning clients · unset to
        May 10, 2024 to Mar 17, 2025
      • Discretionary RAUM · unset to 0.0
        May 10, 2024 to Mar 17, 2025
      • Non-discretionary RAUM · unset to 0.0
        May 10, 2024 to Mar 17, 2025
      • RAUM · unset to 0.0
        May 10, 2024 to Mar 17, 2025
      • HQ city · MIAMI BEACH to MIAMI
        Mar 29, 2024 to May 10, 2024
      Signals
      1 dated events
      • V••••• T••••••••• L•• filed its initial SEC registration (Form ADV)
        Mar 28, 2023 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      g•••••.comreportedpublic record, Form ADV, Mar 31, 2026
      Principal office phone
      305-317-0140reportedpublic record, Form ADV, Mar 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      No RAUM reportedderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026